|
⚲
|
| Keyboard |
| Zock Robert A & Co Inc
✚
|
|
|---|---|
| CRD # | 110480 |
| SEC # | 801-11929 |
| CIK # | |
| AUM | 175.1 M (2026-03-31) |
| Employees | 1 (100% Investors, 0% Brokers) |
| Phone | 603-456-3106 |
| Address | 98 Birch Hill Road Sutton, NH 03278 |
| Source | [IAPD] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 10 | 5.6 |
| (b) Individuals (high net worth individuals) | 86 | 142.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 26.6 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 100 | 175.1 |
| By Discretionary | ||
| Discretionary | 100 | 175.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 100 | 175.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 175.1 | |
| Total | 100 | 175.1 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Jim Mackay Financial Planning LLC
✚
|
MO | 176.0 M |
|
Mallini Complete Financial Planning LLC
✚
|
FL | 176.0 M |
|
Appalachian Capital Management Ltd
✚
|
OH | 175.3 M |
|
Greenleaf Financial Group LLC
✚
|
IN | 175.2 M |
|
Sippican Capital Advisors LLC
✚
|
MA | 175.0 M |
|
Yoffe Investment Management LLC
✚
|
PA | 174.9 M |
|
Wall Street Investment Management LLC
✚
|
174.7 M | |
|
Stewardship Concepts Financial Services LLC
✚
|
WA | 174.6 M |
|
Provident Financial Planning LLC
✚
|
TX | 174.2 M |
|
FMA Wealth Management LLC
✚
|
MA | 174.0 M |