GDL Fund

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GDL Fund
TickerGDL
CIK #0001378701
CUSIP361570104
Sector -
AddressOne Corporate Center, Rye, NY 10580
Source [EDGAR]
Reg D Offering (Form D) Filed Raised Terms
GDL Fund 2025-11-06 6.7 M Exemption: 506(b) · Minimum: $10 · Remaining: $28,348,000 · Duration: One year or less · Net Assets: Over $100,000,000
CIK Filing 2011 - 2026
[0001378701] 3
[0001378701] 4
[0001378701] 8-K
[0001378701] D
[0001378701] SC 13D
[0001378701] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Focus Partners Wealth GDL Fund [2026-02-13] 0.0
Kovitz Investment Group Partners LLC GDL Fund [2024-10-29] 0.0
Relative Value Partners Group LLC GDL Fund [2024-02-12] 7.05
Zazove Associates LLC GDL Fund [2024-01-11] 6.1
Pitaro Regina M GDL Fund [2023-02-09] 0.41
Relative Value Partners Group LLC GDL Fund [2023-02-02] 8.19
Relative Value Partners Group LLC GDL Fund [2022-02-11] 8.16
Relative Value Partners Group LLC GDL Fund [2021-02-12] 7.53
Joshua Alan Massey GDL Fund [2020-11-05] 11.97
RiverNorth Capital Management LLC GDL Fund [2020-02-13] 5.76
Relative Value Partners Group LLC GDL Fund [2020-02-13] 8.22
RiverNorth Capital Management LLC GDL Fund [2019-02-14] 5.77
Relative Value Partners Group LLC GDL Fund [2019-02-11] 6.7
Raymond James & Associates GDL Fund [2018-12-17] 5.11
Gamco Investors Inc ET AL GDL Fund [2018-03-29] 0.11
Relative Value Partners Group LLC GDL Fund [2018-02-09] 14.86
Relative Value Partners Group LLC GDL Fund [2017-07-07] 13.5
Advisors Asset Management Inc GDL Fund [2017-02-13] 5.126
Gamco Investors Inc ET AL GDL Fund [2016-07-18] 0.27
Scharf Investments LLC GDL Fund [2015-02-02] 5.83
E3M 2014 LLC GDL Fund [2014-12-29] 19.46
Scharf Investments LLC GDL Fund [2014-01-31] 5.4
MJG 1999 Descendants Trust GDL Fund [2013-10-17] 6.97
Form 3/4/5 Filer 2011 - 2026
Gabelli Mario J
GDL Fund
Melarkey Michael J
Kilrain Colin J
Ball John Chester
Mullady Agnes
Goldstein Peter D
CONN James P
Colavita Anthony S
Ferrara Arthur V
Colavita Anthony J
Foley Leslie Fahrenkopf
Alpert Bruce N
GGCP Inc
Gamco Investors Inc ET AL
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Gabelli Mario J
Common Shares, Par Value $0.001
2026-02-23 Sell 800 $8.52 6,816
Gabelli Mario J
Common Shares, Par Value $0.001
2026-01-09 Sell 800 $8.39 6,712
Melarkey Michael J
Series C Cumulative Puttable and Callable Preferred Shares
2025-03-26 Other 3,038 $50.00 151,900
Gabelli Mario J
Common Shares, Par Value $0.001
2024-11-26 Sell 2,500 $8.04 20,100
Gabelli Mario J
Common Shares, Par Value $0.001
2024-08-29 Sell 307 $8.09 2,484
Gabelli Mario J
Series E Cumulative Preferred Shares
2024-03-26 Other 300,000 $10.00 3,000,000
Gabelli Mario J
Series E Cumulative Preferred Shares
2024-03-26 Other 200,000 $10.00 2,000,000
Gabelli Mario J
Series E Cumulative Preferred Shares
2024-03-26 Other 250,000 $10.00 2,500,000
Gabelli Mario J
Series E Cumulative Preferred Shares
2024-03-26 Other 240,000 $10.00 2,400,000
Ball John Chester
Common Shares, Par Value $0.001
2024-02-22 Buy 32 $7.91 253
Gabelli Mario J
Common Shares, Par Value $0.001
2023-12-11 Sell 2,000 $8.01 16,020
Gabelli Mario J
Common Shares, Par Value $0.001
2023-08-07 Buy 120 $7.93 952
Gabelli Mario J
Common Shares, Par Value $0.001
2023-07-31 Buy 500 $7.93 3,965
Gabelli Mario J
Common Shares, Par Value $0.001
2023-04-17 Sell 2,000 $7.85 15,700
Gabelli Mario J
Series E Cumulative Preferred Shares
2023-03-27 Other 250,000 $10.00 2,500,000
Gabelli Mario J
Common Shares, Par Value $0.001
2023-02-10 Buy 2,000 $8.12 16,240
Gabelli Mario J
Common Shares, Par Value $0.001
2022-10-24 Buy 221 $7.99 1,766
Gabelli Mario J
Series E Cumulative Preferred Shares
2022-10-17 Buy 200,000 $10.00 2,000,000
Gabelli Mario J
Series E Cumulative Preferred Shares
2022-10-17 Sell 200,000 $10.00 2,000,000
Gabelli Mario J
Common Shares, Par Value $0.001
2022-10-07 Buy 1,200 $7.89 9,468
showing 20 of 186 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 31 5,304,475
2025-12-31 32 4,953,237
2025-09-30 27 4,713,228
2025-06-30 28 4,807,584
2025-03-31 23 4,760,680
2024-12-31 28 5,228,966
2024-09-30 26 2,626,002
2024-06-30 30 4,037,180
2024-03-31 28 5,240,942
2023-12-31 28 5,011,044
2023-09-30 33 4,870,558
2023-06-30 33 5,129,669
Form 13F Holdings
Firm Period DFND Voting Shares
Decision Investments Inc [2026-06-30] SOLE 0 15,100
Integrated Capital Management Inc [2026-06-30] SOLE 0 12,908
Highline Wealth Partners LLC [2026-06-30] SOLE 325 325
Park Avenue Securities LLC [2026-06-30] SOLE 0 82
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