Allspring Income Opportunities Fund

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Allspring Income Opportunities Fund
TickerEAD
CIK #0001210123
CUSIP94987B105
Sector -
Address1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203
Source [EDGAR]
CIK Filing 2011 - 2026
[0001210123] 3
[0001210123] 4
[0001210123] 5
[0001210123] 8-K
[0001210123] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Morgan Stanley Allspring Income Opportunities Fund [2025-02-03] 0.0
First Trust Portfolios LP Allspring Income Opportunities Fund [2023-01-20] 7.35
First Trust Portfolios LP Wells Fargo Income Opportunities Fund [2020-01-27] 7.06
Trust Asset Management LLC Wells Fargo Income Opportunities Fund [2016-02-12] 5.03
Saba Capital Management LP Wells Fargo Advantage Income Opportunities Fund [2014-10-01] 5.076
Form 3/4/5 Filer 2011 - 2026
Shlissel Brian S
Allspring Income Opportunities Fund
Miller Cindy J
Keller Brian James
Barbieri Thomas Edward
Tran Jimmy T
Kenney John
Ebsworth William R
Polisson James
Grunberg Jennifer Lea
Felsch Paul Werner
Freeman Jane A
Baker Christopher Micah
Brotman Karin
McKinley Kate Sandman
Prasse Richard Matthew
Lee Christopher M
Schueller Michael Joseph
Wheelock Pamela
Mavico Daniel J
Roskopf Kevin T
Rhee Michelle H
Kymn Alexander
Owen Andrew
Whitaker Michael Howard
Ordman Joshua
Innis William B
Shiver Mai S
Keith Leroy
Foy Siobhan
Ceccarelli Aldo A
Bissell Robert W
Chan Christian
Phillips Kasey
Hartman Kirk D
Haast Paul J
Wiser Nancy A
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Shlissel Brian S
Common Shares
2026-02-27 Buy 500 $6.82 3,410
Ebsworth William R
Common Shares
2024-01-09 Buy 2,000 $6.60 13,200
Polisson James
Common Shares
2024-01-04 Buy 1,000 $6.57 6,570
Polisson James
Common Shares
2023-06-01 Buy 1,000 $6.18 6,180
Ebsworth William R
Common Shares
2023-06-01 Buy 2,500 $6.20 15,500
Freeman Jane A
Common Shares
2022-08-22 Buy 150 $6.92 1,038
Lee Christopher M
Common Shares
2021-05-07 Buy 2,105 $8.73 18,377
Lee Christopher M
Common Shares
2021-05-06 Buy 58 $8.70 505
Lee Christopher M
Common Shares
2021-03-29 Buy 5,000 $8.37 41,850
Lee Christopher M
Common Shares
2021-03-02 Buy 3,000 $8.40 25,200
Lee Christopher M
Common Shares
2021-02-04 Buy 5,000 $8.25 41,250
Lee Christopher M
Common Shares
2020-12-22 Buy 8,750 $8.04 70,350
Lee Christopher M
Common Shares
2020-12-21 Buy 10,000 $8.07 80,700
Wheelock Pamela
Common Shares
2017-11-27 Buy 100 $8.41 841
Polisson James
Common Shares
2017-11-27 Buy 1,000 $8.43 8,430
Freeman Jane A
Common Shares
2015-02-02 Buy 150 $8.69 1,304
Ebsworth William R
Common Shares
2015-01-05 Buy 2,000 $8.72 17,440
13F Ownership Over TimeHoldersShares Held
2026-03-31 93 14,661,911
2025-12-31 85 14,796,218
2025-09-30 81 13,120,657
2025-06-30 78 14,840,947
2025-03-31 84 14,522,910
2024-12-31 78 14,389,961
2024-09-30 77 14,868,569
2024-06-30 74 14,523,366
2024-03-31 76 21,023,833
2023-12-31 80 16,915,153
2023-09-30 75 13,016,937
2023-06-30 72 13,029,688
Form 13F Holdings
Firm Period DFND Voting Shares
Shaker Financial Services LLC [2026-06-30] SOLE 594,872 595,858
Sowell Financial Services LLC [2026-06-30] SOLE 129,400 129,400
Wealth Enhancement Advisory Services LLC [2026-06-30] SOLE 46,420 63,010
Merit Financial Group LLC [2026-06-30] SOLE 0 22,544
GC Wealth Management RIA LLC [2026-06-30] SOLE 16,937 16,937
Park Avenue Securities LLC [2026-06-30] SOLE 0 14,983
Corecap Advisors LLC [2026-06-30] SOLE 0 3,330
HHM Wealth Advisors LLC [2026-06-30] SOLE 0 1,210
Noble Wealth Management PBC [2026-06-30] SOLE 1,000 1,000
Farther Finance Advisors LLC [2026-06-30] SOLE 0 798
Highline Wealth Partners LLC [2026-06-30] SOLE 440 440
IFP Advisors LLC [2026-06-30] SOLE 300 300
FNY Investment Advisers LLC [2026-06-30] SOLE 1,800 1
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