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Type	Result	AUM ($BB)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Morgan Stanley	[2023-03-31]	DFND	0.0	2,200,876.0
Bank of America Corp /DE/	[2023-03-31]	DFND	0.0	612,339.0
SIT Investment Associates Inc	[2023-03-31]	SOLE	0.0	316,601.0
RiverNorth Capital Management LLC	[2023-03-31]	SOLE	263,140.0	263,140.0
Guggenheim Capital LLC	[2023-03-31]	DFND	0.0	190,485.0
Advisors Asset Management Inc	[2023-03-31]	SOLE	141,861.0	141,861.0
Rockefeller Capital Management L.P.	[2023-03-31]	DFND	123,394.0	123,394.0
Landscape Capital Management LLC	[2023-03-31]	SOLE	85,133.0	85,133.0
Shaker Financial Services LLC	[2023-03-31]	SOLE	82,471.0	82,471.0
Walleye Capital LLC	[2023-03-31]	SOLE	81,419.0	81,419.0
Quantedge Capital PTE Ltd	[2023-03-31]	SOLE	80,400.0	80,400.0
Wolverine Asset Management LLC	[2023-03-31]	DFND	75,679.0	75,679.0
B Riley Wealth Advisors Inc	[2023-03-31]	SOLE	0.0	66,525.0
LPL Financial LLC	[2023-03-31]	SOLE	0.0	62,326.0
AQR Arbitrage LLC	[2023-03-31]	DFND	61,225.0	61,225.0
Seacrest Wealth Management LLC	[2023-03-31]	SOLE	0.0	57,226.0
Saba Capital Management LP	[2023-03-31]	SOLE	54,772.0	54,783.0
Centaurus Financial Inc	[2023-03-31]	SOLE	0.0	44,200.0
Newedge Advisors LLC	[2023-03-31]	SOLE	1,300.0	41,302.0
Wells Fargo & Company/MN	[2023-03-31]	DFND	1.0	40,332.0
Almitas Capital LLC	[2023-03-31]	SOLE	36,637.0	36,637.0
Commonwealth Equity Services LLC	[2023-03-31]	SOLE	0.0	36,619.0
Chicago Partners Investment Group LLC	[2023-03-31]	SOLE	0.0	33,184.0
Pathway Financial Advisors LLC	[2023-03-31]	SOLE	0.0	30,207.0
Advisor Group Holdings Inc	[2023-03-31]	DFND	3,226.0	30,120.0
Claybrook Capital LLC	[2023-03-31]	SOLE	0.0	29,090.0
Woodline Partners LP	[2023-03-31]	SOLE	25,550.0	25,550.0
Advisor OS LLC	[2023-03-31]	SOLE	0.0	22,034.0
UBS Group AG	[2023-03-31]	DFND	0.0	15,804.0
JPMorgan Chase & Co	[2023-03-31]	DFND	15,498.0	15,498.0
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