|
⚲
|
| Mackay Shields LLC
✚
|
|
|---|---|
| CRD # | 107717 |
| SEC # | 801-5594 |
| CIK # | 0000061227 |
| AUM | $129.9 BB (2023-03-31) |
| Employees | 226 (37% Investors, 16% Brokers) |
| Phone | 212-758-5400 |
| Address | 1345 Avenue of The Americas New York, NY 10105 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| GPOR | 1.7 | 0.2 | |
| PCGU | 0.1 | ||
| NICE | 12.7 | 0.1 | |
| TALO | 1.4 | 0.0 | |
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Mackay Municipal High Income Opportunities Fund LP | [2021-03-31] | 524.5 | 514.3 |
| HF | Mackay Flexible Income Fund LP | [2020-06-15] | 3.2 | 2.8 |
| PE | Mackay Shields TALF 20 Opportunities Master Fund LP | [2020-06-15] | 36.0 | 930.7 |
| HF | Mackay Municipal High Yield Select Fund LP | [2019-11-07] | 579.3 | 570.2 |
| HF | Mackay Municipal US Infrastructure Opportunities Fund LP | [2019-11-07] | 113.9 | 38.6 |
| HF | Mackay Municipal Opportunities Allocation Master Fund LP | [2019-05-07] | 0.0 | 1,683.1 |
| SA | MKS CLO 2017-2 Ltd | 2018-03-28 | 397.5 | |
| HF | Mackay CornerStone US Equity Market Neutral Fund LP | [2017-09-28] | 32.8 | 0.1 |
| HF | Mackay Shields Intermediate Bond Fund LP | [2017-09-28] | 515.4 | 524.4 |
| SA | MKS CLO 2017-1 Ltd | 2017-07-27 | 356.6 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 2 | 0.2 |
| (c) Banking or thrift institutions | 2 | 0.5 |
| (d) Investment companies | 40 | 51.1 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 53 | 22.7 |
| (g) Pension and profit sharing plans | 94 | 14.6 |
| (h) Charitable organizations | 3 | 0.2 |
| (i) State or municipal government entities | 27 | 9.6 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 87 | 24.9 |
| (l) Sovereign wealth funds and foreign official institutions | 1 | 0.8 |
| (m) Corporations or other businesses not listed above | 23 | 4.8 |
| (n) Other | 39 | 0.5 |
| Total | 363 | 129.9 |
| By Discretionary | ||
| Discretionary | 363 | 129.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 363 | 129.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 13.4 | |
| United States Persons | 116.5 | |
| Total | 363 | 129.9 |
| Form D Directors | # Filings | # Firms | 2011 - 2023 | |
|---|---|---|---|---|
| Dawn Griffiths | 67 | |||
| John Collis | 89 | |||
| The Bank of New York Mellon | 20 | |||
| Mackay Shields LLC | 42 | |||
| Young Lee | 36 | |||
| Jeffrey Phlegar | 14 | |||
| Denise Kinsella | 13 | |||
| Lucille Protas | 16 | |||
| Eilish Finan | 9 | |||
| John Loffredo | 22 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-HR | [0000061227] | |
| 3 | [0000061227] | |
| SC 13D | [0000061227] | |
| SC 13G | [0000061227] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Mercer Investments LLC
✚
|
MA | 122.5 |
|
Grantham Mayo van Otterloo & Co LLC
✚
|
MA | 60.8 |
|
LIDO Advisors LLC
✚
|
CA | 13.1 |
|
Horizon Kinetics Asset Management LLC
✚
|
NY | 7.9 |
|
Avalon Advisors LLC
✚
|
TX | 7.3 |
|
B Riley Wealth Advisors Inc
✚
|
TN | 6.9 |
|
J Safra Asset Management Corporation
✚
|
NY | 3.6 |
|
Manchester Capital Management LLC
✚
|
VT | 3.2 |
|
CM Wealth Advisors LLC
✚
|
OH | 3.0 |
|
Three Bell Capital LLC
✚
|
CA | 2.7 |