Neuberger Berman Real Estate Securities Income Fund Inc

-

Stock Issuer and Owners

Home | Sign Up | Log In
New Features
Latest Fund Raises
Related People
Fund Service Providers
Startup & Company Raises
List of Funds
Boston Firms
Boston Hedge Funds
Cornell Alumni Firms
CalPERS Portfolio
NYSCRF Portfolio
User Guide
Regulatory AUM vs AUM
LP Portfolios
Related Firms
Build a Portfolio
Comprehensive Search
Keyboard
Neuberger Berman Real Estate Securities Income Fund Inc
TickerNRO
CIK #0001261166
CUSIP64190A103
Sector -
Address1290 Avenue of The Americas, New York, NY 10104
Source [EDGAR]
CIK Filing 2011 - 2026
[0001261166] 3
[0001261166] 4
[0001261166] SC 13D
[0001261166] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
First Trust Portfolios LP Neuberger Berman Real Estate Securities Income Fund Inc [2025-07-28] 0.0
Sit Investment Associates Inc Neuberger Berman Real Estate Securities Income Fund Inc [2025-03-04] 0.0
First Trust Portfolios LP Neuberger Berman Real Estate Securities Income Fund Inc [2022-01-20] 7.48
Bulldog Investors LLC Neuberger Berman Real Estate Securities Income Fund Inc [2015-10-05] 11.0
Morgan Stanley Neuberger Berman Real Estate Securities Income Fund Inc [2014-02-10] 6.2
Sun Life Financial Inc Neuberger Berman Real Estate Securities Income Fund Inc [2014-01-29] 100.0
Guggenheim Capital LLC Neuberger Berman Real Estate Securities Income Fund Inc [2013-12-04] 80.0
First Trust Portfolios LP Neuberger Berman Real Estate Securities Income Fund Inc [2012-01-06] 7.3
Form 3/4/5 Filer 2011 - 2026
Alagappan Archena
Neuberger Real Estate Securities Income Fund Inc
Nakasone Paul M
Kaplan Ami
Smith Franklyn E
Colish Faith
Sun Life Financial Inc
Sun Life Assurance Co of Canada
Goldstein Phillip
Dakos Andrew
Brooklyn Capital Management LLC
Samuels Steven
Kerrane Brian Patrick
Stavridis James G
McLean Deborah C
Cosgrove Michael J
Gary Marc
Trapp Peter P
Sun Life Insurance & Annuity Co of New York
Sun Life Assurance Co of Canada US
Rivkin Jack L
Braverman William
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Colish Faith
Common Stock
2018-01-10 Sell 240 $5.40 1,296
Sun Life Financial Inc +1
Series A Mandatory Redeemable Preferred Stock
2017-04-12 Other 40 $125.00 5,000
Sun Life Financial Inc +1
Series A Mandatory Redeemable Preferred Stock
2017-04-12 Other 160 $125.00 20,000
Goldstein Phillip +3
Common Stock
2016-12-15 Sell 45,096 $5.30 239,009
Goldstein Phillip +3
Common Stock
2016-12-14 Sell 73,483 $5.32 390,930
Goldstein Phillip +3
Common Stock
2016-12-13 Sell 17,651 $5.35 94,433
Goldstein Phillip +3
Common Stock
2016-05-10 Buy 15,387 $5.35 82,320
Goldstein Phillip +3
Common Stock
2016-05-09 Buy 33,580 $5.35 179,653
Goldstein Phillip +3
Common Stock
2016-05-06 Buy 18,552 $5.31 98,511
Goldstein Phillip +3
Common Stock
2016-05-05 Buy 11,043 $5.27 58,197
Trapp Peter P
Shares of Common Stock
2015-07-15 Sell 6,000 $4.85 29,100
Trapp Peter P
Shares of Common Stock
2014-10-08 Buy 2,000 $4.87 9,740
Sun Life Financial Inc
4.00% Mandatory Redeemable Preferred Shares due 09/14/2017
2013-08-02 Sell 800 $0.00
Sun Life Insurance & Annuity Co of New York +1
Mandatory Redeemable Preferred Shares, Series A
2013-08-02 Other 800 $0.00
Sun Life Insurance & Annuity Co of New York +1
Mandatory Redeemable Preferred Shares, Series A
2013-08-02 Other 800 $0.00
Sun Life Insurance & Annuity Co of New York +1
4.00% Mandatory Redeemable Preferred Shares due 9/14/2017
2013-07-31 Sell 40 $1,060,000.00 42,400,000
Sun Life Financial Inc
4.00% Mandatory Redeemable Preferred Shares due 09/14/2017
2013-07-31 Other 40 $1,060,000.00 42,400,000
Sun Life Insurance & Annuity Co of New York +1
4.00% Mandatory Redeemable Preferred Shares due 9/14/2017
2013-07-31 Sell 40 $0.00
Rivkin Jack L
Shares of Common Stock
2013-06-05 Sell 3,796 $4.96 18,828
Rivkin Jack L
Shares of Common Stock
2013-06-04 Sell 6,700 $5.01 33,567
showing 20 of 22 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 66 8,865,141
2025-12-31 66 6,226,279
2025-09-30 58 5,526,606
2025-06-30 59 5,207,925
2025-03-31 63 5,900,922
2024-12-31 56 4,489,209
2024-09-30 50 3,435,921
2024-06-30 51 3,282,988
2024-03-31 54 6,239,623
2023-12-31 57 6,095,764
2023-09-30 65 5,247,954
2023-06-30 65 5,643,002
Form 13F Holdings
Firm Period DFND Voting Shares
Shaker Financial Services LLC [2026-06-30] SOLE 381,877 381,877
Live Oak Private Wealth LLC [2026-06-30] SOLE 56,138 56,138
Decision Investments Inc [2026-06-30] SOLE 0 26,379
Community Financial Services Group LLC [2026-06-30] DFND 8,560 8,560
Corecap Advisors LLC [2026-06-30] SOLE 0 2,500
Highline Wealth Partners LLC [2026-06-30] SOLE 2,000 2,000
Prev | Page 1 | Next
Terms | Privacy | Providers | Companies | Guide
tony@aum13f.com