|
⚲
|
| Mackay Shields LLC
✚
|
|
|---|---|
| CRD # | 107717 |
| SEC # | 801-5594 |
| CIK # | 0000061227 |
| AUM | $139.1 BB (2024-07-02) |
| Employees | 223 (35% Investors, 17% Brokers) |
| Phone | 212-758-5400 |
| Address | 1345 Avenue of The Americas New York, NY 10105 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| NEA | 3.5 | 0.0 | |
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Mackay Shields Series Fund LLC - Structured Products Opportunities Series | 2024-03-22 | 24.4 | |
| HF | Mackay Municipal High Income Opportunities Fund LP | [2021-03-31] | 696.3 | 668.9 |
| HF | Mackay Flexible Income Fund LP | [2020-06-15] | 3.2 | 2.8 |
| PE | Mackay Shields TALF 20 Opportunities Master Fund LP | [2020-06-15] | 149.0 | 930.7 |
| HF | Mackay Municipal High Yield Select Fund LP | [2019-11-07] | 650.4 | 581.4 |
| HF | Mackay Municipal US Infrastructure Opportunities Fund LP | [2019-11-07] | 114.5 | 35.2 |
| HF | Mackay Municipal Opportunities Allocation Master Fund LP | [2019-05-07] | 1,035.3 | 1,670.5 |
| SA | MKS CLO 2017-2 Ltd | 2018-03-28 | 397.5 | |
| HF | Mackay CornerStone US Equity Market Neutral Fund LP | [2017-09-28] | 32.8 | 0.1 |
| HF | Mackay Shields Intermediate Bond Fund LP | [2017-09-28] | 640.4 | 646.6 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 7 | 0.3 |
| (c) Banking or thrift institutions | 2 | 0.7 |
| (d) Investment companies | 36 | 56.9 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 50 | 22.4 |
| (g) Pension and profit sharing plans | 90 | 13.7 |
| (h) Charitable organizations | 3 | 0.2 |
| (i) State or municipal government entities | 32 | 11.3 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 80 | 27.6 |
| (l) Sovereign wealth funds and foreign official institutions | 1 | 1.5 |
| (m) Corporations or other businesses not listed above | 15 | 3.9 |
| (n) Other | 42 | 0.6 |
| Total | 365 | 139.1 |
| By Discretionary | ||
| Discretionary | 365 | 139.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 365 | 139.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 20.9 | |
| United States Persons | 118.2 | |
| Total | 365 | 139.1 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| John Collis | 96 | |||
| Dawn Griffiths | 72 | |||
| The Bank of New York Mellon | 23 | |||
| Mackay Shields LLC | 43 | |||
| Young Lee | 42 | |||
| Jeffrey Phlegar | 14 | |||
| Denise Kinsella | 13 | |||
| Eilish Finan | 10 | |||
| John Loffredo | 23 | |||
| Robert Dimella | 23 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0000061227] | |
| 3 | [0000061227] | |
| SC 13D | [0000061227] | |
| SC 13G | [0000061227] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Mercer Investments LLC
✚
|
MA | 129.8 |
|
Wilshire Advisors LLC
✚
|
CA | 94.9 |
|
Grantham Mayo van Otterloo & Co LLC
✚
|
MA | 63.4 |
|
LIDO Advisors LLC
✚
|
CA | 19.7 |
|
B Riley Wealth Advisors Inc
✚
|
TN | 7.6 |
|
Horizon Kinetics Asset Management LLC
✚
|
NY | 6.5 |
|
Palisade Capital Management LP
✚
|
NJ | 4.2 |
|
Stelac Advisory Services LLC
✚
|
NY | 3.9 |
|
Manchester Capital Management LLC
✚
|
VT | 3.7 |
|
J Safra Asset Management Corporation
✚
|
NY | 3.7 |