Fidus Investment Corp

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Fidus Investment Corp
TickerFDUS
CIK #0001513363
CUSIP316500107
Sector -
Address1603 Orrington Avenue Suite 820, Evanston, IL 60201
Source [EDGAR]
Reg D Offering (Form D) Filed Raised Terms
Fidus Investment Corp 2011-06-30 60.8 M Exemption: 506 · Duration: One year or less · Net Assets: Over $100,000,000
CIK Filing 2011 - 2026
[0001513363] 10-K
[0001513363] 10-Q
[0001513363] 3
[0001513363] 4
[0001513363] 5
[0001513363] 8-K
Form 3/4/5 Filer 2011 - 2026
Fidus Investment Corp
Ross Edward H
Tune Edward X
Hyman Charles D
Anstiss Raymond L Jr
Lauer Thomas Charles
Sherard Shelby E
Mazzarino John A
Schaefer Cary L
PineBridge Secondary Partners II GP LP
PineBridge Secondary Partners II Holdings LP
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Ross Edward H
Common Stock
2020-04-20 Inherited 333 $0.00
Hyman Charles D
Common Stock
2020-03-13 Buy 2,000 $9.84 19,680
Ross Edward H
Common Stock
2020-03-12 Buy 4,000 $9.31 37,240
Sherard Shelby E
Common Stock
2020-03-12 Buy 5,000 $9.36 46,800
Tune Edward X
Common Stock
2020-03-12 Buy 3,000 $9.43 28,290
Anstiss Raymond L Jr
Common Stock
2020-03-12 Buy 1,500 $9.00 13,500
Anstiss Raymond L Jr
Common Stock
2020-03-11 Buy 6,150 $11.66 71,709
Lauer Thomas Charles
Common Stock
2020-03-11 Buy 2,000 $11.45 22,900
Ross Edward H
Common Stock
2020-03-10 Buy 2,000 $11.81 23,620
Sherard Shelby E
Common Stock
2020-03-09 Buy 2,100 $11.99 25,179
Sherard Shelby E
Common Stock
2020-03-09 Buy 3,850 $12.99 50,012
Lauer Thomas Charles
Common Stock
2020-03-09 Buy 5,000 $12.40 62,000
Sherard Shelby E
Common Stock
2019-08-08 Buy 1,750 $14.25 24,938
Sherard Shelby E
Common Stock
2019-08-07 Buy 1,350 $14.40 19,440
Anstiss Raymond L Jr
Common Stock
2019-08-06 Buy 1,000 $14.65 14,650
Anstiss Raymond L Jr
Common Stock
2019-06-03 Buy 1,000 $15.97 15,970
Anstiss Raymond L Jr
Common Stock
2019-06-03 Buy 1,740 $15.93 27,718
Anstiss Raymond L Jr
Common Stock
2019-05-13 Buy 500 $15.99 7,995
Anstiss Raymond L Jr
Common Stock
2019-05-13 Buy 1,750 $16.00 28,000
Sherard Shelby E
Common Stock
2018-12-06 Buy 3,675 $13.60 49,980
showing 20 of 76 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 143 9,230,026
2025-12-31 150 9,277,234
2025-09-30 132 8,733,223
2025-06-30 123 8,224,232
2025-03-31 122 8,122,987
2024-12-31 114 7,196,007
2024-09-30 114 6,968,070
2024-06-30 116 7,146,947
2024-03-31 110 7,704,505
2023-12-31 118 8,653,283
2023-09-30 107 6,218,510
2023-06-30 90 4,819,761
Form 13F Holdings
Firm Period DFND Voting Shares
PFG Advisors [2026-06-30] SOLE 0 205,088
Riverbridge Partners LLC [2026-06-30] SOLE 110,489 110,869
Sound Income Strategies LLC [2026-06-30] SOLE 72,904 72,904
Significant Wealth Partners LLC [2026-06-30] SOLE 0 64,831
Rockland Trust Co [2026-06-30] DFND 8,435 55,912
Independent Financial Group LLC [2026-06-30] SOLE 0 51,715
Y-Intercept Hong Kong Ltd [2026-06-30] SOLE 35,921 35,921
Adams Asset Advisors LLC [2026-06-30] SOLE 0 32,919
Hennion & Walsh Asset Management Inc [2026-06-30] SOLE 29,739 29,739
Davenport & Company LLC [2026-06-30] SOLE 26,058 26,058
Secure Asset Management LLC [2026-06-30] SOLE 0 23,728
Prospera Financial Services Inc [2026-06-30] SOLE 0 19,966
Fiduciary Alliance LLC [2026-06-30] SOLE 12,301 12,301
Farther Finance Advisors LLC [2026-06-30] SOLE 0 8,321
Meadowbrook Investment Advisors LLC [2026-06-30] SOLE 3,490 3,490
Alaska Retirement Management Board [2026-06-30] SOLE 1,431 1,431
JFS Wealth Advisors LLC [2026-06-30] SOLE 0 54
Capital Advisors Ltd LLC [2026-06-30] SOLE 0 2
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