Wall Street Investment Management LLC

Item 5 Fees and Compensation
 A. Describe how you are compensated for your advisory services. Provide your fee schedule. Disclose
 whether the fees are negotiable.
 Note: If you are an SEC-registered adviser, you do not need to include this information in a brochure that is
 delivered only to qualified purchasers as defined in section 2(a)(51)(A) of the Investment Company Act of
 1940.
 B. Describe whether you deduct fees from clients’ assets or bill clients for fees incurred. If clients may select
 either method, disclose this fact. Explain how often you bill clients or deduct your fees.
 C. Describe any other types of fees or expenses clients may pay in connection with your advisory services,
 such as custodian fees or mutual fund expenses. Disclose that clients will incur brokerage and other
 transaction costs, and direct clients to the section(s) of your brochure that discuss brokerage.
 D. If your clients either may or must pay your fees in advance, disclose this fact. Explain how a client may
 obtain a refund of a pre-paid fee if the advisory contract is terminated before the end of the billing period.
 Explain how you will determine the amount of the refund.
 E. If you or any of your supervised persons accepts compensation for the sale of securities or other investment
 products, including asset-based sales charges or service fees from the sale of mutual funds, disclose this
 fact and respond to Items 5.E.1, 5.E.2, 5.E.3 and 5.E.4.
 1. Explain that this practice presents a conflict of interest and gives you or your supervised persons an
 incentive to recommend investment products based on the compensation received, rather than on a
 client’s needs. Describe generally how you address conflicts that arise, including your procedures for
 disclosing the conflicts to clients. If you primarily recommend mutual funds, disclose whether you
 will recommend “no-load” funds.
 2. Explain that clients have the option to purchase investment products that you recommend through
 other brokers or agents that are not affiliated with you.
 3. If more than 50% of your revenue from advisory clients results from commissions and other
 compensation for the sale of investment products you recommend to your clients, including assetbased
 distribution fees from the sale of mutual funds, disclose that commissions provide your primary
 or, if applicable, your exclusive compensation.
 4. If you charge advisory fees in addition to commissions or markups, disclose whether you reduce your
 advisory fees to offset the commissions or markups.
 Note: If you receive compensation in connection with the purchase or sale of securities, you should
 carefully consider the applicability of the broker-dealer registration requirements of the Securities
 Exchange Act of 1934 and any applicable state securities statutes.

 Response to Item 5.A:
 A. Advisory Fees and Fee Schedule Disclosure:

 Advisory Fees
 For non high networth investors, WSIM’s fee for portfolio management services is equal to one (1%) percent of
 assets under management. For retirement accounts of non high networth investors, WSIM’s fee for portfolio
 management services is equal to one (1%) percent of assets under management. The annual fee for portfolio
 management is generally billed daily based on assets under management on that day.

 For Qualified Clients (defined in Item 6 of this brochure), the fees are negotiable.

 Fees for the private investment company that WSIM advises is based on a custom private contract with the
 original owners of that company and no new investors, besides the original owners’ family members and
 businesses they own, are solicited.

Item 7 Types of Clients
 Describe the types of clients to whom you generally provide investment advice, such as individuals, trusts,
 Investment companies, or pension plans. If you have any requirements for opening or maintaining an account,
 such
 as a minimum account size, disclose the requirements.

 Response to Item 7:

 WSIM generally provides advise to Individuals, Investment Companies, Trusts and Corporations and there are
 certain conditions to opening an account.

 Conditions for Managing Accounts:
 Generally, WSIM requires a minimum of $100,000.00 to open and maintain an account.
 However, at the Firm's discretion, it may waive this requirement if the Client appears to have significant potential
 for increasing assets under management or if the account is tied to a larger client relationship. For example,
 WSIM may allow accounts of members of the same household to be aggregated where the Firm services accounts
 on behalf of minor children of current clients, individual and joint accounts for a spouse, and other types of
 related accounts.