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| hi!! I just updated the data, let me know if anything looks off, I'll fix it! |
| WMS Advisors LLC
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| CRD # | 122224 |
| SEC # | 801-109946 |
| CIK # | |
| AUM | $221.4 M (2025-03-11) |
| Employees | 5 (100% Investors, 60% Brokers) |
| Phone | 301-294-7804 |
| Address | 6135 Park South Drive Charlotte, NC 28210 |
| Source | [IAPD] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 87 | 39.6 |
| (b) Individuals (high net worth individuals) | 43 | 177.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.5 |
| (h) Charitable organizations | 0 | 3.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.5 |
| (n) Other | 0 | 0.0 |
| Total | 372 | 221.4 |
| By Discretionary | ||
| Discretionary | 195 | 125.7 |
| Non-Discretionary | 177 | 95.6 |
| Total | 372 | 221.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 221.4 | |
| Total | 372 | 221.4 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Redwood Family Wealth LLC
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|
TX | 0.2 |
|
The Aranda Group Advisors LLC
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|
PA | 0.2 |
|
E A Horwitz LLC
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|
IL | 0.2 |
|
Braun-Bostich & Associates Inc
✚
|
PA | 0.2 |
|
Mader & Shannon Wealth Management Inc
✚
|
MO | 0.2 |
|
Pursue Wealth Partners LLC
✚
|
CA | 0.2 |
|
Pacific Capital Associates Inc
✚
|
CA | 0.2 |
|
Westbourne Investments Inc
✚
|
VA | 0.2 |
|
RM Financial Services LLC
✚
|
ME | 0.2 |
|
DWD Portfolio Solutions Inc
✚
|
PA | 0.2 |