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| Happy Holidays!! thanks for using AUM13F!! |
| White Rock Capital Management LP
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| CRD # | 114877 |
| SEC # | 801-120368 |
| CIK # | 0001051272, 0000104728 |
| AUM | $172.3 M (2025-03-28) |
| Employees | 2 (100% Investors, 0% Brokers) |
| Phone | 214-526-1465 |
| Address | 3131 Turtle Creek Blvd Dallas, TX 75219 |
| Source | [IAPD] [EDGAR] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | White Rock Capital Partners II LP | [2022-03-31] | 10.0 | 22.5 |
| HF | White Rock Capital Partners LP | 2021-01-22 | 80.3 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 69.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 102.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 172.3 |
| By Discretionary | ||
| Discretionary | 2 | 102.8 |
| Non-Discretionary | 1 | 69.5 |
| Total | 3 | 172.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 172.3 | |
| Total | 3 | 172.3 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Thomas Barton | 13 | ||
| Joseph Barton | 3 | ||
| White Rock Capital Management LP | 2 | ||
| White Rock Capital Inc | 1 | ||
| White Rock Capital Management II LP | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| SC 13G | [0001051272] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| White Rock Capital Management LP | PLX Pharma Inc | [2020-12-16] |
| White Rock Capital Management LP | Ziopharm Oncology Inc | [2018-11-28] |
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|---|---|---|
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NY | 0.2 |
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0.2 | |
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CT | 0.2 |