|
⚲
|
| LPL Financial LLC
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|
|
|---|---|
| CRD # | 6413 |
| SEC # | 801-10970 |
| CIK # | 0001007444, 0001403438 |
| AUM | $819.1 B (2026-06-30) |
| Employees | 41,879 (87% Investors, 76% Brokers) |
| Phone | 704-733-3300 |
| Address | 1055 LPL Way Fort Mill, SC 29715 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Apple Inc | 6.0 | ||
| Nvidia Corp | 5.8 | ||
| Microsoft Corp | 3.8 | ||
| Amazon Com Inc | 3.5 | ||
| Alphabet Inc | 2.6 | ||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,291,397 | 231.4 |
| (b) Individuals (high net worth individuals) | 671,511 | 552.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 10,450 | 13.3 |
| (h) Charitable organizations | 5,086 | 7.6 |
| (i) State or municipal government entities | 5 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 8,528 | 14.1 |
| (n) Other | 13 | 0.0 |
| Total | 2,850,994 | 819.1 |
| By Discretionary | ||
| Discretionary | 2,849,049 | 818.3 |
| Non-Discretionary | 1,945 | 0.8 |
| Total | 2,850,994 | 819.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.5 | |
| United States Persons | 818.6 | |
| Total | 2,850,994 | 819.1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001403438] | |
| SC 13G | [0001403438] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
UBS Financial Services Inc
✚
|
NJ | 915.8 |
|
Ameriprise Financial Services LLC
✚
|
MN | 660.5 |
|
Envestnet Asset Management Inc
✚
|
PA | 614.9 |
|
Mitsubishi UFJ Trust and Banking Corporation
✚
|
407.0 | |
|
Raymond James Financial Services Advisors Inc
✚
|
FL | 390.0 |
|
Financial Engines Advisors LLC
✚
|
CA | 326.3 |
|
RBC Capital Markets LLC
✚
|
NY | 310.4 |
|
Voya Investment Management Co LLC
✚
|
NY | 274.9 |
|
Cetera Investment Advisers LLC
✚
|
IL | 256.8 |
|
Osaic Wealth Inc
✚
|
AZ | 234.9 |