Zero Day Capital Enterprises LLC

Item 5: Fees and Compensation
Method of Compensation and Fee Schedule
 ASSET MANAGEMENT
 Zero Day charges an annual investment advisory fee based on the total assets under
 management of up to 2.50%.
                     Assets Under Management                   Annual Fee
                             All assets                        Up to 2.50%
 The annual fee is negotiable. The fees are charged monthly in arrears and are based on the
 average daily account balance for the period for the prior month. Lower fees for
 comparable services may be available from other sources. Clients may terminate their
 account within five (5) business days of signing the Investment Advisory Agreement with
 no obligation and without penalty. After the initial five (5) business days, the agreement
 may be terminated by Zero Day with thirty (30) days written notice to Client and by the
 Client at any time with written notice to Zero Day. For accounts opened or closed mid-
 billing period, fees will be prorated based on the days services are provided during the
 given period. All unpaid earned fees will be due to Zero Day. Client shall be given thirty
 (30) days prior written notice of any increase in fees. Any increase in fees will be
 acknowledged in writing by both parties before any increase in said fees occurs.
 Zero Day may utilize the services of a Sub-Advisor to manage Clients’ investment portfolios.
 Zero Day will enter into Sub-Advisor agreements with other registered investment advisor
 firms. When using Sub-Advisors, the Client will not pay additional fees. The Sub-Advisor
 fees are inclusive of the total fee disclosed by Zero Day.
 FINANCIAL PLANNING

Zero Day charges either an hourly fee or a fixed fee for one-time financial planning. Prior to
the planning process, the Client will be provided an estimated plan fee. Services are
completed and delivered within thirty (30) days, contingent upon timely delivery of all
required documentation.
       HOURLY FEES
       Financial Planning Services are offered based on an hourly fee of $300 per hour.
       FIXED FEES
       Financial Planning Services are offered with a flat fee of $1,000 to $12,000.
The client may cancel within five (5) business days of signing the Agreement without
obligation and without penalty. If the Client cancels after five (5) business days, any
unearned fees will be refunded to the Client, or any unpaid earned fees will be due to Zero
Day. Zero Day reserves the right to waive the fee should the Client implement the plan with
Zero Day.
Fees for one-time financial plans are billed 50% in advance, with the balance due upon plan
delivery.

Ongoing Financial Consulting Fees
Ongoing Financial consulting services are offered based on a flat fee determined by the
complexity of the client's situation. Fees may be adjusted annually, and the client will sign
an updated client agreement. Alternatively, if no fee adjustment is required, the agreement
will stay in place and renew annually unless canceled by either party.
       CONSULTING FEES
       Financial Consulting Services are offered with a flat annualized fee of $1,200 to
       $12,000, to be paid monthly ($100 - $1,000/mo) OR quarterly ($300 - $3000/qtr).
The client may cancel within five (5) business days of signing the Agreement without
obligation and without penalty. If the Client cancels after five (5) business days, any
unearned fees will be refunded to the Client, or any unpaid earned fees will be due to Zero
Day. Zero Day reserves the right to waive the fee should the Client implement the plan with
Zero Day.
Fees for ongoing financial consulting will be paid on a monthly or quarterly basis. Fees will
be required to be remitted to Zero Day within 10 days of receipt of the invoice.
Clients who participate in ongoing financial planning can expect the following:
       • At least one meeting to determine financial goals and values, what the Client’s
       current financial picture looks like (including assets, debts, income, and spending),
       and what current limitations or hurdles the Client may face.
       • At least one meeting to deliver financial planning recommendations and action
       items.
       •   Semi-annual meetings to discuss goals, monitor progress, and update any
       changes.

          • Ongoing check-ins via phone or email for accountability, encouragement, and to
          address changes along the way.
          • Initial recommendations are completed and delivered within ninety (90) days,
          contingent upon timely delivery of all required documentation.
   The following framework generally determines the complexity of the client's needs and
   services provided. The plan level & fee selected for the client is left to the discretion of the
   Advisor to best accommodate individual circumstances.
MEETINGS & PLANNING                                Silver             Gold              Platinum
Gross Income                                   Up to $200K       $200K - 500K            $500K+
Minimum Investment Assets                       $0 - $500K        $500K - $2M            $2.0 M+
Typical # of planning meetings – Year #1            1-3                1-4                   1-5
Maximum planning meetings - Year #1               Up to 4            Up to 5             Up to 8
Typical # of planning meetings – Year #2            1-2                1-3                   1-4
Maximum planning meetings - Year #2               Up to 3            Up to 4             Up to 8
Life Coaching                                           +               +                    +
Financial Plan Development                              +               +                    +
Portfolio Strategy                                      +               +                    +
Annual Review                                           +               +                    +
Periodic plan updates                          Up to 1 / year     Up to 2 / year      Up to 4 / year
...

Item 7: Types of Clients
Description
 Zero Day generally provides investment advice to individuals, high net worth individuals,
 trusts, estates, corporations or business entities. Client relationships vary in scope and
 length of service.
Account Minimums
 Zero Day does not require a minimum to open an account.