New Mountain Finance Corp

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New Mountain Finance Corp
TickerNMFC
CIK #0001496099
CUSIP647551100
Sector -
Address1633 Broadway 48th Floor, New York, NY 10019
Source [EDGAR]
CIK Filing 2011 - 2025
[0001496099] 10-K
[0001496099] 10-Q
[0001496099] 3
[0001496099] 4
[0001496099] 5
[0001496099] 8-K
[0001496099] SC 13D
[0001496099] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Radcliffe Capital Management LP New Mountain Finance Corp [2023-02-14] 6.69
Steelhead Partners LLC New Mountain Finance Corp [2020-02-14] 2.3
Wells Fargo & Company/MN New Mountain Finance Corp [2020-02-04] 3.97
Steelhead Partners LLC New Mountain Finance Corp [2019-06-06] 5.2
Radcliffe Capital Management LP New Mountain Finance Corp [2019-02-14] 6.14
RiverNorth Capital Management LLC New Mountain Finance Corp [2019-02-14] 6.39
Klinsky Steven B New Mountain Finance Corp [2016-03-04] 8.6
Wells Fargo & Company/MN New Mountain Finance Corp [2015-02-10] 6.31
Ameriprise Financial Inc New Mountain Finance Corp [2013-02-13] 5.06
[2012-02-14] None
Form 3/4/5 Filer 2011 - 2025
New Mountain Finance Corp
Ogens David
Corbett Kris
Klinsky Steven B
Kline John
Weinstein Adam B.
Hamwee Robert
Daniel Barbara
Boswerger Laura C. Holson
Arnold Rome G. III
Stone James
Hartswell Joseph W.
Kajee Shiraz
Handy Alice
Jerry Karrie J.
Hebert Daniel B
Wolfgruber Kurt
Hurley Alfred F Jr
Malpass David
Siu Melody L
Bosco Paula
Cordova David M
Form 13F Holdings
Firm Period DFND Voting Shares
Cerity Partners LLC [2025-06-30] SOLE 60,807 2,769,051
LSV Asset Management [2025-06-30] SOLE 1,355,656 2,763,256
UBS Group AG [2025-06-30] DFND 1,191,937 1,254,591
JPMorgan Chase & Co [2025-06-30] DFND 1,028,792 1,232,203
Two Sigma Advisers LP [2025-06-30] SOLE 1,025,600 1,054,100
Invesco Ltd. [2025-06-30] DFND 0 1,029,661
Dimension Capital Management LLC [2025-06-30] SOLE 950,072 950,072
Morgan Stanley [2025-06-30] DFND 3,543 833,351
Two Sigma Investments LP [2025-06-30] SOLE 747,973 747,973
Transcend Capital Advisors LLC [2025-06-30] SOLE 714,103 714,104
Legal & General Group Plc [2025-06-30] DFND 708,066 708,066
Franklin Resources Inc [2025-06-30] DFND 643,433 643,433
BlackRock, Inc. [2025-06-30] SOLE 558,784 604,788
Ares Management LLC [2025-06-30] DFND 596,371 596,371
Muzinich & Co Inc [2025-06-30] SOLE 0 575,474
Palisade Capital Management LP [2025-06-30] SOLE 41,905 494,413
Hightower Advisors LLC [2025-06-30] SOLE 493,699 493,699
Sumitomo Mitsui Trust Group, Inc. [2025-06-30] DFND 491,424 491,424
Hennion & Walsh Asset Management Inc [2025-06-30] SOLE 410,143 410,143
Millennium Management LLC [2025-06-30] SOLE 402,565 402,565
Osaic Holdings Inc [2025-06-30] DFND 0 345,508
Trexquant Investment LP [2025-06-30] SOLE 303,295 303,295
Pathstone Holdings, LLC [2025-06-30] SOLE 0 297,323
van Eck Associates Corp [2025-06-30] DFND 292,993 292,993
Ameriprise Financial Inc [2025-06-30] DFND 0 288,313
Confluence Investment Management LLC [2025-06-30] DFND 0 283,000
Graniteshares Advisors LLC [2025-06-30] SOLE 248,003 248,003
Wells Fargo & Company/MN [2025-06-30] DFND 4 236,813
Tranquility Partners LLC [2025-06-30] SOLE 0 232,087
Marshall Wace LLP [2025-06-30] OTR 0 218,263
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