Mainstay Mackay Definedterm Municipal Opportunities Fund

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Mainstay Mackay Definedterm Municipal Opportunities Fund
TickerMMD
CIK #0001518557
CUSIP56064K100
Sector -
Address51 Madison Avenue, New York, NY 10010
Source [EDGAR]
CIK Filing 2011 - 2026
[0001518557] 3
[0001518557] 4
[0001518557] 5
[0001518557] 8-K
[0001518557] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
First Trust Portfolios LP NYLI Mackay Definedterm Muni Opportunities Fund [2025-10-31] 0.0
First Trust Portfolios LP Mainstay Definedterm Municipal Opportunities Fund [2013-02-13] 8.22
Citigroup Inc Mainstay Definedterm Municipal Opportunities Fund [2012-10-10] 100.0
Citigroup Inc Mainstay Definedterm Municipal Opportunities Fund [2012-10-10] 100.0
Form 3/4/5 Filer 2011 - 2026
NYLI MacKay DefinedTerm Muni Opportunities Fund
Jivraj Adeel
Lynch Stephanie
Dimella Robert A
Dowden David
Lawlor John J
Denlinger Michael
Abou-Jaoude Naim
Petty Michael
Karaoglan Alain M
Gleason Kevin M
Sprauer Scott
Hammond Karen
Hung Yie-Hsin
Phlegar Jeffrey S
Citigroup Inc
Kuo Yi-Chia
Nolan Richard H Jr
Lehneis Kirk C
Fisher Stephen P
Loffredo John M
Blunt Christopher O
Chow David H
Perold Jacques P
New York Life Investment Management Holdings LLC
Bopp Kevin M
Lawton Drew
Kim John Y
New York Life Investment Management LLC
Mackay Shields LLC
Weisser John A Jr
Weil Roman L
Trutanic Richard S
Meenan Peter
Latshaw Alan R
Kerley Susan B
Harrington Scott T
Gao Juwen Kevin
Engelsman Jeffrey A
Benintende Jack
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Dimella Robert A
Shares of beneficial interest
2025-11-25 Sell 0.72 $14.92 11
Dimella Robert A
Shares of beneficial interest
2025-11-20 Sell 11,964.72 $14.84 177,556
Dowden David
Shares of beneficial interest
2025-01-17 Buy 3,300 $14.92 49,236
Lawlor John J
Shares of Beneficial Interest
2025-01-14 Buy 2,000 $14.74 29,480
Lawlor John J
Shares of beneficial interest
2024-11-20 Buy 2,500 $15.79 39,475
Denlinger Michael
Shares of beneficial interest
2023-08-18 Sell 0.07 $16.67 1
Denlinger Michael
Shares of beneficial interest
2023-08-07 Sell 4,567 $16.86 77,000
Denlinger Michael
Shares of beneficial interest
2023-07-10 Sell 4,326 $16.95 73,326
Petty Michael
Shares of beneficial interest
2022-11-22 Sell 0.32 $16.21 5
Petty Michael
Shares of beneficial interest
2022-11-21 Sell 1,709 $16.15 27,600
Denlinger Michael
Shares of beneficial interest
2022-10-11 Buy 855 $15.75 13,466
Denlinger Michael
Shares of beneficial interest
2022-05-13 Buy 3,250 $17.23 55,998
Dimella Robert A
Shares of beneficial interest
2022-04-11 Buy 10,000 $17.90 179,000
Sprauer Scott
Share of beneficial interest
2022-04-11 Buy 2,000 $17.89 35,780
Denlinger Michael
Shares of beneficial interest
2022-04-08 Buy 4,250 $18.15 77,138
Hung Yie-Hsin
Shares of beneficial interest
2021-05-21 Buy 400 $22.39 8,956
Lawlor John J
Shares of beneficial interest
2021-05-12 Sell 3,000 $22.66 67,980
Phlegar Jeffrey S
Shares of beneficial interest
2021-05-12 Sell 2,500 $22.87 57,175
Dimella Robert A
Shares of beneficial interest
2021-05-10 Sell 320 $22.83 7,306
Dimella Robert A
Shares of beneficial interest
2021-05-10 Sell 244 $22.84 5,573
showing 20 of 103 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 69 5,351,330
2025-12-31 77 5,571,084
2025-09-30 64 4,629,020
2025-06-30 60 4,586,990
2025-03-31 67 4,193,776
2024-12-31 64 3,762,420
2024-09-30 66 6,214,222
2024-06-30 69 6,634,451
2024-03-31 75 7,758,646
2023-12-31 75 7,670,372
2023-09-30 61 6,013,179
2023-06-30 58 6,186,495
Form 13F Holdings
Firm Period DFND Voting Shares
Hennion & Walsh Asset Management Inc [2026-06-30] SOLE 728,962 728,962
Noble Wealth Management PBC [2026-06-30] SOLE 124,708 124,708
Plancorp LLC [2026-06-30] SOLE 0 23,807
Integrated Capital Management Inc [2026-06-30] SOLE 0 13,937
Corecap Advisors LLC [2026-06-30] SOLE 0 3,910
Farther Finance Advisors LLC [2026-06-30] SOLE 0 500
Park Avenue Securities LLC [2026-06-30] SOLE 0 79
FNY Investment Advisers LLC [2026-06-30] SOLE 600 0
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