Mainstay Mackay Definedterm Municipal Opportunities Fund

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Mainstay Mackay Definedterm Municipal Opportunities Fund
TickerMMD
CIK #0001518557
CUSIP56064K100
Sector -
Address51 Madison Avenue, New York, NY 10010
Source [EDGAR]
CIK Filing 2011 - 2025
[0001518557] 3
[0001518557] 4
[0001518557] 5
[0001518557] 8-K
[0001518557] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
First Trust Portfolios LP Mainstay Definedterm Municipal Opportunities Fund [2013-02-13] 8.22
Citigroup Inc Mainstay Definedterm Municipal Opportunities Fund [2012-10-10] 100.0
Citigroup Inc Mainstay Definedterm Municipal Opportunities Fund [2012-10-10] 100.0
Form 3/4/5 Filer 2011 - 2025
NYLI MacKay DefinedTerm Muni Opportunities Fund
Dowden David
Lawlor John J
Denlinger Michael
Abou-Jaoude Naim
Petty Michael
Karaoglan Alain M
Gleason Kevin M
Sprauer Scott
Dimella Robert A
Hammond Karen
Hung Yie-Hsin
Phlegar Jeffrey S
Citigroup Inc
Kuo Yi-Chia
Nolan Richard H Jr
Lehneis Kirk C
Fisher Stephen P.
Loffredo John M
Blunt Christopher O
Perold Jacques P
Chow David H.
New York Life Investment Management Holdings LLC
Bopp Kevin M
Lawton Drew
Kim John Y
Mackay Shields LLC
New York Life Investment Management LLC
Weisser John A Jr
Weil Roman L
Trutanic Richard S
Meenan Peter
Kerley Susan B
Harrington Scott T
Gao Juwen Kevin
Engelsman Jeffrey A
Benintende Jack
Latshaw Alan R
Form 13F Holdings
Firm Period DFND Voting Shares
Morgan Stanley [2025-06-30] DFND 2 570,743
Raymond James Financial Inc [2025-06-30] DFND 0 501,635
Hennion & Walsh Asset Management Inc [2025-06-30] SOLE 481,723 481,723
Bank of America Corp /DE/ [2025-06-30] DFND 15,000 326,646
Guggenheim Capital LLC [2025-06-30] DFND 0 291,477
Wells Fargo & Company/MN [2025-06-30] DFND 1 273,776
Royal Bank of Canada [2025-06-30] DFND 161,589 161,590
Newedge Advisors LLC [2025-06-30] SOLE 0 135,245
LPL Financial LLC [2025-06-30] SOLE 0 118,560
Envestnet Asset Management Inc [2025-06-30] SOLE 114,635 114,635
UBS Group AG [2025-06-30] DFND 24,598 105,540
Park Avenue Securities LLC [2025-06-30] SOLE 0 104,127
Thomas J Herzfeld Advisors Inc [2025-06-30] SOLE 96,544 96,544
Intellus Advisors LLC [2025-06-30] SOLE 0 90,806
Provise Management Group LLC [2025-06-30] SOLE 89,581 89,581
City of London Investment Management Co Ltd [2025-06-30] SOLE 87,267 87,267
Stonebrook Private Inc. [2025-06-30] SOLE 0 60,492
Whipplewood Advisors LLC [2025-06-30] SOLE 0 48,382
Rockefeller Capital Management L.P. [2025-06-30] DFND 47,818 47,818
Stifel Financial Corp [2025-06-30] DFND 38,401 43,681
Mercer Global Advisors Inc /ADV [2025-06-30] SOLE 40,545 40,545
AQR Capital Management LLC [2025-06-30] DFND 40,545 40,545
XML Financial LLC [2025-06-30] SOLE 0 38,380
Wolverine Asset Management LLC [2025-06-30] DFND 36,880 36,880
Ackerman Capital Advisors LLC [2025-06-30] SOLE 0 34,945
Landscape Capital Management LLC [2025-06-30] DFND 34,621 34,621
Wedbush Securities Inc [2025-06-30] SOLE 0 33,807
Steward Partners Investment Advisory LLC [2025-06-30] SOLE 0 32,029
Summit X, LLC [2025-06-30] SOLE 0 30,161
Cohen & Steers Inc [2025-06-30] SOLE 30,000 30,000
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