|
⚲
|
| WMS Advisors LLC
✚
|
|
|---|---|
| CRD # | 122224 |
| SEC # | 801-109946 |
| CIK # | |
| AUM | $196.1 MM (2024-06-14) |
| Employees | 5 (100% Investors, 80% Brokers) |
| Phone | 301-294-7804 |
| Address | 6135 Park South Drive Charlotte, NC 28210 |
| Source | [IAPD] [Website] [LinkedIn] [Facebook] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 70 | 29.0 |
| (b) Individuals (high net worth individuals) | 35 | 163.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.3 |
| (h) Charitable organizations | 0 | 3.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.3 |
| (n) Other | 0 | 0.0 |
| Total | 334 | 196.1 |
| By Discretionary | ||
| Discretionary | 16 | 3.7 |
| Non-Discretionary | 318 | 192.5 |
| Total | 334 | 196.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 196.1 | |
| Total | 334 | 196.1 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Summit Investment Advisors Inc
✚
|
MD | 0.2 |
|
Capital Financial Group Inc
✚
|
CO | 0.2 |
|
CMC Financial Group LLC
✚
|
GA | 0.2 |
|
Matthias Private Wealth LLC
✚
|
FL | 0.2 |
|
Michael Brady & Co LLC
✚
|
OH | 0.2 |
|
OFG Financial Services Inc
✚
|
KS | 0.2 |
|
Efinancial Alliance LLC
✚
|
TN | 0.2 |
|
Financial Futures Limited Liability Company
✚
|
NJ | 0.2 |
|
Kennedy Wealth and Tax Management Inc
✚
|
CT | 0.2 |
|
Bischoff Wealth Management Group LLC
✚
|
IN | 0.2 |