Hanmi Financial Corp

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Hanmi Financial Corp
TickerHAFC
CIK #0001109242
CUSIP410495204
SectorFinance - National Commercial Banks
Address3660 Wilshire Blvd Suite Ph-A, Los Angeles, CA 90010
Source [EDGAR]
Reg D Offering (Form D) Filed Raised Terms
Hanmi Financial Corp 2009-09-17 6.9 M Exemption: 506 · Remaining: $4,122,588 · Duration: One year or less · Commission: $166,036 · Revenue: Decline to Disclose
CIK Filing 2011 - 2026
[0001109242] 10-K
[0001109242] 10-Q
[0001109242] 3
[0001109242] 4
[0001109242] 5
[0001109242] 8-K
[0001109242] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
State Street Corp Hanmi Financial Corp [2026-05-12] 0.0
Vanguard Capital Management LLC Hanmi Financial Corp [2026-04-30] 0.0
State Street Corp Hanmi Financial Corp [2025-08-11] 0.0
FMR LLC Hanmi Financial Corp [2025-08-06] 0.0
State Street Corp Hanmi Financial Corp [2024-01-24] 5.23
BlackRock Inc Hanmi Financial Corp [2023-01-20] 14.3
Massachusetts Financial Services Co /MA/ Hanmi Financial Corp [2020-02-14] 6.0
Vanguard Group Inc Hanmi Financial Corp [2019-02-11] 0.0
FMR LLC Hanmi Financial Corp [2018-02-13] 0.0
Vanguard Group Inc Hanmi Financial Corp [2018-02-08] 5.59
Dimensional Fund Advisors LP Hanmi Financial Corp [2017-02-09] 5.71
Barrow Hanley Mewhinney & Strauss LLC Hanmi Financial Corp [2016-02-02] 12.0
Barrow Hanley Mewhinney & Strauss LLC Hanmi Financial Corp [2015-02-10] 5.74
FMR LLC Hanmi Financial Corp [2014-02-14] 0.0
State Street Corp Hanmi Financial Corp [2014-02-03] 5.3
Wellington Management Co LLP Hanmi Financial Corp [2012-02-14] 8.92
Form 3/4/5 Filer 2011 - 2026
Kim Anthony I
Hanmi Financial Corp
Chu Christie K
Chung Harry
Ahn John J
Lee Gloria J
Marasco James A
Rosenblum David L
Ball Christine P
Williams Thomas James
Medici Daniel John
Fuhr Matthew
Du Michael
Santarosa Romolo
Pangrazio Joseph
Lee Bonita
Yang Michael
Yu Gideon
Park Min S
Diehl Scott
Choi Kiho
Carr Patrick M
Rho Joseph K
Kum Chong Guk
Lim Jean
Kim Greg D
Lee Joon Hyung
Kim SEON Hong
Hall John Alan
McCall Michael
AHN I Joon
Park Chulse
Ewig Randall G
Stolte William Joseph
Yoon Shick
Son Jung Hak
Yoo Jay S
Robinson Lonny Duane
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Du Michael
Common Stock
2026-03-26 Tax withheld 169 $26.33 4,450
Lee Bonita
Common Stock
2026-03-26 Grant 22,260 $0.00
Du Michael
Common Stock
2026-03-26 Tax withheld 636 $26.33 16,746
Pangrazio Joseph
Common Stock
2026-03-26 Tax withheld 65 $26.33 1,711
Fuhr Matthew
Common Stock
2026-03-26 Grant 3,697 $0.00
Kim Anthony I
Common Stock
2026-03-26 Grant 4,455 $0.00
Santarosa Romolo
Common Stock
2026-03-26 Tax withheld 553 $26.33 14,560
Du Michael
Common Stock
2026-03-26 Grant 2,367 $0.00
Santarosa Romolo
Common Stock
2026-03-26 Tax withheld 2,049 $26.33 53,950
Santarosa Romolo
Common Stock
2026-03-26 Grant 7,623 $0.00
Kim Anthony I
Common Stock
2026-03-26 Tax withheld 339 $26.33 8,926
Lee Bonita
Common Stock
2026-03-26 Tax withheld 2,391 $26.33 62,955
Fuhr Matthew
Common Stock
2026-03-26 Tax withheld 994 $26.33 26,172
Fuhr Matthew
Common Stock
2026-03-26 Tax withheld 297 $26.33 7,820
Kim Anthony I
Common Stock
2026-03-26 Tax withheld 1,198 $26.33 31,543
Lee Bonita
Common Stock
2026-03-26 Tax withheld 8,765 $26.33 230,782
Kim Anthony I
Common Stock
2026-03-13 Grant 3,159 $0.00
Lee Bonita
Common Stock
2026-03-13 Grant 18,832 $0.00
Santarosa Romolo
Common Stock
2026-03-13 Grant 4,913 $0.00
Du Michael
Common Stock
2026-03-13 Grant 1,596 $0.00
showing 20 of 200 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 216 26,123,120
2025-12-31 221 25,329,343
2025-09-30 189 25,882,830
2025-06-30 190 25,615,195
2025-03-31 185 25,551,090
2024-12-31 184 25,486,403
2024-09-30 169 27,073,657
2024-06-30 170 26,597,363
2024-03-31 181 28,507,749
2023-12-31 173 27,221,688
2023-09-30 159 26,641,840
2023-06-30 158 26,646,506
Form 13F Holdings
Firm Period DFND Voting Shares
Y-Intercept Hong Kong Ltd [2026-06-30] SOLE 95,785 95,785
Wealth Enhancement Advisory Services LLC [2026-06-30] SOLE 556 39,230
Salzhauer Michael [2026-06-30] OTR 0 38,201
Assenagon Asset Management SA [2026-06-30] SOLE 37,132 37,132
Louisiana State Employees Retirement System [2026-06-30] SOLE 13,100 13,100
Hennion & Walsh Asset Management Inc [2026-06-30] SOLE 11,300 11,300
Alaska Retirement Management Board [2026-06-30] SOLE 10,933 10,933
Yousif Capital Management LLC [2026-06-30] SOLE 1,714 7,807
Commonwealth of Pennsylvania Public School Empls Retrmt SYS [2026-06-30] SOLE 7,004 7,004
Merit Financial Group LLC [2026-06-30] OTR 0 6,592
Gamma Investing LLC [2026-06-30] DFND 2,487 2,487
Versant Capital Management Inc [2026-06-30] SOLE 1,970 1,970
True Wealth Design LLC [2026-06-30] SOLE 0 532
Merit Financial Group LLC [2026-06-30] SOLE 18 455
MassMutual Private Wealth & Trust FSB [2026-06-30] SOLE 234 234
IFP Advisors LLC [2026-06-30] SOLE 202 202
Farther Finance Advisors LLC [2026-06-30] SOLE 0 189
Cedar Mountain Advisors LLC [2026-06-30] SOLE 0 82
Physician Wealth Advisors Inc [2026-06-30] SOLE 0 44
Farmers & Merchants Investments Inc [2026-06-30] SOLE 17 17
Davis Capital Management [2026-06-30] SOLE 2 2
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