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| Whitebox Advisors LLC
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|---|---|
| CRD # | 121995 |
| SEC # | 801-65882 |
| CIK # | 0001257391 |
| AUM | $9.5 BB (2023-03-31) |
| Employees | 63 (54% Investors, 0% Brokers) |
| Phone | 612-253-6001 |
| Address | 3033 Excelsior Boulevard Minneapolis, MN 55416 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| AAL | 8.8 | 0.2 | |
| RCL | 10.2 | 0.1 | |
| CAT | 100.0 | 0.1 | |
| GPOR | 1.7 | 0.1 | |
| BYND | 1.5 | 0.0 | |
| AAPL | 2,382.8 | 0.0 | |
| CCL | 12.1 | 0.0 | |
| DE | 94.5 | 0.0 | |
| HON | 119.8 | 0.0 | |
| VAL | 3.5 | 0.0 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| SA | Whitebox CLO IV Ltd | 2023-03-31 | 400.0 | |
| SA | Whitebox CLO III Ltd | 2022-02-28 | 423.1 | |
| SA | Whitebox CLO II Ltd | 2020-11-12 | 404.4 | |
| Other | Whitebox Term Credit Fund III LP | [2020-05-22] | 0.0 | 5.4 |
| SA | Whitebox CLO I Ltd | 2019-09-05 | 401.4 | |
| Other | Whitebox Term Credit Fund II LP | 2019-04-15 | 0.0 | |
| HF | Whitebox CAJA Blanca Fund LP | [2017-06-08] | 375.0 | 225.8 |
| Other | Whitebox Term Credit Fund I LP | [2017-01-05] | 0.0 | 97.2 |
| HF | Whitebox KFA Advantage LLC | [2016-06-08] | 460.6 | 518.9 |
| HF | Whitebox Institutional Partners LP | [2012-08-23] | 186.0 | 8.4 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 25 | 10.6 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 25 | 10.6 |
| By Discretionary | ||
| Discretionary | 25 | 10.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 25 | 10.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 7.8 | |
| United States Persons | 2.9 | |
| Total | 25 | 10.6 |
| Form D Directors | # Filings | # Firms | 2011 - 2023 | |
|---|---|---|---|---|
| George Bashforth | 98 | |||
| Richard McMillan | 29 | |||
| William Harris | 101 | |||
| Andrew Redleaf | 26 | |||
| Calum McKenzie | 15 | |||
| Whitebox Advisors LLC | 21 | |||
| Jonathan Wood | 20 | |||
| Mark Strefling | 16 | |||
| Paul Roos | 15 | |||
| Whitebox General Partner LLC | 12 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-HR | [0001257391] | |
| 3 | [0001257391] | |
| 4 | [0001257391] | |
| SC 13D | [0001257391] | |
| SC 13G | [0001257391] |
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|---|---|---|
|
Twinbeech Capital LP
✚
|
NY | 9.9 |
|
Chatham Asset Management LLC
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NJ | 9.9 |
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NY | 9.9 |
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Abrams Capital Management LP
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MA | 9.8 |
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Eminence Capital LP
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NY | 9.7 |
|
RA Capital Management LP
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LoanCore Capital Credit Advisor LLC
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CT | 9.6 |
|
Gulf International Bank UK Limited
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|
9.4 | |
|
Redwood Capital Management LLC
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NY | 9.3 |
|
Tilden Park Capital Management LP
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|
NY | 9.2 |