Mackay Shields LLC


Assets, Funds, Holdings

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Mackay Shields LLC
CRD #107717
SEC #801-5594
CIK #0000061227
AUM $132.9 BB (100% Disc, 84% US, 2020-06-15)
Employees 200 (40% Investors, 16% Brokers)
Address1345 Avenue of The Americas
New York, NY 10105
Source [IAPD] [EDGAR] [Website]
Total AUM ($BB)
Sector Form 13F Holdings Cap ($BB) Value ($BB)
AAPL 674.8 0.1
MSFT 747.7 0.0
AMZN 733.6 0.0
TSM 191.4 0.0
FB 378.6 0.0
GOOG 706.6 0.0
Holdings by Sector ($BB)
Type Form D Funds Date Sold ($MM) AUM ($MM)
Other Mackay Flexible Income Fund LP [2020-06-15] 0.6
PE Mackay Shields TALF 20 Opportunities Master Fund LP [2020-06-15] 250.0
HF Mackay Municipal High Yield Select Fund LP [2019-11-07] 289.1 317.1
HF Mackay Municipal US Infrastructure Opportunities Fund LP [2019-11-07] 50.0 56.9
HF Mackay Municipal Opportunities Allocation Master Fund LP [2019-05-07] 629.1 867.6
SA CVP CLO 2017-2 Ltd 2018-03-28 397.5
HF Mackay CornerStone US Equity Market Neutral Fund LP [2017-09-28] 32.8 0.0
HF Mackay Shields Intermediate Bond Fund LP [2017-09-28] 373.5 421.9
SA CVP CLO 2017-1 Ltd 2017-07-27 356.6
HF Mackay Municipal Strategic Opportunities Fund LP [2017-03-30] 214.1 234.4
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Limited Partners2011 - 2021
Alaska Division of Retirement and Benefits
Baltimore County Fire and Police Employees' Retirement System
Houston Police Officers' Pension System
Illinois Municipal Retirement Fund
Kansas Public Employees Retirement System
Los Angeles Fire and Police Pensions
Maryland State Retirement and Pension System
Ohio Police & Firefighters
Teachers' Retirement System of the City of New York
Form D Directors # Filings # Firms 2011 - 2021
John Collis 69
Dawn Griffiths 59
The Bank of New York Mellon 20
Mackay Shields LLC 29
Lucille Protas 15
Jeffrey Phlegar 9
John Loffredo 21
Robert Dimella 21
Mackay Shields LLC NA 13
Brian Stewart 9
EDGAR Form CIK 2011 - 2021
13F-HR [0000061227]
3 [0000061227]
SC 13D [0000061227]
SC 13G [0000061227]
Form 13D/13G Filer Form 13D/13G Subject Filed
Mackay Shields LLC BlackRock Muniyield Quality Fund II Inc [2020-09-08]
Mackay Shields LLC Invesco Exchange-Traded Fund Trust II [2020-08-11]
Mackay Shields LLC BlackRock Muniholdings Quality Fund Inc [2020-08-11]
Mackay Shields LLC BlackRock Muniholdings New Jersey Quality Fund Inc [2020-08-11]
Mackay Shields LLC BlackRock Muni Intermediate Duration Fund Inc [2020-08-11]
Mackay Shields LLC Talos Energy Inc [2018-05-11]
Mackay Shields LLC Stone Energy Corp [2017-03-08]
Mackay Shields LLC Comstock Resources Inc [2017-01-30]
Mackay Shields LLC Petroquest Energy Inc [2016-10-11]
Mackay Shields LLC Delaware Investments Minnesota Municipal Income Fund II Inc [2016-06-10]
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Form 3/4/5 Subject 2011-2021
RiverNorth Managed Duration Municipal Income Fund Inc
RiverNorth Opportunistic Municipal Income Fund Inc
Mainstay VP Funds Trust
Mainstay Funds
Exide Technologies
Mainstay Definedterm Municipal Opportunities Fund
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CA 123.5
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OH 62.5
TCW Asset Management Company LLC
CA 51.5
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IL 33.0
Select Equity Group LP
NY 31.6
BTG Pactual Asset Management US LLC
NY 28.8
Investure LLC
VA 28.6
Strategic Investment Management LLC
VA 27.3
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