Guggenheim Strategic Opportunities Fund

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Guggenheim Strategic Opportunities Fund
TickerGOF
CIK #0001380936
CUSIP40167F101
Sector -
Address227 West Monroe Street, Chicago, IL 60606
Source [EDGAR]
CIK Filing 2011 - 2025
[0001380936] 3
[0001380936] 4
[0001380936] 8-K
[0001380936] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Morgan Stanley Guggenheim Strategic Opportunities Fund [2018-02-12] 6.0
Form 3/4/5 Filer 2011 - 2025
Guggenheim Strategic Opportunities Fund
Miller Elisabeth
Brock-Kyle Angela
Barnes Randall C
Toupin Ronald E Jr
Hollowell III Orenzo Perry
Rehder William
Sponem Sandra G
Lydon Thomas F Jr
Serdensky Evan Loring
Minerd B. Scott
Friedrich Roman III
Oliverius Maynard F.
Szafran Jon
Bloch Adam
Binder Brian E.
Kemp Keith David
McWhinnie Glenn
Michal James W.
Nelson Adam J
Chubb Donald A. Jr.
Bonos Nikolaos
Brown Steven H.
Megaris Michael P
Belden William H
Stone Bryan
Arruda Joseph M
Farley Jerry B
KARN Robert B III
Cacciapaglia Donald
Scott Kimberly J.
Lee Amy J.
Catalucci Joanna M.
Maltbie Derek Dale
Edgeworth Ann E.
Mitchell Patrick L
Kelly Stevens T
Form 13F Holdings
Firm Period DFND Voting Shares
Morgan Stanley [2025-06-30] DFND 7,964 7,297,290
LPL Financial LLC [2025-06-30] SOLE 0 2,051,627
Verus Capital Partners LLC [2025-06-30] SOLE 0 1,877,230
UBS Group AG [2025-06-30] DFND 0 1,522,861
Raymond James Financial Inc [2025-06-30] DFND 34,339 958,371
Creativeone Wealth LLC [2025-06-30] SOLE 0 740,653
Envestnet Asset Management Inc [2025-06-30] SOLE 730,756 730,756
Cetera Investment Advisers [2025-06-30] SOLE 0 679,066
Royal Bank of Canada [2025-06-30] DFND 301,433 659,129
Osaic Holdings Inc [2025-06-30] DFND 0 639,994
Bank of America Corp /DE/ [2025-06-30] DFND 83 551,009
Petra Financial Advisors Inc [2025-06-30] SOLE 0 445,056
Secure Asset Management LLC [2025-06-30] SOLE 0 433,655
Prime Capital Investment Advisors LLC [2025-06-30] SOLE 0 424,839
Cohen & Steers Inc [2025-06-30] SOLE 346,789 346,789
Truist Financial Corp [2025-06-30] DFND 0 316,322
Janney Montgomery Scott LLC [2025-06-30] SOLE 283,722 283,722
Richmond Brothers Inc [2025-06-30] SOLE 0 238,400
Almanack Investment Partners LLC [2025-06-30] SOLE 230,090 230,090
Mosaic Family Wealth Partners LLC [2025-06-30] SOLE 13,397 227,244
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors [2025-06-30] SOLE 0 222,731
Illumine Investment Management LLC [2025-06-30] SOLE 216,834 216,834
Integrated Wealth Concepts LLC [2025-06-30] SOLE 0 207,675
Bank of New York Mellon Corp [2025-06-30] DFND 201,781 201,781
Baird Financial Group, Inc. [2025-06-30] DFND 199,877 199,877
Marks Group Wealth Management Inc [2025-06-30] SOLE 196,262 196,262
Wedbush Securities Inc [2025-06-30] SOLE 0 176,925
Great Valley Advisor Group Inc [2025-06-30] SOLE 0 149,327
Principal Securities Inc [2025-06-30] SOLE 0 145,460
PNC Financial Services Group Inc [2025-06-30] DFND 820 141,449
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