Mackay Shields LLC

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Assets, Funds, Holdings

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Mackay Shields LLC
CRD #107717
SEC #801-5594
CIK #0000061227
AUM $129.9 BB (2023-03-31)
Employees 226 (37% Investors, 16% Brokers)
Phone212-758-5400
Address1345 Avenue of The Americas
New York, NY 10105
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($BB)
170136102683401999200720152024
Sector Form 13F Holdings Cap ($BB) Value ($BB)
GPOR 1.7 0.2
PCGU 0.1
NICE 12.7 0.1
TALO 1.4 0.0
 
 
 
 
 
 
 
Holdings by Sector ($BB)
2016128402011201520192024
Type Form D Funds Date Sold ($MM) AUM ($MM)
HF Mackay Municipal High Income Opportunities Fund LP [2021-03-31] 524.5 514.3
HF Mackay Flexible Income Fund LP [2020-06-15] 3.2 2.8
PE Mackay Shields TALF 20 Opportunities Master Fund LP [2020-06-15] 36.0 930.7
HF Mackay Municipal High Yield Select Fund LP [2019-11-07] 579.3 570.2
HF Mackay Municipal US Infrastructure Opportunities Fund LP [2019-11-07] 113.9 38.6
HF Mackay Municipal Opportunities Allocation Master Fund LP [2019-05-07] 0.0 1,683.1
SA MKS CLO 2017-2 Ltd 2018-03-28 397.5
HF Mackay CornerStone US Equity Market Neutral Fund LP [2017-09-28] 32.8 0.1
HF Mackay Shields Intermediate Bond Fund LP [2017-09-28] 515.4 524.4
SA MKS CLO 2017-1 Ltd 2017-07-27 356.6
View All
AUM Breakdown Accounts AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 2 0.2
(c) Banking or thrift institutions 2 0.5
(d) Investment companies 40 51.1
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 53 22.7
(g) Pension and profit sharing plans 94 14.6
(h) Charitable organizations 3 0.2
(i) State or municipal government entities 27 9.6
(j) Other investment advisers 0 0.0
(k) Insurance companies 87 24.9
(l) Sovereign wealth funds and foreign official institutions 1 0.8
(m) Corporations or other businesses not listed above 23 4.8
(n) Other 39 0.5
Total 363 129.9
By Discretionary
Discretionary 363 129.9
Non-Discretionary 0 0.0
Total 363 129.9
By Non-United States Persons
Non-United States Persons 13.4
United States Persons 116.5
Total 363 129.9
Limited Partners2011 - 2024
Alaska Division of Retirement and Benefits
Baltimore County Fire and Police Employees' Retirement System
Houston Police Officers' Pension System
Illinois Municipal Retirement Fund
Kansas Public Employees Retirement System
Los Angeles Fire and Police Pensions
Maryland State Retirement and Pension System
New York City Employees' Retirement System
Ohio Police & Firefighters
Teachers' Retirement System of the City of New York
Form D Directors # Filings # Firms 2011 - 2024
Dawn Griffiths 67
John Collis 89
The Bank of New York Mellon 20
Mackay Shields LLC 42
Young Lee 36
Jeffrey Phlegar 14
Denise Kinsella 13
Lucille Protas 16
Eilish Finan 9
John Loffredo 22
View All
EDGAR Form CIK 2011 - 2024
13F-HR [0000061227]
3 [0000061227]
SC 13D [0000061227]
SC 13G [0000061227]
Form 13D/13G Filer Form 13D/13G Subject Filed
Mackay Shields LLC Forum Energy Technologies Inc [2023-01-13]
Mackay Shields LLC Gulfport Energy Corp [2021-05-25]
Mackay Shields LLC BlackRock Muniyield Quality Fund II Inc [2020-09-08]
Mackay Shields LLC Invesco Exchange-Traded Fund Trust II [2020-08-11]
Mackay Shields LLC BlackRock MuniHoldings Quality Fund Inc [2020-08-11]
Mackay Shields LLC BlackRock MuniHoldings New Jersey Quality Fund Inc [2020-08-11]
Mackay Shields LLC BlackRock Muni Intermediate Duration Fund Inc [2020-08-11]
Mackay Shields LLC Talos Energy Inc [2018-05-11]
Mackay Shields LLC Stone Energy Corp [2017-03-08]
Mackay Shields LLC Comstock Resources Inc [2017-01-30]
View All
Form 3/4/5 Subject 2011 - 2024
Mackay Shields LLC
RiverNorth Managed Duration Municipal Income Fund II, Inc.
RiverNorth Flexible Municipal Income Fund II, Inc.
RiverNorth Managed Duration Municipal Income Fund, Inc.
RiverNorth Opportunistic Municipal Income Fund, Inc.
Mainstay Funds
Exide Technologies
Mainstay VP Funds Trust
MainStay MacKay DefinedTerm Municipal Opportunities Fund
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