|
⚲
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| LPL Financial LLC
✚
|
|
|---|---|
| CRD # | 6413 |
| SEC # | 801-10970 |
| CIK # | 0001403438 |
| AUM | $368.0 BB (2023-03-31) |
| Employees | 28,744 (71% Investors, 86% Brokers) |
| Phone | 704-733-3300 |
| Address | 1055 LPL Way Fort Mill, SC 29715 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| AAPL | 2,382.8 | 2.4 | |
| MSFT | 1,918.2 | 1.5 | |
| AMZN | 1,093.0 | 0.8 | |
| Holdings by Sector ($BB) |
|---|
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 748,951 | 133.3 |
| (b) Individuals (high net worth individuals) | 350,509 | 249.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 7,283 | 10.6 |
| (h) Charitable organizations | 3,162 | 4.0 |
| (i) State or municipal government entities | 6 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 7 | 0.0 |
| (m) Corporations or other businesses not listed above | 5,279 | 6.9 |
| (n) Other | 72 | 0.0 |
| Total | 1,517,995 | 404.2 |
| By Discretionary | ||
| Discretionary | 1,516,336 | 403.5 |
| Non-Discretionary | 1,659 | 0.7 |
| Total | 1,517,995 | 404.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.4 | |
| United States Persons | 403.8 | |
| Total | 1,517,995 | 404.2 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001403438] | |
| SC 13G | [0001403438] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Mitsubishi UFJ Trust and Banking Corporation
✚
|
431.2 | |
|
Ameriprise Financial Services LLC
✚
|
MN | 414.4 |
|
Envestnet Asset Management Inc
✚
|
IL | 346.8 |
|
Raymond James Financial Services Advisors Inc
✚
|
FL | 245.2 |
|
Financial Engines Advisors LLC
✚
|
CA | 242.0 |
|
Voya Investment Management Co LLC
✚
|
NY | 236.7 |
|
First Trust Advisors LP
✚
|
IL | 190.5 |
|
RBC Capital Markets LLC
✚
|
NY | 183.5 |
|
SageView Advisory Group LLC
✚
|
CA | 156.4 |
|
Invesco Asset Management Ltd
✚
|
155.2 |