Guggenheim Strategic Opportunities Fund

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Guggenheim Strategic Opportunities Fund
TickerGOF
CIK #0001380936
CUSIP40167F101
Sector -
Address227 West Monroe Street, Chicago, IL 60606
Source [EDGAR]
CIK Filing 2011 - 2026
[0001380936] 3
[0001380936] 4
[0001380936] 8-K
[0001380936] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Morgan Stanley Guggenheim Strategic Opportunities Fund [2018-02-12] 6.0
Form 3/4/5 Filer 2011 - 2026
Guggenheim Strategic Opportunities Fund
Binder Brian E
Lydon Thomas F Jr
Barnes Randall C
Nyberg Ronald
Miller Elisabeth
Brock-Kyle Angela
Toupin Ronald E Jr
Hollowell III Orenzo Perry
Rehder William
Sponem Sandra G
Serdensky Evan Loring
Minerd B Scott
Friedrich Roman III
Oliverius Maynard F
Szafran Jon
Bloch Adam
Kemp Keith David
McWhinnie Glenn
Michal James W
Nelson Adam J
Chubb Donald A Jr
Bonos Nikolaos
Brown Steven H
Megaris Michael P
Belden William H
Stone Bryan
Arruda Joseph M
Farley Jerry B
KARN Robert B III
Cacciapaglia Donald
Scott Kimberly J
Lee Amy J
Catalucci Joanna M
Maltbie Derek Dale
Edgeworth Ann E
Mitchell Patrick L
Kelly Stevens T
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Barnes Randall C
Common Stock
2026-03-12 Buy 220 $11.39 2,506
Barnes Randall C
Common Stock
2026-03-12 Buy 220 $11.39 2,506
Barnes Randall C
Common Stock
2026-03-06 Buy 4,180 $11.59 48,446
Nyberg Ronald
Common Stock
2025-12-18 Buy 412 $12.13 4,998
Barnes Randall C
Common Stock
2025-11-04 Buy 380 $13.08 4,970
Barnes Randall C
Common Stock
2025-10-30 Buy 1,580 $13.02 20,572
Brock-Kyle Angela
Common Stock
2024-09-03 Buy 443 $15.36 6,804
Brock-Kyle Angela
Common Stock
2024-09-03 Buy 500 $15.37 7,685
Brock-Kyle Angela
Common Stock
2024-09-03 Buy 0.85 $15.37 13
Barnes Randall C
Common Stock
2024-07-02 Sell 5,849 $15.02 87,852
Barnes Randall C
Common Stock
2024-02-01 Sell 10,000 $13.95 139,500
Barnes Randall C
Common Stock
2024-01-05 Sell 20,000 $13.60 272,000
Barnes Randall C
Common Stock
2023-12-13 Sell 6,000 $13.67 82,020
Barnes Randall C
Common Stock
2023-12-08 Sell 2,000 $13.86 27,720
Barnes Randall C
Common Stock
2023-12-07 Sell 8,000 $13.71 109,680
Barnes Randall C
Common Stock
2023-12-06 Sell 16,000 $13.66 218,560
Barnes Randall C
Common Stock
2023-12-05 Sell 20,000 $13.47 269,400
Barnes Randall C
Common Stock
2023-12-04 Sell 3,000 $13.36 40,080
Barnes Randall C
Common Stock
2023-12-01 Sell 6,211 $13.36 82,979
Barnes Randall C
Common Stock
2023-11-30 Sell 10,000 $13.30 133,000
showing 20 of 140 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 201 44,462,072
2025-12-31 197 42,271,523
2025-09-30 186 31,079,104
2025-06-30 174 27,090,881
2025-03-31 176 25,154,686
2024-12-31 174 22,560,176
2024-09-30 155 21,911,676
2024-06-30 153 20,909,158
2024-03-31 141 35,520,245
2023-12-31 139 26,660,747
2023-09-30 127 17,576,613
2023-06-30 125 17,008,710
Form 13F Holdings
Firm Period DFND Voting Shares
Secure Asset Management LLC [2026-06-30] SOLE 0 631,456
Cary Street Partners Financial LLC [2026-06-30] DFND 170,471 182,722
Significant Wealth Partners LLC [2026-06-30] SOLE 0 160,924
Smith Asset Management Co LLC [2026-06-30] SOLE 140,005 140,005
PMG Family Office LLC [2026-06-30] SOLE 0 112,594
Dynamic Advisor Solutions LLC [2026-06-30] SOLE 0 108,583
Focus Financial Network Inc [2026-06-30] SOLE 0 70,645
Mallini Complete Financial Planning LLC [2026-06-30] SOLE 55,467 55,467
Parisi Gray Wealth Management [2026-06-30] SOLE 51,004 51,004
Fiduciary Alliance LLC [2026-06-30] SOLE 46,096 46,097
Davenport & Company LLC [2026-06-30] SOLE 29,474 29,474
Merit Financial Group LLC [2026-06-30] SOLE 0 27,528
Corecap Advisors LLC [2026-06-30] SOLE 0 23,764
B Riley Wealth Advisors Inc [2026-06-30] SOLE 22,794 22,794
Encompass More Asset Management [2026-06-30] SOLE 22,341 22,341
Brookstone Capital Management [2026-06-30] SOLE 0 21,898
David J Yvars Group [2026-06-30] SOLE 21,740 21,740
Silverleafe Capital Partners LLC [2026-06-30] SOLE 0 20,475
Firethorn Wealth Partners LLC [2026-06-30] SOLE 0 19,817
Sage Capital Management LLC [2026-06-30] SOLE 16,600 16,600
Quad-Cities Investment Group LLC [2026-06-30] SOLE 0 14,153
Prospera Financial Services Inc [2026-06-30] SOLE 0 13,938
Patriot Financial Group Insurance Agency LLC [2026-06-30] SOLE 13,437 13,438
Wealth Enhancement Advisory Services LLC [2026-06-30] SOLE 0 11,304
IFP Advisors LLC [2026-06-30] SOLE 4,414 4,414
Eastern Bank [2026-06-30] SOLE 4,073 4,073
Country Trust Bank [2026-06-30] DFND 0 4,000
Allied Private Wealth LLC [2026-06-30] SOLE 3,920 3,920
Nova Wealth Management Inc [2026-06-30] SOLE 2,940 2,940
Spire Wealth Management [2026-06-30] SOLE 0 619
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