Allspring Income Opportunities Fund

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Allspring Income Opportunities Fund
TickerEAD
CIK #0001210123
CUSIP94987B105
Sector -
Address1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203
Source [EDGAR]
CIK Filing 2011 - 2025
[0001210123] 3
[0001210123] 4
[0001210123] 5
[0001210123] 8-K
[0001210123] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Morgan Stanley Allspring Income Opportunities Fund [2025-02-03] 0.0
First Trust Portfolios LP Allspring Income Opportunities Fund [2023-01-20] 7.35
First Trust Portfolios LP Wells Fargo Income Opportunities Fund [2020-01-27] 7.06
Trust Asset Management LLC Wells Fargo Income Opportunities Fund [2016-02-12] 5.03
Saba Capital Management LP Wells Fargo Advantage Income Opportunities Fund [2014-10-01] 5.076
Form 3/4/5 Filer 2011 - 2025
Allspring Income Opportunities Fund
Barbieri Thomas Edward
Tran Jimmy T
Kenney John
Ebsworth William R.
Polisson James
Grunberg Jennifer Lea
Felsch Paul Werner
Freeman Jane A
Baker Christopher Micah
Brotman Karin
McKinley Kate Sandman
Prasse Richard Matthew
Lee Christopher M
Schueller Michael Joseph
Wheelock Pamela
Mavico Daniel J.
Roskopf Kevin T.
Rhee Michelle H.
Kymn Alexander
Owen Andrew
Whitaker Michael Howard
Shiver Mai S
Innis William B
Ordman Joshua
Keith Leroy
Foy Siobhan
Ceccarelli Aldo A
Bissell Robert W
Chan CHRISTIAN
Phillips Kasey
Hartman Kirk D
Wiser Nancy A
Haast Paul J
Form 13F Holdings
Firm Period DFND Voting Shares
Morgan Stanley [2025-06-30] DFND 422,267 3,952,688
Pathstone Holdings, LLC [2025-06-30] DFND 1,878,977 1,878,977
SIT Investment Associates Inc [2025-06-30] SOLE 0 1,012,599
Guggenheim Capital LLC [2025-06-30] DFND 0 996,321
Invesco Ltd. [2025-06-30] DFND 0 897,364
Cohen & Steers Inc [2025-06-30] SOLE 864,743 864,743
RiverNorth Capital Management LLC [2025-06-30] SOLE 797,190 797,190
Shaker Financial Services LLC [2025-06-30] SOLE 585,550 587,142
UBS Group AG [2025-06-30] DFND 23,667 359,795
Rareview Capital LLC [2025-06-30] SOLE 331,813 331,813
Envestnet Asset Management Inc [2025-06-30] SOLE 300,980 300,980
LPL Financial LLC [2025-06-30] SOLE 0 293,492
Brown Advisory Inc [2025-06-30] DFND 220,649 220,649
Cambridge Investment Research Advisors Inc [2025-06-30] SOLE 0 176,814
Marks Group Wealth Management Inc [2025-06-30] SOLE 176,440 176,440
Park Avenue Securities LLC [2025-06-30] SOLE 0 172,696
Principal Securities Inc [2025-06-30] SOLE 0 161,182
Easterly Investment Partners LLC [2025-06-30] SOLE 158,861 158,861
Luken Investment Analytics LLC [2025-06-30] SOLE 0 132,968
Thrivent Financial for Lutherans [2025-06-30] DFND 125,374 125,374
Fiera Capital Corp [2025-06-30] OTR 111,922 111,922
Sowell Financial Services LLC [2025-06-30] SOLE 103,500 103,500
Osaic Holdings Inc [2025-06-30] DFND 0 78,086
Raymond James Financial Inc [2025-06-30] DFND 0 69,939
Bank of America Corp /DE/ [2025-06-30] DFND 5,700 63,828
PFG Investments LLC [2025-06-30] SOLE 0 59,219
Stratos Wealth Partners Ltd [2025-06-30] SOLE 0 58,690
Royal Bank of Canada [2025-06-30] DFND 57,869 58,415
LIDO Advisors LLC [2025-06-30] SOLE 0 56,161
Wealth Enhancement Advisory Services LLC [2025-06-30] SOLE 47,169 55,379
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