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LPL Financial LLC
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CRD # | 6413 |
SEC # | 801-10970 |
CIK # | 0001403438 |
AUM | $368.0 BB (2023-03-31) |
Employees | 28,744 (71% Investors, 86% Brokers) |
Phone | 704-733-3300 |
Address | 1055 LPL Way Fort Mill, SC 29715 |
Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
Total AUM ($BB) |
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Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
---|---|---|---|
AAPL | 2,382.8 | 2.4 | |
MSFT | 1,918.2 | 1.5 | |
AMZN | 1,093.0 | 0.8 | |
Holdings by Sector ($BB) |
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AUM Breakdown | Accounts | AUM ($BB) |
---|---|---|
By Client Type | ||
(a) Individuals (other than high net worth individuals) | 748,951 | 133.3 |
(b) Individuals (high net worth individuals) | 350,509 | 249.3 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 0 | 0.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 0 | 0.0 |
(g) Pension and profit sharing plans | 7,283 | 10.6 |
(h) Charitable organizations | 3,162 | 4.0 |
(i) State or municipal government entities | 6 | 0.0 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 0 | 0.0 |
(l) Sovereign wealth funds and foreign official institutions | 7 | 0.0 |
(m) Corporations or other businesses not listed above | 5,279 | 6.9 |
(n) Other | 72 | 0.0 |
Total | 1,517,995 | 404.2 |
By Discretionary | ||
Discretionary | 1,516,336 | 403.5 |
Non-Discretionary | 1,659 | 0.7 |
Total | 1,517,995 | 404.2 |
By Non-United States Persons | ||
Non-United States Persons | 0.4 | |
United States Persons | 403.8 | |
Total | 1,517,995 | 404.2 |
EDGAR Form | CIK | 2011 - 2024 |
---|---|---|
13F-HR | [0001403438] | |
SC 13G | [0001403438] |
Comparable Firms | State | AUM ($BB) |
---|---|---|
Mitsubishi UFJ Trust and Banking Corporation
✚
|
431.2 | |
Ameriprise Financial Services LLC
✚
|
MN | 414.4 |
Envestnet Asset Management Inc
✚
|
IL | 346.8 |
Raymond James Financial Services Advisors Inc
✚
|
FL | 245.2 |
Financial Engines Advisors LLC
✚
|
CA | 242.0 |
Voya Investment Management Co LLC
✚
|
NY | 236.7 |
First Trust Advisors LP
✚
|
IL | 190.5 |
RBC Capital Markets LLC
✚
|
NY | 183.5 |
SageView Advisory Group LLC
✚
|
CA | 156.4 |
Invesco Asset Management Ltd
✚
|
155.2 |