Whitebox Advisors LLC

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Whitebox Advisors LLC ✚
CRD #	121995
SEC #	801-65882
CIK #	0001257391
AUM	15.74 B (2026-03-25)
Employees	67 (52% Investors, 0% Brokers)
Phone	612-253-6001
Address	3033 Excelsior Boulevard Minneapolis, MN 55416
Source	[IAPD] [EDGAR] [Website] [LinkedIn]

Total AUM ($B) Copy

In the News
Mon, 27 Jul 2026	Whitebox Advisors LLC Makes New $15.19 Million Investment in Liberty Media Corporation - Liberty Live Series C $LLYVK — MarketBeat
Mon, 27 Jul 2026	Whitebox Advisors LLC Takes Position in Valaris Limited $VAL — MarketBeat
Mon, 27 Jul 2026	Whitebox Advisors LLC Purchases Shares of 1,925,001 Webster Financial Corporation $WBS — MarketBeat
Mon, 27 Jul 2026	Whitebox Advisors LLC Takes $2.63 Million Position in BlackRock MuniYield New York Quality Fund, Inc. $MYN — MarketBeat
Wed, 22 Jul 2026	WHITEBOX ADVISORS LLC's Webster Financial Corp(WBS) Holding History — GuruFocus

Sector	Form 13F Holdings	Value ($B)
	Chart Industries Inc	0.2
	Penumbra Inc	0.1
	Nvidia Corp	0.1
	Webster Financial Corp	0.1
	Super Micro Computer Inc	0.1
	Discovery Communications Inc	0.1
	Liberty Broadband Corp	0.1
	Taiwan Semiconductor Manufacturing Co Ltd	0.1
	iShares Bitcoin Trust	0.1

Holdings by Sector ($B)

Type	Form D Funds	Date	Sold	AUM
SA	Whitebox CLO V Ltd	2025-11-19		408.5 M
SA	Whitebox CLO IV Ltd	2023-03-31		414.0 M
SA	Whitebox CLO III Ltd	2022-02-28		426.9 M
SA	Whitebox CLO II Ltd	2020-11-12		411.9 M
Other	Whitebox Term Credit Fund III LP	[2020-05-22]		5.1 M
	Filed 2016-09-13 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $10,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose
SA	Whitebox CLO I Ltd	2019-09-05		409.8 M
Other	Whitebox Term Credit Fund II LP	2019-04-15
HF	Whitebox CAJA Blanca Fund LP	[2017-06-08]	375.0 M	22.0 M
	Filed 2022-05-23 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
Other	Whitebox Term Credit Fund I LP	[2017-01-05]		97.2 M
	Filed 2016-09-13 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $10,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose
HF	Whitebox KFA Advantage LLC	[2016-06-08]	460.6 M	79.1 M
	Filed 2022-06-27 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
View All

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	16	15.7
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	16	15.7
By Discretionary
Discretionary	16	15.7
Non-Discretionary	0	0.0
Total	16	15.7
By Non-United States Persons
Non-United States Persons		8.9
United States Persons		6.9
Total	16	15.7

Form D Directors	Role	# Filings	# Firms
George Bashforth	Director	131	36
Richard Gordon	Director	45	11
Richard McMillan	Director	29	5
William Harris	Director	117	3
Andrew Redleaf	Executive Officer	26	3
Calum McKenzie	Director	15	3
Whitebox Advisors LLC	Executive Officer	21	2
Jonathan Wood	Executive Officer	20	2
Mark Strefling	Executive Officer	16	2
Paul Roos	Executive Officer	15	2
View All

EDGAR Form	CIK	2011 - 2026
13F-HR	[0001257391]
3	[0001257391]
4	[0001257391]
SC 13D	[0001257391]
SC 13G	[0001257391]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
Whitebox Advisors LLC	Copper Property CTL Pass Through Trust	[2026-07-10]
Whitebox Advisors LLC	Office Properties Income Trust	[2026-07-06]
Whitebox Advisors LLC	Maxeon Solar Technologies Ltd	[2026-06-26]
Whitebox Advisors LLC	Maywood Acquisition Corp 2	[2026-04-22]
Whitebox Advisors LLC	PONO Capital Four Inc	[2026-03-23]
Whitebox Advisors LLC	Electra Battery Materials Corp	[2025-10-24]
Whitebox Advisors LLC	Electra Battery Materials Corp	[2025-07-24]
Whitebox Advisors LLC	Charlton Aria Acquisition Corp	[2024-11-01]
Whitebox Advisors LLC	Genasys Inc	[2024-10-25]
Whitebox Advisors LLC	Vertex Energy Inc	[2024-10-01]
View All

Firm Profile (Form ADV)
Discretionary AUM	$8.4B
Serves	Institutional
Fund Types	Hedge Fund
LEI	51N7JKSPTG5EBVF38I88

Form 3/4/5 Subject	2011 - 2026
Hycroft Mining Holding Corp
Whitebox General Partner LLC
Whitebox Advisors LLC
Whitebox Multi-Strategy Partners LP
Garrett Motion Inc
SAExploration Holdings Inc
Castle A M & Co
Alpha Metallurgical Resources Inc
Parker Drilling Co /DE/
Whitebox Credit Partners LP
View All

Insider Transaction (Form 3/4/5)	Date	Action	Shares	Price	Value ($)
Hycroft Mining Holding Corp HYMC Class A Common Stock, $0.0001 par value	2022-03-08	Sell	7,817,401	$0.92	7,192,009
Hycroft Mining Holding Corp HYMC Warrant · derivative	2022-03-08	Sell	137,252	$0.11	15,098
Hycroft Mining Holding Corp HYMC Warrant · derivative	2021-11-12	Sell	50,000	$0.15	7,500
Hycroft Mining Holding Corp HYMC Class A Common Stock, $0.0001 par value	2021-11-12	Sell	38,299	$1.04	39,831
Hycroft Mining Holding Corp HYMC Warrant · derivative	2021-11-11	Sell	125,000	$0.17	21,250
Hycroft Mining Holding Corp HYMC Class A Common Stock, $0.0001 par value	2021-11-11	Sell	81,125	$1.06	85,992
Hycroft Mining Holding Corp HYMC Class A Common Stock, $0.0001 par value	2021-11-10	Sell	71,375	$1.07	76,371
Hycroft Mining Holding Corp HYMC Warrant · derivative	2021-09-07	Sell	272,822	$0.24	65,477
Hycroft Mining Holding Corp HYMC Warrant · derivative	2021-09-03	Sell	327,943	$0.32	104,942
Hycroft Mining Holding Corp HYMC Class A Common Stock, $0.0001 par value	2021-09-02	Sell	3,200,000	$1.85	5,920,000
Hycroft Mining Holding Corp HYMC Warrant · derivative	2021-04-08	Sell	600,765	$0.48	288,367
Hycroft Mining Holding Corp HYMC Class A Common Stock, $0.0001 par value	2021-03-01	Sell	600	$7.02	4,212
Hycroft Mining Holding Corp HYMC Class A Common Stock, $0.0001 par value	2021-02-26	Sell	6,695	$7.09	47,468
Hycroft Mining Holding Corp HYMC Class A Common Stock, $0.0001 par value	2021-02-25	Sell	2,605	$7.18	18,704
Hycroft Mining Holding Corp HYMC Class A Common Stock, $0.0001 par value	2020-12-22	Sell	21,796	$8.03	175,022
Hycroft Mining Holding Corp HYMC Class A Common Stock, $0.0001 par value	2020-12-18	Sell	28,075	$8.66	243,130
Hycroft Mining Holding Corp HYMC Class A Common Stock, $0.0001 par value	2020-12-03	Sell	8,613	$7.40	63,736
Hycroft Mining Holding Corp HYMC Class A Common Stock, $0.0001 par value	2020-12-02	Sell	33,757	$7.41	250,139
Hycroft Mining Holding Corp HYMC Class A Common Stock, $0.0001 par value	2020-12-01	Sell	54,041	$7.61	411,252
SAExploration Holdings Inc SAEX Series F Warrants · derivative	2020-07-28	Option exercise	239,830
showing 20 of 183 most recent transactions

Comparable Firms	State	AUM
Monarch Alternative Capital LP ✚	NY	16.69 B
Compass Rose Asset Management LP ✚	NY	16.50 B
Freestone Grove Partners LP ✚	CA	16.48 B
RA Capital Management LP ✚	MA	16.40 B
O'Connor Alternative Investments LLC ✚	NY	16.37 B
Varde Management LP ✚	NY	16.13 B
Soroban Capital Partners LP ✚	NY	15.67 B
Weiss Asset Management LP ✚	MA	15.56 B
Intech Investment Management LLC ✚	FL	15.47 B
Wolverine Asset Management LLC ✚	IL	14.83 B

Whitebox Advisors LLC

Assets, Funds, Holdings