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| Thompson Davis & Co Inc
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| CRD # | 41353 |
| SEC # | 801-120472 |
| CIK # | 0001017284 |
| AUM | 211.3 M (2026-03-31) |
| Employees | 9 (67% Investors, 89% Brokers) |
| Fees | |
| Minimum | |
| Phone | 804-644-6380 |
| Address | 9030 Stony Point Pkwy, Ste 100 Richmond, VA 23235 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Smith Midland Corp | 59.9 | ||
| Carlisle Companies Inc | 9.7 | ||
| Dover Corp | 4.4 | ||
| Comfort Systems USA Inc | 2.5 | ||
| Sherwin Williams Co | 2.4 | ||
| Ace Ltd | 2.0 | ||
| GE Vernova Inc | 1.8 | ||
| Nvidia Corp | 1.6 | ||
| Trebia Acquisition Corp | 1.5 | ||
| Profound Medical Corp | 1.4 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Seven Hills Capital Partners LP | [2012-02-03] | 4.1 M | 4.1 M |
| Filed 2026-01-13 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $200,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 88 | 61.0 |
| (b) Individuals (high net worth individuals) | 206 | 142.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 4.1 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 5 | 3.8 |
| (n) Other | 0 | 0.0 |
| Total | 300 | 211.3 |
| By Discretionary | ||
| Discretionary | 300 | 211.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 300 | 211.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 211.3 | |
| Total | 300 | 211.3 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| William Davis Jr | Executive Officer | 3 | 2 | |
| Harper Stephens | Executive Officer | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001017284] | |
| SC 13D | [0001017284] | |
| SC 13G | [0001017284] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
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