| Due Diligence for Asset Managers |
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Analyze the public filings of asset managers Dive into the EDGAR, IAPD, CAFR source data |
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| Keyboard |
| Allspring Income Opportunities Fund | |
|---|---|
| Ticker | EAD |
| CIK # | 0001210123 |
| CUSIP | 94987B105 |
| Sector | - |
| Address | 1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 |
| Source | [EDGAR] |
| CIK | Filing | 2011 - 2026 |
|---|---|---|
| [0001210123] | 3 | |
| [0001210123] | 4 | |
| [0001210123] | 5 | |
| [0001210123] | 8-K | |
| [0001210123] | SC 13G |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed | % Owned |
|---|---|---|---|
| Morgan Stanley | Allspring Income Opportunities Fund | [2025-02-03] | 0.0 |
| First Trust Portfolios LP | Allspring Income Opportunities Fund | [2023-01-20] | 7.35 |
| First Trust Portfolios LP | Wells Fargo Income Opportunities Fund | [2020-01-27] | 7.06 |
| Trust Asset Management LLC | Wells Fargo Income Opportunities Fund | [2016-02-12] | 5.03 |
| Saba Capital Management LP | Wells Fargo Advantage Income Opportunities Fund | [2014-10-01] | 5.076 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Shlissel Brian S
Common Shares
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2026-02-27 | Buy | 500 | $6.82 | 3,410 |
|
Ebsworth William R
Common Shares
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2024-01-09 | Buy | 2,000 | $6.60 | 13,200 |
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Polisson James
Common Shares
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2024-01-04 | Buy | 1,000 | $6.57 | 6,570 |
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Polisson James
Common Shares
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2023-06-01 | Buy | 1,000 | $6.18 | 6,180 |
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Ebsworth William R
Common Shares
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2023-06-01 | Buy | 2,500 | $6.20 | 15,500 |
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Freeman Jane A
Common Shares
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2022-08-22 | Buy | 150 | $6.92 | 1,038 |
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Lee Christopher M
Common Shares
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2021-05-07 | Buy | 2,105 | $8.73 | 18,377 |
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Lee Christopher M
Common Shares
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2021-05-06 | Buy | 58 | $8.70 | 505 |
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Lee Christopher M
Common Shares
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2021-03-29 | Buy | 5,000 | $8.37 | 41,850 |
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Lee Christopher M
Common Shares
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2021-03-02 | Buy | 3,000 | $8.40 | 25,200 |
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Lee Christopher M
Common Shares
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2021-02-04 | Buy | 5,000 | $8.25 | 41,250 |
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Lee Christopher M
Common Shares
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2020-12-22 | Buy | 8,750 | $8.04 | 70,350 |
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Lee Christopher M
Common Shares
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2020-12-21 | Buy | 10,000 | $8.07 | 80,700 |
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Wheelock Pamela
Common Shares
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2017-11-27 | Buy | 100 | $8.41 | 841 |
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Polisson James
Common Shares
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2017-11-27 | Buy | 1,000 | $8.43 | 8,430 |
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Freeman Jane A
Common Shares
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2015-02-02 | Buy | 150 | $8.69 | 1,304 |
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Ebsworth William R
Common Shares
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2015-01-05 | Buy | 2,000 | $8.72 | 17,440 |
| 13F Ownership Over Time | Holders | Shares Held |
|---|---|---|
| 2026-03-31 | 93 | 14,661,911 |
| 2025-12-31 | 85 | 14,796,218 |
| 2025-09-30 | 81 | 13,120,657 |
| 2025-06-30 | 78 | 14,840,947 |
| 2025-03-31 | 84 | 14,522,910 |
| 2024-12-31 | 78 | 14,389,961 |
| 2024-09-30 | 77 | 14,868,569 |
| 2024-06-30 | 74 | 14,523,366 |
| 2024-03-31 | 76 | 21,023,833 |
| 2023-12-31 | 80 | 16,915,153 |
| 2023-09-30 | 75 | 13,016,937 |
| 2023-06-30 | 72 | 13,029,688 |
| Form 13F Holdings | ||||
|---|---|---|---|---|
| Firm | Period | DFND | Voting | Shares |
| Shaker Financial Services LLC | [2026-06-30] | SOLE | 594,872 | 595,858 |
| Sowell Financial Services LLC | [2026-06-30] | SOLE | 129,400 | 129,400 |
| Wealth Enhancement Advisory Services LLC | [2026-06-30] | SOLE | 46,420 | 63,010 |
| Merit Financial Group LLC | [2026-06-30] | SOLE | 0 | 22,544 |
| GC Wealth Management RIA LLC | [2026-06-30] | SOLE | 16,937 | 16,937 |
| Park Avenue Securities LLC | [2026-06-30] | SOLE | 0 | 14,983 |
| Corecap Advisors LLC | [2026-06-30] | SOLE | 0 | 3,330 |
| HHM Wealth Advisors LLC | [2026-06-30] | SOLE | 0 | 1,210 |
| Noble Wealth Management PBC | [2026-06-30] | SOLE | 1,000 | 1,000 |
| Farther Finance Advisors LLC | [2026-06-30] | SOLE | 0 | 798 |
| Highline Wealth Partners LLC | [2026-06-30] | SOLE | 440 | 440 |
| IFP Advisors LLC | [2026-06-30] | SOLE | 300 | 300 |
| FNY Investment Advisers LLC | [2026-06-30] | SOLE | 1,800 | 1 | Prev | Page 1 | Next |