Cowen

-

Stock Issuer and Owners

Home | Sign Up | Log In
Message
Happy Holidays!! thanks for using AUM13F!!
List of Funds
Boston Firms
Boston Hedge Funds
Cornell Alumni Firms
CalPERS Portfolio
NYSCRF Portfolio
User Guide
Regulatory AUM vs AUM
LP Portfolios
Related Firms
Build a Portfolio
Comprehensive Search
Cowen
TickerCOWN
CIK #0001466538
CUSIP223622606
SectorFinance - Security Brokers, Dealers & Flotation Companies
Address1221 Avenue of The Americas, New York, NY 10020
Source [EDGAR]
CIK Filing 2011 - 2025
[0001466538] 10-K
[0001466538] 10-Q
[0001466538] 13F-HR
[0001466538] 3
[0001466538] 4
[0001466538] 5
[0001466538] 8-K
[0001466538] D
[0001466538] SC 13D
[0001466538] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Vanguard Group Inc Cowen Inc [2020-02-11] 5.23
Philadelphia Financial Management of San Francisco LLC Cowen Inc [2019-02-12] 5.9
Bank of New York Mellon Corp Cowen Inc [2019-02-04] 7.43
FMR LLC Cowen Inc [2018-02-13] 0.0
Zazove Associates LLC Cowen Inc [2018-02-08] 5.59
Convergex Holdings LLC Cowen Inc [2017-06-12] 7.92
Arbiter Partners Capital Management LLC Cowen Group Inc [2017-05-11] 5.5
RMB Capital Management LLC Cowen Group Inc [2017-02-13] 5.7
Zazove Associates LLC Cowen Group Inc [2017-02-10] 8.04
BlackRock Inc Cowen Group Inc [2017-01-30] 7.2
Vanguard Group Inc Cowen Group Inc [2016-02-10] 6.42
Zazove Associates LLC Cowen Group Inc [2016-02-08] 7.81
Lazard Asset Management LLC Cowen Group Inc [2016-02-05] 5.48
Fine Capital Partners LP Cowen Group Inc [2015-02-17] 8.04
Ariel Investments LLC Cowen Group Inc [2014-02-14] 8.83168511784904e+16
Blair William & Co/Il Cowen Group Inc [2012-01-30] 5.21
Form 3/4/5 Filer 2011 - 2025
Solomon Jeffrey M
Littman Owen S
Lasota Stephen
Holmes John J
Leibowitz Lawrence E
Barth Brett H
Dietze Katherine Elizabeth
Gonsalves Gregg A
Kotler Steven
Nusbaum Jack H
Poster Margaret L
Rediker Douglas
PA Co-Investment LLC
Cowen Investments II LLC
RCG LV Pearl LLC
Panacea Acquisition Corp
Markowitz Jerome S
Constellation Alpha Capital Corp
Cowen and Company LLC
Cowen Holdings Inc
Wright Joseph R Jr
Cohen Peter A
Vectoiq Acquisition Corp
Cowen Investments LLC
Tempus Applied Solutions Holdings Inc
Singer Michael
Strauss Thomas W
RCG Holdings LLC
Toffolon John E Jr
Form 13F Holdings
Firm Period DFND Voting Shares
FMR LLC [2020-09-30] DFND 1.3 2.6
Fort Hoosac Management, LLC [2020-09-30] DFND 2.0 2.0
BlackRock Inc. [2020-09-30] SOLE 1.8 1.9
Vanguard Group Inc [2020-09-30] SOLE 0.0 1.5
Dimensional Fund Advisors LP [2020-09-30] DFND 1.3 1.4
Pzena Investment Management LLC [2020-09-30] SOLE 0.9 1.2
Philadelphia Financial Management of San Francisco LLC [2020-09-30] SOLE 1.1 1.1
JPMorgan Chase & Co [2020-09-30] DFND 0.8 0.9
D. E. Shaw & Co., Inc. [2020-09-30] DFND 0.9 0.9
Heartland Advisors Inc [2020-09-30] DFND 0.6 0.7
State Street Corp [2020-09-30] DFND 0.4 0.6
Arrowstreet Capital Limited Partnership [2020-09-30] DFND 0.5 0.6
Ariel Investments LLC [2020-09-30] SOLE 0.5 0.5
Monarch Partners Asset Management LLC [2020-09-30] SOLE 0.4 0.5
Jacobs Levy Equity Management Inc [2020-09-30] SOLE 0.5 0.5
Ameriprise Financial Inc [2020-09-30] DFND 0.0 0.5
Salzhauer Michael [2020-09-30] OTR 0.0 0.5
Schonfeld Strategic Advisors LLC [2020-09-30] SOLE 0.5 0.5
Geode Capital Management LLC [2020-09-30] DFND 0.4 0.4
Nuveen Asset Management LLC [2020-09-30] DFND 0.4 0.4
Russell Investments Group, Ltd. [2020-09-30] DFND 0.2 0.4
Kennedy Capital Management Inc [2020-09-30] SOLE 0.3 0.3
Northern Trust Corp [2020-09-30] DFND 0.0 0.3
Hotchkis & Wiley Capital Management LLC [2020-09-30] SOLE 0.2 0.3
Goldman Sachs Group Inc [2020-09-30] DFND 0.3 0.3
Man Group plc [2020-09-30] DFND 0.3 0.3
Foundry Partners LLC [2020-09-30] SOLE 0.1 0.3
Essex Investment Management Co LLC [2020-09-30] SOLE 0.2 0.2
Bank of Montreal /Can/ [2020-09-30] DFND 0.2 0.2
Citadel Advisors LLC [2020-09-30] DFND 0.2 0.2
Prev | Page 6 | Next
Terms | Privacy | Guide
tony@aum13f.com