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| Keyboard |
| WMS Advisors LLC
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|---|---|
| CRD # | 122224 |
| SEC # | 801-109946 |
| CIK # | |
| AUM | 280.9 M (2026-02-26) |
| Employees | 7 (71% Investors, 43% Brokers) |
| Phone | 301-294-7804 |
| Address | 6135 Park South Drive Charlotte, NC 28210 |
| Source | [IAPD] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 76 | 27.9 |
| (b) Individuals (high net worth individuals) | 55 | 248.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.7 |
| (h) Charitable organizations | 0 | 3.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 411 | 280.9 |
| By Discretionary | ||
| Discretionary | 374 | 249.2 |
| Non-Discretionary | 37 | 31.7 |
| Total | 411 | 280.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 280.9 | |
| Total | 411 | 280.9 |
| Firm Profile (Form ADV) | |
|---|---|
| Clients | 5 |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Copperleaf Capital LLC
✚
|
SC | 281.6 M |
|
Palm Valley Capital Management LLC
✚
|
FL | 281.6 M |
|
Trinity Wealth Advisors LLC
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MO | 281.5 M |
|
Successful Portfolios LLC
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FL | 281.5 M |
|
Smith Asset Management Co LLC
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|
FL | 281.2 M |
|
Riverbend Wealth Management LLC
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|
SC | 281.0 M |
|
RCS Financial Planning LLC
✚
|
MD | 281.0 M |
|
Seven Hills Financial LLC
✚
|
FL | 280.9 M |
|
Worth Financial Advisory Group LLC
✚
|
NC | 280.7 M |
|
DBS Investment Advisers LLC
✚
|
MI | 280.2 M |