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Type	Result	AUM ($BB)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Morgan Stanley	[2023-03-31]	DFND	4,102.0	1,523,530.0
Bank of America Corp /DE/	[2023-03-31]	DFND	2,000.0	1,117,265.0
LPL Financial LLC	[2023-03-31]	SOLE	0.0	1,038,834.0
Edgemoor Investment Advisors Inc	[2023-03-31]	SOLE	805,165.0	805,165.0
1607 Capital Partners LLC	[2023-03-31]	SOLE	631,315.0	631,315.0
Invesco Ltd.	[2023-03-31]	DFND	0.0	599,780.0
Guggenheim Capital LLC	[2023-03-31]	DFND	0.0	513,543.0
City of London Investment Management Co Ltd	[2023-03-31]	SOLE	496,941.0	496,941.0
Relative Value Partners Group LLC	[2023-03-31]	SOLE	340,985.0	340,985.0
DA Davidson & Co	[2023-03-31]	SOLE	273,995.0	273,995.0
Logan Stone Capital LLC	[2023-03-31]	SOLE	267,111.0	267,111.0
UBS Group AG	[2023-03-31]	DFND	0.0	238,248.0
Advisors Asset Management Inc	[2023-03-31]	SOLE	219,476.0	219,476.0
Wagner Wealth Management LLC	[2023-03-31]	SOLE	0.0	193,376.0
TFG Advisers LLC	[2023-03-31]	SOLE	0.0	187,723.0
Royal Bank of Canada	[2023-03-31]	DFND	174,412.0	175,157.0
Jones Road Capital Management LP	[2023-03-31]	SOLE	165,000.0	165,000.0
Wolverine Asset Management LLC	[2023-03-31]	DFND	141,581.0	141,581.0
Shaker Financial Services LLC	[2023-03-31]	SOLE	139,896.0	141,517.0
Matisse Capital	[2023-03-31]	SOLE	136,900.0	136,900.0
Stifel Financial Corp	[2023-03-31]	DFND	104,119.0	115,285.0
AQR Arbitrage LLC	[2023-03-31]	DFND	108,656.0	108,656.0
Ameriprise Financial Inc	[2023-03-31]	DFND	0.0	88,913.0
Almitas Capital LLC	[2023-03-31]	SOLE	88,191.0	88,191.0
Evoke Wealth LLC	[2023-03-31]	SOLE	0.0	74,975.0
Landscape Capital Management LLC	[2023-03-31]	SOLE	67,864.0	67,864.0
Wells Fargo & Company/MN	[2023-03-31]	DFND	0.0	63,790.0
SIT Investment Associates Inc	[2023-03-31]	SOLE	0.0	63,287.0
Cambridge Investment Research Advisors Inc	[2023-03-31]	SOLE	0.0	62,151.0
Advisor Group Holdings Inc	[2023-03-31]	DFND	0.0	61,966.0
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