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| White Rock Capital Management LP
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|---|---|
| CRD # | 114877 |
| SEC # | 801-120368 |
| CIK # | 0001051272, 0000104728 |
| AUM | 217.4 M (2026-03-30) |
| Employees | 2 (100% Investors, 0% Brokers) |
| Phone | 214-526-1465 |
| Address | 3131 Turtle Creek Blvd Dallas, TX 75219 |
| Source | [IAPD] [EDGAR] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | White Rock Capital Partners II LP | [2022-03-31] | 10.0 M | 28.7 M |
| Filed 2021-06-29 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | White Rock Capital Partners LP | 2021-01-22 | 102.8 M | |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 85.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 131.5 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 217.4 |
| By Discretionary | ||
| Discretionary | 2 | 131.5 |
| Non-Discretionary | 1 | 85.9 |
| Total | 3 | 217.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 217.4 | |
| Total | 3 | 217.4 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Thomas Barton | Executive Officer | 16 | 2 | |
| Joseph Barton | Executive Officer | 3 | 2 | |
| White Rock Capital Management LP | Promoter | 2 | 2 | |
| White Rock Capital Inc | Executive Officer | 1 | 1 | |
| White Rock Capital Management II LP | Executive Officer | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| SC 13G | [0001051272] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| White Rock Capital Management LP | PLX Pharma Inc | [2020-12-16] |
| White Rock Capital Management LP | Ziopharm Oncology Inc | [2018-11-28] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
| Comparable Firms | State | AUM |
|---|---|---|
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214.6 M | |
|
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LA | 214.2 M |
|
Gibraltar Wealth Management LLC
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PA | 212.7 M |
|
Thompson Davis & Co Inc
✚
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VA | 211.3 M |