First Trust Senior Floating Rate Income Fund II

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First Trust Senior Floating Rate Income Fund II
TickerFCT
CIK #0001282850
CUSIP33733U108
Sector -
Address120 East Liberty Drive Suite 400, Wheaton, IL 60187
Source [EDGAR]
CIK Filing 2011 - 2025
[0001282850] 3
[0001282850] 4
[0001282850] 5
[0001282850] 8-K
[0001282850] SC 13D
[0001282850] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Morgan Stanley First Trust Senior Floating Rate Income Fund II [2025-08-07] 0.0
Morgan Stanley First Trust Senior Floating Rate Income Fund II [2024-02-09] 8.1
LPL Financial LLC First Trust Senior Floating Rate Income Fund II [2022-02-14] 5.9
Saba Capital Management LP First Trust Senior Floating Rate Income Fund II [2020-04-10] 7.4
Relative Value Partners Group LLC First Trust Senior Floating Rate Income Fund II [2020-02-13] 5.46
Saba Capital Management LP First Trust Senior Floating Rate Income Fund II [2019-05-24] 5.8
Relative Value Partners Group LLC First Trust Senior Floating Rate Income Fund II [2019-02-11] 5.46
Form 3/4/5 Filer 2011 - 2025
Ziets Kevin L
First Trust Senior Floating Rate Income Fund II
Bowen James A
Maltbie Derek
Wright Bronwyn
Kadlec Thomas R
Denise M Keefe
Brown Kathleen Wieland
Dehler Kelly Catherine
Purpura Orlando
Fries Scott D
Scott Jeffrey M
Friske Scott Michael
Hall R Scott
Housey William A Jr
Bradley Mark R
McGarel David
Lynch Coleen D
Klassman Erin E
Gatta Rosanne
Erickson Jon C
Carey Robert F
Urevig Katherine L
Swade Donald
Shannon Shane
Lindquist Daniel J
Form 13F Holdings
Firm Period DFND Voting Shares
Morgan Stanley [2025-06-30] DFND 156,659 2,009,107
Advisors Asset Management Inc [2025-06-30] SOLE 663,961 663,961
Bank of America Corp /DE/ [2025-06-30] DFND 0 643,395
Edgemoor Investment Advisors Inc [2025-06-30] SOLE 628,648 628,648
Guggenheim Capital LLC [2025-06-30] DFND 0 523,301
Invesco Ltd. [2025-06-30] DFND 0 512,105
LPL Financial LLC [2025-06-30] SOLE 0 481,395
Kovitz Investment Group Partners LLC [2025-06-30] SOLE 311,504 315,334
Pathstone Holdings, LLC [2025-06-30] DFND 281,786 281,786
Graniteshares Advisors LLC [2025-06-30] SOLE 269,666 269,666
DA Davidson & Co [2025-06-30] SOLE 236,902 236,902
TFG Advisers LLC [2025-06-30] SOLE 0 222,532
UBS Group AG [2025-06-30] DFND 10,669 197,199
Ameriprise Financial Inc [2025-06-30] DFND 0 188,001
IFP Advisors, Inc [2025-06-30] SOLE 179,957 179,957
Royal Bank of Canada [2025-06-30] DFND 167,238 167,238
Shaker Financial Services LLC [2025-06-30] SOLE 163,039 166,080
1607 Capital Partners LLC [2025-06-30] SOLE 157,961 157,961
Wells Fargo & Company/MN [2025-06-30] DFND 0 122,254
Rockefeller Capital Management L.P. [2025-06-30] DFND 109,680 109,680
SIT Investment Associates Inc [2025-06-30] SOLE 0 103,158
Stifel Financial Corp [2025-06-30] DFND 89,550 99,719
Helium Advisors LLC [2025-06-30] SOLE 0 88,944
Virtus Investment Advisers, LLC [2025-06-30] OTR 0 81,640
Shufro Rose & Co LLC [2025-06-30] SOLE 0 80,600
Baird Financial Group, Inc. [2025-06-30] DFND 60,989 61,700
Cambridge Investment Research Advisors Inc [2025-06-30] SOLE 0 54,469
Osaic Holdings Inc [2025-06-30] DFND 0 46,606
Raymond James Financial Inc [2025-06-30] DFND 11,551 45,309
Everstar Asset Management LLC [2025-06-30] SOLE 0 43,345
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