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| Thompson Davis & Co Inc
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| |
|---|---|
| CRD # | 41353 |
| SEC # | 801-120472 |
| CIK # | 0001017284 |
| AUM | $159.5 MM (2024-05-31) |
| Employees | 10 (70% Investors, 90% Brokers) |
| Phone | 804-644-6380 |
| Address | 9030 Stony Point Pkwy, Ste 100 Richmond, VA 23235 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| SMID | 73.6 | 46.2 | |
| CSL | 12,394.7 | 8.5 | |
| ESOA | 37.0 | 4.2 | |
| DOV | 17,556.2 | 3.8 | |
| SHW | 58,089.9 | 2.2 | |
| AMD | 131,458.5 | 1.9 | |
| CB | 82,373.7 | 1.6 | |
| LLY | 301,789.7 | 1.5 | |
| CRWD | 40,424.6 | 1.5 | |
| AAPL | 2,382,844.0 | 1.3 | |
| View All | |||
| Holdings by Sector ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Seven Hills Capital Partners LP | [2012-02-03] | 4.5 | 5.8 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 86 | 45.3 |
| (b) Individuals (high net worth individuals) | 200 | 105.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 5.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2 | 2.6 |
| (n) Other | 0 | 0.0 |
| Total | 289 | 159.5 |
| By Discretionary | ||
| Discretionary | 289 | 159.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 289 | 159.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 159.5 | |
| Total | 289 | 159.5 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| William Davis Jr | 3 | ||
| Harper Stephens | 1 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001017284] | |
| SC 13D | [0001017284] | |
| SC 13G | [0001017284] |
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