Western Asset Mortgage Opportunity Fund Inc

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Western Asset Mortgage Opportunity Fund Inc
TickerDMO
CIK #0001478102
CUSIP95790B109
Sector -
Address620 Eighth Avenue 47th Floor, New York, NY 10018
Source [EDGAR]
CIK Filing 2011 - 2025
[0001478102] 3
[0001478102] 4
[0001478102] 8-K
[0001478102] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
First Trust Portfolios LP Western Asset Mortgage Opportunity Fund Inc [2021-01-11] 5.08
First Trust Portfolios LP Western Asset Mortgage Defined Opportunity Fund Inc [2012-10-10] 11.5
Form 3/4/5 Filer 2011 - 2025
Western Asset Mortgage Opportunity Fund Inc.
Sale Hillary A
Grillo Anthony
Gahan Thomas
Mason Peter Daniel Charles
Buchanan Michael Carlton
Hinkle Matthew T.
De Oliveira Marc
Hoffmann Courtney A
Bowden Andrew J.
Fergerson Laura F
Eakes Brian
Hoyt George P.
Nicholls Matthew
Plafker Jed A.
Johnson Jennifer M
Jensen Fred Steven
Agdern Robert D
Berarducci Christopher
Cronin Daniel P
Kumar Nisha
Berg Jennifer s
Kuehl Todd F
Merchant Thomas C
Murphy Jennifer
Kenney John
Fuller Kenneth
Trust Jane
Bilson F Barry
Nachtwey Peter
Olmert Amy
Colman Carol L
Hirschmann James W III
Walsh Stephen A
Kamerick Eileen A
Form 13F Holdings
Firm Period DFND Voting Shares
Royal Bank of Canada [2025-06-30] DFND 386,636 388,986
Envestnet Asset Management Inc [2025-06-30] SOLE 230,453 230,453
Baird Financial Group, Inc. [2025-06-30] DFND 217,674 218,782
LPL Financial LLC [2025-06-30] SOLE 0 206,710
Consolidated Portfolio Review Corp [2025-06-30] SOLE 0 183,114
Morgan Stanley [2025-06-30] DFND 2 158,071
Thomas J Herzfeld Advisors Inc [2025-06-30] SOLE 139,971 139,971
Venture Visionary Partners LLC [2025-06-30] SOLE 124,809 124,809
Guggenheim Capital LLC [2025-06-30] DFND 0 118,914
Park Avenue Securities LLC [2025-06-30] SOLE 0 78,709
Raymond James Financial Inc [2025-06-30] DFND 0 78,591
Robinson Capital Management LLC [2025-06-30] SOLE 0 53,687
Osaic Holdings Inc [2025-06-30] DFND 0 53,676
Newedge Advisors LLC [2025-06-30] SOLE 0 50,721
Riverbridge Partners LLC [2025-06-30] SOLE 44,664 44,664
Cambridge Investment Research Advisors Inc [2025-06-30] SOLE 0 39,062
Aviance Capital Partners LLC [2025-06-30] SOLE 38,143 38,143
Commonwealth Equity Services LLC [2025-06-30] SOLE 0 36,603
SIT Investment Associates Inc [2025-06-30] SOLE 0 33,880
Seacrest Wealth Management LLC [2025-06-30] SOLE 0 33,796
UBS Group AG [2025-06-30] DFND 0 27,827
Choreo LLC [2025-06-30] SOLE 0 18,854
Integrated Capital Management Inc [2025-06-30] SOLE 0 17,244
Oppenheimer & Co Inc [2025-06-30] SOLE 15,500 15,500
Bank of America Corp /DE/ [2025-06-30] DFND 0 15,490
Journey Strategic Wealth LLC [2025-06-30] SOLE 0 13,350
MML Investors Services LLC [2025-06-30] DFND 0 12,373
Northwestern Mutual Wealth Management Co [2025-06-30] DFND 0 7,025
Corecap Advisors LLC [2025-06-30] SOLE 6,400 6,400
MAI Capital Management [2025-06-30] SOLE 0 1,694
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