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| LPL Financial LLC
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|
|---|---|
| CRD # | 6413 |
| SEC # | 801-10970 |
| CIK # | 0001007444, 0001403438 |
| AUM | $463.5 BB (2024-08-23) |
| Employees | 35,841 (75% Investors, 77% Brokers) |
| Phone | 704-733-3300 |
| Address | 1055 LPL Way Fort Mill, SC 29715 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| AAPL | 2,382.8 | 3.7 | |
| MSFT | 1,918.2 | 3.1 | |
| NVDA | 399.6 | 3.1 | |
| AMZN | 1,093.0 | 2.0 | |
| Holdings by Sector ($BB) |
|---|
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 916,344 | 148.3 |
| (b) Individuals (high net worth individuals) | 440,642 | 292.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 8,116 | 10.0 |
| (h) Charitable organizations | 3,768 | 4.2 |
| (i) State or municipal government entities | 6 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 1 | 0.0 |
| (m) Corporations or other businesses not listed above | 6,033 | 8.0 |
| (n) Other | 12 | 0.0 |
| Total | 1,910,545 | 463.5 |
| By Discretionary | ||
| Discretionary | 1,908,844 | 462.8 |
| Non-Discretionary | 1,701 | 0.7 |
| Total | 1,910,545 | 463.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.2 | |
| United States Persons | 463.3 | |
| Total | 1,910,545 | 463.5 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001403438] | |
| SC 13G | [0001403438] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
UBS Financial Services Inc
✚
|
NJ | 702.4 |
|
Ameriprise Financial Services LLC
✚
|
MN | 479.8 |
|
Envestnet Asset Management Inc
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|
IL | 426.1 |
|
Mitsubishi UFJ Trust and Banking Corporation
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396.4 | |
|
Raymond James Financial Services Advisors Inc
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|
FL | 275.4 |
|
Financial Engines Advisors LLC
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|
CA | 270.8 |
|
Voya Investment Management Co LLC
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|
NY | 241.8 |
|
First Trust Advisors LP
✚
|
IL | 210.9 |
|
Nissay Asset Management Corporation
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|
206.7 | |
|
SageView Advisory Group LLC
✚
|
CA | 202.6 |