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Type	Result	AUM ($B)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Morgan Stanley	[2023-03-31]	DFND	36,239.0	1,319,859.0
Wells Fargo & Company/MN	[2023-03-31]	DFND	0.0	493,783.0
Next Capital Management LLC	[2023-03-31]	SOLE	0.0	378,475.0
Oaktree Capital Management LP	[2023-03-31]	DFND	372,824.0	372,824.0
Advisors Asset Management Inc	[2023-03-31]	SOLE	312,944.0	312,944.0
Invesco Ltd.	[2023-03-31]	DFND	0.0	279,192.0
Resources Investment Advisors LLC	[2023-03-31]	SOLE	0.0	275,034.0
Bank of America Corp /DE/	[2023-03-31]	DFND	81,826.0	244,454.0
Guggenheim Capital LLC	[2023-03-31]	DFND	0.0	189,391.0
SIT Investment Associates Inc	[2023-03-31]	SOLE	0.0	185,072.0
LPL Financial LLC	[2023-03-31]	SOLE	0.0	167,190.0
City of London Investment Management Co Ltd	[2023-03-31]	SOLE	129,168.0	129,168.0
Hennion & Walsh Asset Management Inc	[2023-03-31]	SOLE	102,564.0	102,564.0
Apollo Management Holdings, L.P.	[2023-03-31]	DFND	0.0	100,000.0
Saba Capital Management LP	[2023-03-31]	SOLE	96,142.0	96,143.0
Logan Stone Capital LLC	[2023-03-31]	SOLE	92,088.0	92,088.0
Garner Asset Management Corp	[2023-03-31]	SOLE	85,989.0	85,989.0
Stifel Financial Corp	[2023-03-31]	DFND	67,064.0	76,164.0
Summit Wealth & Retirement Planning Inc	[2023-03-31]	SOLE	0.0	74,530.0
Royal Bank of Canada	[2023-03-31]	DFND	61,096.0	61,096.0
UBS Group AG	[2023-03-31]	DFND	0.0	55,351.0
Shufro Rose & Co LLC	[2023-03-31]	SOLE	0.0	53,650.0
Capital Investment Advisors LLC	[2023-03-31]	SOLE	44,840.0	44,840.0
AQR Arbitrage LLC	[2023-03-31]	DFND	38,905.0	38,905.0
Advisor Group Holdings Inc	[2023-03-31]	DFND	1,923.0	23,686.0
Almitas Capital LLC	[2023-03-31]	SOLE	16,801.0	16,801.0
Qube Research & Technologies Ltd	[2023-03-31]	SOLE	0.0	16,457.0
Wolverine Asset Management LLC	[2023-03-31]	DFND	15,706.0	15,706.0
Zazove Associates LLC	[2023-03-31]	SOLE	14,507.0	14,507.0
Rockefeller Capital Management L.P.	[2023-03-31]	DFND	14,000.0	14,000.0
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