First Trust Senior Floating Rate Income Fund II

-

Stock Issuer and Owners

Home | Sign Up | Log In
New Features
Latest Fund Raises
Related People
Fund Service Providers
Startup & Company Raises
List of Funds
Boston Firms
Boston Hedge Funds
Cornell Alumni Firms
CalPERS Portfolio
NYSCRF Portfolio
User Guide
Regulatory AUM vs AUM
LP Portfolios
Related Firms
Build a Portfolio
Comprehensive Search
Keyboard
First Trust Senior Floating Rate Income Fund II
TickerFCT
CIK #0001282850
CUSIP33733U108
Sector -
Address120 East Liberty Drive Suite 400, Wheaton, IL 60187
Source [EDGAR]
CIK Filing 2011 - 2026
[0001282850] 3
[0001282850] 4
[0001282850] 5
[0001282850] 8-K
[0001282850] SC 13D
[0001282850] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Morgan Stanley First Trust Senior Floating Rate Income Fund II [2025-08-07] 0.0
Morgan Stanley First Trust Senior Floating Rate Income Fund II [2024-02-09] 8.1
LPL Financial LLC First Trust Senior Floating Rate Income Fund II [2022-02-14] 5.9
Saba Capital Management LP First Trust Senior Floating Rate Income Fund II [2020-04-10] 7.4
Relative Value Partners Group LLC First Trust Senior Floating Rate Income Fund II [2020-02-13] 5.46
Saba Capital Management LP First Trust Senior Floating Rate Income Fund II [2019-05-24] 5.8
Relative Value Partners Group LLC First Trust Senior Floating Rate Income Fund II [2019-02-11] 5.46
Form 3/4/5 Filer 2011 - 2026
First Trust Senior Floating Rate Income Fund II
Ziets Kevin L
Bowen James A
Maltbie Derek
Wright Bronwyn
Kadlec Thomas R
Denise M Keefe
Brown Kathleen Wieland
Dehler Kelly Catherine
Purpura Orlando
Fries Scott D
Scott Jeffrey M
Friske Scott Michael
Hall R Scott
Housey William A Jr
Bradley Mark R
McGarel David
Lynch Coleen D
Klassman Erin E
Gatta Rosanne
Erickson Jon C
Carey Robert F
Urevig Katherine L
Swade Donald
Shannon Shane
Lindquist Daniel J
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Bowen James A
Common Shares
2024-12-16 Sell 3,955 $10.41 41,172
Kadlec Thomas R
Common Shares
2021-12-28 Sell 719.39 $11.83 8,510
Housey William A Jr
Common Shares
2019-09-03 Buy 500 $11.63 5,815
Housey William A Jr
Common Shares
2019-09-03 Buy 500 $11.64 5,820
Housey William A Jr
Common Shares
2019-09-03 Buy 500 $11.65 5,825
Housey William A Jr
Common Shares
2019-09-03 Buy 1,000 $11.62 11,620
Housey William A Jr
Common Shares
2019-09-03 Buy 200 $11.63 2,326
Fries Scott D
Common Shares
2019-08-29 Buy 428 $11.69 5,003
Bowen James A
Common Shares
2019-06-07 Other 1,000 $0.00
Housey William A Jr
Common Shares
2016-01-06 Buy 250 $12.28 3,070
Bowen James A
Common Shares
2015-08-24 Buy 3,955 $12.80 50,624
McGarel David
Common Shares
2015-05-06 Buy 2,000 $13.72 27,440
Lindquist Daniel J
Common Shares
2012-01-25 Buy 200 $14.39 2,878
13F Ownership Over TimeHoldersShares Held
2026-03-31 86 8,195,424
2025-12-31 89 8,786,837
2025-09-30 80 8,653,800
2025-06-30 79 9,561,985
2025-03-31 78 9,715,957
2024-12-31 75 9,922,808
2024-09-30 69 9,415,035
2024-06-30 74 9,677,779
2024-03-31 74 15,741,923
2023-12-31 78 13,299,845
2023-09-30 68 10,769,275
2023-06-30 76 10,824,663
Form 13F Holdings
Firm Period DFND Voting Shares
RFG Advisory LLC [2026-06-30] SOLE 0 24,055
Prospera Financial Services Inc [2026-06-30] SOLE 0 23,343
Seacrest Wealth Management LLC [2026-06-30] SOLE 0 19,367
Corecap Advisors LLC [2026-06-30] SOLE 0 3,441
CX Institutional [2026-06-30] SOLE 0 2,738
IFP Advisors LLC [2026-06-30] SOLE 1,200 1,200
Princeton Global Asset Management LLC [2026-06-30] SOLE 0 900
Highline Wealth Partners LLC [2026-06-30] SOLE 800 800
Farther Finance Advisors LLC [2026-06-30] SOLE 0 66
Prev | Page 1 | Next
Terms | Privacy | Providers | Companies | Guide
tony@aum13f.com