Westview Management LLC

Item 5           Fees and Compensation

   A.
                                INVESTMENT MANAGEMENT SERVICES
         The Registrant provides discretionary and/or non-discretionary investment advisory
         services on a fee-only basis, the Registrant’s negotiable annual investment advisory fee
         shall be based upon a percentage (%) of the market value and type of assets placed under
         the Registrant’s management (between negotiable and 1.00%) as follows:

                     Market Value of Portfolio                             % of Assets
                     On the First $2,000,000                               1.00%
                     From $2,000,001- $5,000,000                           0.75%
                     From $5,000,001 and above                             Negotiable

         To illustrate the above, a client placing $2,500,000 under Registrant’s management
         would incur an annual fee of 1.00% on the first $2,000,000 and 0.75% on the remaining
         $500,000.

         Registrant, in its sole discretion, may charge a lesser investment advisory fee and/or enter
         into another alternative fee arrangement upon certain criteria (e.g., anticipated future
         earning capacity, anticipated future additional assets, dollar amount of assets to be
         managed, related accounts, account composition, prior fee schedules, competition,
         negotiations with client, etc.). As a result of the above, similarly situated clients could
         pay different fees. In addition, similar advisory services may be available from other
         investment advisers for similar or lower fees.

                         FINANCIAL PLANNING AND CONSULTING SERVICES
         Clients can receive financial planning and consulting services on either a standalone basis
         or in combination with investment advisory services. Clients with $1,000,000 or more in
         assets under Registrant’s management are eligible to receive financial planning and

    consulting services for no additional fee. Registrant may waive or reduce this $1,000,000
    threshold at its sole discretion.

    For investment advisory clients with less than $1,000,000 under Registrant’s
    management, or for clients who desire standalone financial planning and consulting
    services, Registrant will generally charge a financial planning and consulting fee.
    Registrant’s planning and consulting fees are negotiable but are generally assessed on an
    hourly rate basis of $300 per hour or on a fixed fee basis for $3,000, depending upon the
    level and scope of the service(s) required and the professional(s) rendering the service(s).

                         RETIREMENT PLAN CONSULTING SERVICES
    The Registrant shall generally receive a retirement plan consulting fee based upon a
    percentage (%) of the market value of the relevant plan’s assets. However, fees shall vary
    depending upon various objective and subjective factors, including but not limited to: the
    amount of plan assets; plan composition; the scope and complexity of the engagement;
    the anticipated number of meetings and servicing needs; the professional(s) rendering the
    service(s); and negotiations with the client. Registrant and the plan client may also
    negotiate a fixed fee for retirement plan consulting services. As a result, similarly situated
    plan clients could pay different fees, and the services to be provided by the Registrant to
    any particular plan client could be available from other advisers at lower fees.

B. Clients may elect to have the Registrant’s advisory fees deducted from their custodial
   account. Both Registrant's Investment Advisory Agreement and the custodial/clearing
   agreement may authorize the custodian to debit the account for the amount of the
   Registrant's investment advisory fee and to directly remit that management fee to the
   Registrant in compliance with regulatory procedures. The Registrant will send the client
   an invoice simultaneous to sending a fee deduction request to the custodian. In the
   limited event that the Registrant bills the client directly, payment is due upon receipt of
   the Registrant’s invoice. The Registrant shall deduct fees and/or bill clients quarterly in
   arrears, based upon the market value of the assets on the last business day of the previous
   quarter.

C. As discussed below, unless the client directs otherwise or an individual client’s
   circumstances require, the Registrant shall generally recommend that Charles Schwab
   and Co., Inc. (“Schwab”) or Fidelity Investments (“Fidelity”) serve as the broker-
   dealer/custodian for client investment management assets. Broker-dealers such as Schwab
   and Fidelity charge brokerage commissions and/or transaction fees for effecting certain
   securities transactions (e.g., transaction fees are charged for certain no-load mutual funds,
   commissions are charged for individual equity and fixed income securities transactions).
   In addition to Registrant’s investment management fee, brokerage commissions and/or
   transaction fees, clients will also incur, relative to all mutual fund and exchange traded
   fund purchases, charges imposed at the fund level (e.g., management fees and other fund
   expenses).

D. The Registrant’s annual investment advisory fee shall be prorated and paid quarterly, in
   arrears, based upon the market value of the assets on the last business day of the billing
   quarter. Fee adjustments are made for deposits and withdrawals constituting twenty
   percent (20%) of the account’s value or more during the course of a billing period,
   prorated based upon the days in the billing period from the time of the transaction.
   Registrant may, at its discretion, elect to waive fee adjustments for account withdrawals,

         in which case the client’s fee would be based upon the reduced account value at the end
...

Item 7           Types of Clients

         The Registrant’s clients shall generally include individuals, business entities, pension and
         profit sharing plans and trusts. The Registrant generally requires a minimum asset level
         of $500,000 for investment management services. In addition, Registrant generally
         requires investment management clients to maintain a minimum asset level of $1,000,000
         in order to receive financial planning for no additional fee. Please see Items 4 and 5
         above for further discussion. The Registrant, in its sole discretion, may waive or reduce
         these minimum asset level requirements based upon certain criteria (i.e. anticipated future
         earning capacity, anticipated future additional assets, dollar amount of assets to be
         managed, related accounts, account composition, negotiations with client, etc.).