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Type	Result	AUM ($B)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Morgan Stanley	[2025-06-30]	DFND	10,450	1,662,864
RiverNorth Capital Management LLC	[2025-06-30]	SOLE	1,525,377	1,525,377
Saba Capital Management LP	[2025-06-30]	SOLE	458,661	535,253
Bank of America Corp /DE/	[2025-06-30]	DFND	0	370,326
1607 Capital Partners LLC	[2025-06-30]	SOLE	345,501	345,501
Royal Bank of Canada	[2025-06-30]	DFND	191,192	302,075
Verition Fund Management LLC	[2025-06-30]	SOLE	283,225	283,225
North Ground Capital	[2025-06-30]	SOLE	201,946	201,946
AQR Arbitrage LLC	[2025-06-30]	DFND	134,208	134,208
Blue Bell Private Wealth Management LLC	[2025-06-30]	SOLE	116,819	121,625
Invesco Ltd.	[2025-06-30]	DFND	0	103,772
RPO LLC	[2025-06-30]	SOLE	92,327	92,327
Almitas Capital LLC	[2025-06-30]	SOLE	77,303	77,303
Raymond James Financial Inc	[2025-06-30]	DFND	11,100	71,533
Guggenheim Capital LLC	[2025-06-30]	DFND	0	67,840
Shaker Financial Services LLC	[2025-06-30]	SOLE	63,000	63,000
Matisse Capital	[2025-06-30]	SOLE	53,450	53,450
Seacrest Wealth Management LLC	[2025-06-30]	SOLE	0	41,251
Quantedge Capital PTE Ltd	[2025-06-30]	SOLE	40,433	40,433
180 Wealth Advisors LLC	[2025-06-30]	SOLE	11,350	30,443
Pathway Financial Advisors LLC	[2025-06-30]	SOLE	0	30,207
Boothbay Fund Management LLC	[2025-06-30]	OTR	0	29,450
Advisor OS LLC	[2025-06-30]	SOLE	0	21,937
Envestnet Asset Management Inc	[2025-06-30]	SOLE	21,178	21,178
Matisse Capital	[2025-06-30]	OTR	20,033	20,033
Citadel Advisors LLC	[2025-06-30]	DFND	19,686	19,686
Newedge Advisors LLC	[2025-06-30]	SOLE	0	15,577
Commonwealth Equity Services LLC	[2025-06-30]	SOLE	0	15,389
B Riley Wealth Advisors Inc	[2025-06-30]	SOLE	15,000	15,000
LIDO Advisors LLC	[2025-06-30]	SOLE	0	14,545
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