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Whitebox Advisors LLC
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CRD # | 121995 |
SEC # | 801-65882 |
CIK # | 0001257391 |
AUM | $9.6 BB (2024-05-15) |
Employees | 65 (55% Investors, 0% Brokers) |
Phone | 612-253-6001 |
Address | 3033 Excelsior Boulevard Minneapolis, MN 55416 |
Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
Total AUM ($BB) |
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Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
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LBRDK | 18.5 | 0.2 | |
RCL | 10.2 | 0.1 | |
IAC | 7.1 | 0.1 | |
TFPM | 0.1 | ||
VAL | 3.5 | 0.0 | |
CCL | 12.1 | 0.0 | |
AAPL | 2,382.8 | 0.0 | |
CHRD | 0.0 | ||
BAX | 32.9 | 0.0 | |
Holdings by Sector ($BB) |
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Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
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SA | Whitebox CLO IV Ltd | 2023-03-31 | 406.0 | |
SA | Whitebox CLO III Ltd | 2022-02-28 | 423.1 | |
SA | Whitebox CLO II Ltd | 2020-11-12 | 404.4 | |
Other | Whitebox Term Credit Fund III LP | [2020-05-22] | 0.0 | 5.1 |
SA | Whitebox CLO I Ltd | 2019-09-05 | 401.4 | |
Other | Whitebox Term Credit Fund II LP | 2019-04-15 | 0.0 | |
HF | Whitebox CAJA Blanca Fund LP | [2017-06-08] | 375.0 | 70.3 |
Other | Whitebox Term Credit Fund I LP | [2017-01-05] | 0.0 | 97.2 |
HF | Whitebox KFA Advantage LLC | [2016-06-08] | 460.6 | 79.1 |
HF | Whitebox Institutional Partners LP | [2012-08-23] | 186.0 | 4.4 |
View All |
AUM Breakdown | Accounts | AUM ($BB) |
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By Client Type | ||
(a) Individuals (other than high net worth individuals) | 0 | 0.0 |
(b) Individuals (high net worth individuals) | 0 | 0.0 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 0 | 0.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 20 | 9.6 |
(g) Pension and profit sharing plans | 0 | 0.0 |
(h) Charitable organizations | 0 | 0.0 |
(i) State or municipal government entities | 0 | 0.0 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 0 | 0.0 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 0 | 0.0 |
(n) Other | 0 | 0.0 |
Total | 20 | 9.6 |
By Discretionary | ||
Discretionary | 20 | 9.6 |
Non-Discretionary | 0 | 0.0 |
Total | 20 | 9.6 |
By Non-United States Persons | ||
Non-United States Persons | 7.1 | |
United States Persons | 2.5 | |
Total | 20 | 9.6 |
Form D Directors | # Filings | # Firms | 2011 - 2024 | |
---|---|---|---|---|
Gary Linford | 167 | |||
Grant Jackson | 166 | |||
George Bashforth | 113 | |||
Richard Gordon | 42 | |||
Richard McMillan | 29 | |||
William Harris | 113 | |||
Andrew Redleaf | 26 | |||
Calum McKenzie | 15 | |||
Whitebox Advisors LLC | 21 | |||
Jonathan Wood | 20 | |||
View All |
EDGAR Form | CIK | 2011 - 2024 |
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13F-HR | [0001257391] | |
3 | [0001257391] | |
4 | [0001257391] | |
SC 13D | [0001257391] | |
SC 13G | [0001257391] |
Comparable Firms | State | AUM ($BB) |
---|---|---|
Redwood Capital Management LLC
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NY | 9.9 |
ValueAct Capital Management LP
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|
CA | 9.8 |
CBRE Investment Management Listed Real Assets LLC
✚
|
PA | 9.8 |
Pine River Capital Management LP
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|
MN | 9.7 |
One William Street Capital Management LP
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|
NY | 9.7 |
K2/D&S Management Co LLC
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|
CT | 9.5 |
Martin Currie Investment Management Limited
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|
9.4 | |
JOHCM USA Inc
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|
MA | 9.3 |
Voleon Capital Management LP
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|
CA | 9.3 |
PAAMCO Prisma LLC
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|
CA | 9.3 |