Anavex Life Sciences Corp

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Anavex Life Sciences Corp
TickerAVXL
CIK #0001314052
CUSIP032797102
SectorTrade & Services - Services-Commercial Physical & Biological Research
Address50 Harrison Street, Suite 315A, Hoboken, NJ 07030
Source [EDGAR]
CIK Filing 2011 - 2025
[0001314052] 10-K
[0001314052] 10-Q
[0001314052] 3
[0001314052] 4
[0001314052] 5
[0001314052] 8-K
[0001314052] D
[0001314052] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
State Street Corp Anavex Life Sciences Corp [2022-02-09] 5.04
Vanguard Group Inc Anavex Life Sciences Corp [2022-02-09] 5.05
BlackRock Inc Anavex Life Sciences Corp [2021-02-02] 5.5
BlackRock Inc Anavex Life Sciences Corp [2020-02-07] 5.3
Park West Asset Management LLC Anavex Life Sciences Corp [2017-02-13] 5.3
DAFNA Capital Management LLC Anavex Life Sciences Corp [2016-02-16] 0.0
DAFNA Capital Management LLC Anavex Life Sciences Corp [2015-02-17] 8.09
Form 3/4/5 Filer 2011 - 2025
Anavex Life Sciences Corp
Thomas Steffen
Missling Christopher U
Boenisch Sandra
Skarpelos Athanasios
Velden Claus Vander
Donhauser Peter D.O.
Ma Jiong
Favus Elliot
Metzner Bernd
Lalach Harvey
Tidmarsh George F
Form 13F Holdings
Firm Period DFND Voting Shares
BlackRock, Inc. [2025-06-30] SOLE 6,853,426 7,001,762
Vanguard Group Inc [2025-06-30] SOLE 0 4,911,898
State Street Corp [2025-06-30] DFND 2,774,346 2,948,808
Geode Capital Management LLC [2025-06-30] DFND 2,019,795 2,019,795
Susquehanna International Group LLP [2025-06-30] OTR 606,667 1,138,467
NWAM LLC [2025-06-30] SOLE 1,024,479 1,024,479
Two Sigma Investments LP [2025-06-30] SOLE 973,269 973,269
Invesco Ltd. [2025-06-30] DFND 0 863,959
Two Sigma Advisers LP [2025-06-30] SOLE 792,200 823,400
Northern Trust Corp [2025-06-30] DFND 762,544 764,228
Charles Schwab Investment Management Inc [2025-06-30] SOLE 709,616 709,616
Bank of America Corp /DE/ [2025-06-30] DFND 35,146 664,529
Citadel Advisors LLC [2025-06-30] DFND 649,105 649,105
Balyasny Asset Management LP [2025-06-30] SOLE 635,624 635,624
Morgan Stanley [2025-06-30] DFND 541,291 627,207
LPL Financial LLC [2025-06-30] SOLE 200 558,342
UBS Group AG [2025-06-30] DFND 465,179 474,154
Pier Capital LLC [2025-06-30] SOLE 266,898 424,148
Private Advisor Group LLC [2025-06-30] SOLE 0 399,225
Sculptor Capital LP [2025-06-30] DFND 0 311,800
Goldman Sachs Group Inc [2025-06-30] DFND 293,640 293,780
National Bank of Canada /FI/ [2025-06-30] DFND 0 285,285
Bank of New York Mellon Corp [2025-06-30] DFND 198,503 231,496
Summit Financial LLC [2025-06-30] SOLE 0 222,978
Vanguard Group Inc [2025-06-30] DFND 0 194,969
Wellington Management Group LLP [2025-06-30] DFND 0 194,921
Marshall Wace LLP [2025-06-30] OTR 0 182,190
Heartland Advisors Inc [2025-06-30] DFND 117,350 177,350
Nuveen, LLC [2025-06-30] DFND 168,377 168,377
Swiss National Bank [2025-06-30] SOLE 164,400 164,400
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