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| Mackay Shields LLC
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| CRD # | 107717 |
| SEC # | 801-5594 |
| CIK # | 0000061227 |
| AUM | 159.52 B (2026-04-21) |
| Employees | 206 (35% Investors, 18% Brokers) |
| Phone | 212-758-5400 |
| Address | 299 Park Avenue New York, NY 10171 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | Mackay Shields Series Fund LLC - High Yield Corporate Bond Series | [2025-01-21] | 24.1 M | 40.9 M |
| Filed 2025-12-15 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Mackay Shields Series Fund LLC - Securitized Credit Opportunities Series | 2024-03-22 | 27.4 M | |
| HF | Mackay Municipal High Income Opportunities Fund LP | [2021-03-31] | 862.5 M | 689.6 M |
| Filed 2026-01-13 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Commission $9,100,000 · Net Assets Decline to Disclose | ||||
| HF | Mackay Flexible Income Fund LP | [2020-06-15] | 3.2 M | 2.8 M |
| Filed 2023-05-01 (D/A) · Exemption 506(b), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Mackay Shields TALF 20 Opportunities Master Fund LP | [2020-06-15] | 36.0 M | 930.7 M |
| Filed 2020-06-12 (D) · Exemption 506(b), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| HF | Mackay Municipal High Yield Select Fund LP | [2019-11-07] | 683.5 M | 516.9 M |
| Filed 2025-07-28 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Commission $13,000,000 · Net Assets Decline to Disclose | ||||
| HF | Mackay Municipal US Infrastructure Opportunities Fund LP | [2019-11-07] | 114.5 M | 35.2 M |
| Filed 2024-07-26 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $300,000 · Net Assets Decline to Disclose | ||||
| HF | Mackay Municipal Opportunities Allocation Master Fund LP | [2019-05-07] | 1,343.3 M | |
| Filed 2020-03-04 (D/A) · Exemption 506(b), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| SA | MKS CLO 2017-2 Ltd | 2018-03-28 | 397.5 M | |
| HF | Mackay CornerStone US Equity Market Neutral Fund LP | [2017-09-28] | 32.8 M | 0.1 M |
| Filed 2017-08-01 (D/A) · Exemption 506(b), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Commission $250,000 · Net Assets Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 25 | 3.0 |
| (c) Banking or thrift institutions | 1 | 0.2 |
| (d) Investment companies | 43 | 67.7 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 43 | 23.5 |
| (g) Pension and profit sharing plans | 72 | 13.6 |
| (h) Charitable organizations | 1 | 0.1 |
| (i) State or municipal government entities | 34 | 13.1 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 75 | 29.0 |
| (l) Sovereign wealth funds and foreign official institutions | 1 | 6.5 |
| (m) Corporations or other businesses not listed above | 12 | 2.4 |
| (n) Other | 47 | 0.6 |
| Total | 366 | 159.5 |
| By Discretionary | ||
| Discretionary | 366 | 159.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 366 | 159.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 27.5 | |
| United States Persons | 132.0 | |
| Total | 366 | 159.5 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| John Collis | Director | 97 | 14 | |
| Dawn Griffiths | Director | 74 | 14 | |
| Young Lee | Director, Executive Officer | 50 | 6 | |
| The Bank of New York Mellon | Director | 23 | 6 | |
| Mackay Shields LLC | Executive Officer, Promoter | 44 | 5 | |
| Jeffrey Phlegar | Director, Executive Officer | 14 | 4 | |
| Denise Kinsella | Director | 13 | 4 | |
| Eilish Finan | Director | 10 | 4 | |
| Lucille Protas | Director, Executive Officer | 16 | 3 | |
| Rene Bustamante | Director, Executive Officer | 10 | 3 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0000061227] | |
| 3 | [0000061227] | |
| SC 13D | [0000061227] | |
| SC 13G | [0000061227] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $77.2B |
| Serves | Institutional, Retail, Research |
| Fund Types | Hedge Fund, Private Equity |
| LEI | 549300Y7LLCOFU7R8H16 |
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