Western Investment LLC

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Assets, Funds, Holdings

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Western Investment LLC
CRD #161586
SEC #801-73351
CIK #0001422110, 0000106077, 0001555485, 0001286207
AUM
Employees 3 (67% Investors, 0% Brokers)
Phone801-942-7803
Address8011 S Dazzling View Circle
Salt Lake City, UT 84121
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
2502001501005002010201420192024
Sector Form 13F Holdings Value ($M)
Enterprise Financial Services Corp 36.5
Arrowhead Research Corp 27.1
Wells Fargo & Co/MN 3.7
Apple Inc 1.8
Costco Wholesale Corp /NEW 1.6
Microsoft Corp 1.5
Home Depot Inc 1.4
Danaher Corp /DE/ 1.4
Synopsys Inc 1.3
Broadcom Inc 1.3
View All
Holdings by Sector ($M)
200160120804002012201520192023
Type Form D Funds Date Sold ($M) AUM ($M)
HF Western Investment Activism Partners LLC 2012-02-13 27.7
HF Western Investment Hedged Partners LP [2012-02-13] 189.4 69.4
HF Western Investment Institutional Partners LLC 2012-02-13 43.4
HF Western Investment Total Return Fund Ltd 2012-02-13 12.5
HF Western Investment Total Return Partners LP [2012-02-13] 52.0 33.2
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 3 111.7
By Discretionary
Discretionary 2 102.6
Non-Discretionary 1 9.1
Total 3 111.7
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 111.7
Total 3 111.7
Form D Directors # Filings # Firms 2011 - 2025
James Merchant 5
Arthur Lipson 4
EDGAR Form CIK 2011 - 2025
13F-HR [0000106077]
13F-HR [0001286207]
SC 13D [0001286207]
4 [0001422110]
D [0001555485]
Form 13D/13G Filer Form 13D/13G Subject Filed
Western Investment LLC Deutsche Multi-Market Income Trust [2016-02-29]
Western Investment LLC Deutsche Strategic Income Trust [2016-02-18]
Western Investment LLC Advent/Claymore Enhanced Growth & Income Fund [2016-02-01]
Form 3/4/5 Subject 2011 - 2025
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Western Investments Inc.
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