WL Ross & Co LLC

Item 5: Fees and Compensation

This Item 5 requires an investment adviser to describe how it is compensated for its advisory
services, as well as what other costs are borne by an advisory client.

Management Fees. Management fees are no longer charged to Clients but were previously
charged to Clients consistent with governing documents and generally paid in arrears.

Carried Interests. In addition to management fees, WLR or the general partners of the Funds
are permitted to receive, if earned, distributions of carried interests or profits of up to 20% of
profits earned on investments typically above a preferred return hurdle. Typically, carried
interest distributions are also subject to a catchup on the preferred return and a clawback if
such distribution exceeds the stated rate.

Other Fees or Expenses. WLR and its affiliates were entitled to additional fees that were
offset against management fees as permitted by Client governing documents. WLR’s ability
to receive fees (and related expense reimbursements) from portfolio companies for performing
consulting and other services for, or serving as directors (or similar positions) of, such
portfolio companies represents a potential conflict of interest to the extent that the Fund and/or
Client account has or will have control or significant influence over such portfolio companies,
although this potential conflict of interest is mitigated by the fact that the amounts of such
transaction fees are typically negotiated with the applicable portfolio company’s management
team and/or any roll-over equity holders, as well as the fact that a portion of the Fund’s and/or
Client account’s proportionate share of any such fees (net of unreimbursed expenses and
excluding any expense reimbursements), will be credited against future management fees (or
previously-charged management fees, if applicable) in accordance with the applicable Fund’s
and/or Client account’s Governing Documents.

Co-investors will typically bear their pro rata share of fees, costs and expenses related to the
discovery, investigation, development, acquisition or consummation, ownership,
maintenance, monitoring, hedging and disposition of their co-investments and may be required
to pay their pro rata share of fees, costs and expenses related to potential investments that are
not consummated, such as breakup fees or broken deal expenses. WLR endeavors to allocate
such fees, costs and expenses on a fair and equitable basis. In some instances, co-investors
may not agree to pay or otherwise bear fees, costs and expenses related to unconsummated co-
investments (and in certain circumstances, co-investors may not bear such fees, costs and
expenses because they have not been identified as of the time such potential investment ceases
to be pursued). In such event, such fees, costs and expenses will be considered operating
expenses of and be borne by the relevant Fund.

In addition to the various fees above, Clients, specifically the Funds, could bear certain other
fees and expenses, as permitted by the Governing Documents, which are incidental or related
to the management and operation of the Funds and are permitted under the Governing
Documents. These Fund fees and expenses include, but are not limited to: all costs and

expenses relating to their operations, activities, investments and business that are not
reimbursed by a portfolio company or portfolio fund (which reimbursements may be for travel,
including, in certain circumstances, meal and entertainment expenses, and other expenses
incurred in connection with such Fund investment) or applied to reduce transaction fees (as
defined by the relevant Fund’s Governing Documents), including, but not limited to: (a) legal,
auditing, consulting, expert network, and accounting fees and expenses (including costs of
reports to the partners, financial statements, tax returns, tax estimates and Schedule K-1s and
any other Fund related reporting, and all costs associated with the Funds’ administration or
filing obligations (including (i) expenses incurred in connection with the payment to a third
party administrator, if applicable, for the performance of services including administrative and
back-office services and (ii) expenses and costs associated with any software or online data
portal used in connection with the maintenance of the Funds’ books and with such reporting));
(b) any taxes, fees or other governmental charges levied against the Funds or on their income
or assets in connection with their business or operations and all expenses incurred in
connection with any tax audit, investigation, settlement or review of the Funds, in each case,
except to the extent such amounts are (i) allocable to, or subject to indemnification by, a
partner and (ii) actually borne or paid by such partner; (c) all expenses and costs incurred in
connection with compliance with any applicable regulatory regimes as may be required by
applicable laws, rules and regulations, including the Dodd-Frank Wall Street Reform and
Consumer Protection Act, any applicable Commodity Futures Trading Commission Rules,
and any regulatory filings required to be made in respect of the Funds or any Alternative
Investment Vehicle or Feeder Fund (including FATCA, Form PF and those relating to the
Alternative Investment Fund Managers Directive (the “AIFM Directive”), but excluding Form
ADV); (d) custodial fees, commissions, other fees and expenses arising from its operations;
(e) expenses and fees incurred in connection with the identification, investigation, structuring,
acquisition, holding, organizing, managing, operating, valuing, winding up, liquidating,
dissolving and disposition of the Funds’ proposed or actual portfolio investments, whether or
not consummated (including due diligence in connection therewith and refinancing thereof),
including, but not limited to, interest on money borrowed by or on behalf of the Fund, legal,
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Item 7: Types of Clients

This Item 7 requires an investment adviser to disclose the types of clients that it generally
advises and any minimum requirements for opening an account.

WLR provides investment advisory services to Funds and through co-investment vehicles.
WLR manages assets for its Funds and offered its Funds, either directly or through its affiliate,
Invesco Distributors, Inc. (“IDI”), to persons who are “qualified purchasers” as defined in the
Investment Company Act, “accredited investors” as defined in Regulation D under the
Securities Act, and “knowledgeable employees” as defined in Rule 3c-5 under the Investment
Company Act (largely for its employees’ securities companies).

Investors in Funds and other Client accounts may include, but are not limited to, a range of
U.S. and non-U.S. institutional investors, governmental and corporate pension and profit
sharing plans (including investors regulated under the U.S. Employee Retirement Income
Security Act of 1974, as amended (“ERISA”), endowments and foundations, financial
institutions, insurance companies, private wealth and other third party distribution platforms
and certain high net worth individuals and family offices, and sovereign wealth funds.
Additionally, WLR and/or its employees and affiliates may make capital contributions to the
Funds, the general partners of the Funds and/or employees’ securities companies.

For Funds, the minimum investment is $5 million. WLR has the discretion to waive these
minimums.