| Due Diligence for Asset Managers |
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Analyze the public filings of asset managers Dive into the EDGAR, IAPD, CAFR source data |
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| Keyboard |
| Neuberger Berman Real Estate Securities Income Fund Inc | |
|---|---|
| Ticker | NRO |
| CIK # | 0001261166 |
| CUSIP | 64190A103 |
| Sector | - |
| Address | 1290 Avenue of The Americas, New York, NY 10104 |
| Source | [EDGAR] |
| CIK | Filing | 2011 - 2026 |
|---|---|---|
| [0001261166] | 3 | |
| [0001261166] | 4 | |
| [0001261166] | SC 13D | |
| [0001261166] | SC 13G |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Colish Faith
Common Stock
|
2018-01-10 | Sell | 240 | $5.40 | 1,296 |
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Sun Life Financial Inc +1
Series A Mandatory Redeemable Preferred Stock
|
2017-04-12 | Other | 40 | $125.00 | 5,000 |
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Sun Life Financial Inc +1
Series A Mandatory Redeemable Preferred Stock
|
2017-04-12 | Other | 160 | $125.00 | 20,000 |
|
Goldstein Phillip +3
Common Stock
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2016-12-15 | Sell | 45,096 | $5.30 | 239,009 |
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Goldstein Phillip +3
Common Stock
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2016-12-14 | Sell | 73,483 | $5.32 | 390,930 |
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Goldstein Phillip +3
Common Stock
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2016-12-13 | Sell | 17,651 | $5.35 | 94,433 |
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Goldstein Phillip +3
Common Stock
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2016-05-10 | Buy | 15,387 | $5.35 | 82,320 |
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Goldstein Phillip +3
Common Stock
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2016-05-09 | Buy | 33,580 | $5.35 | 179,653 |
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Goldstein Phillip +3
Common Stock
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2016-05-06 | Buy | 18,552 | $5.31 | 98,511 |
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Goldstein Phillip +3
Common Stock
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2016-05-05 | Buy | 11,043 | $5.27 | 58,197 |
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Trapp Peter P
Shares of Common Stock
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2015-07-15 | Sell | 6,000 | $4.85 | 29,100 |
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Trapp Peter P
Shares of Common Stock
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2014-10-08 | Buy | 2,000 | $4.87 | 9,740 |
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Sun Life Financial Inc
4.00% Mandatory Redeemable Preferred Shares due 09/14/2017
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2013-08-02 | Sell | 800 | $0.00 | |
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Sun Life Insurance & Annuity Co of New York +1
Mandatory Redeemable Preferred Shares, Series A
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2013-08-02 | Other | 800 | $0.00 | |
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Sun Life Insurance & Annuity Co of New York +1
Mandatory Redeemable Preferred Shares, Series A
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2013-08-02 | Other | 800 | $0.00 | |
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Sun Life Insurance & Annuity Co of New York +1
4.00% Mandatory Redeemable Preferred Shares due 9/14/2017
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2013-07-31 | Sell | 40 | $1,060,000.00 | 42,400,000 |
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Sun Life Financial Inc
4.00% Mandatory Redeemable Preferred Shares due 09/14/2017
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2013-07-31 | Other | 40 | $1,060,000.00 | 42,400,000 |
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Sun Life Insurance & Annuity Co of New York +1
4.00% Mandatory Redeemable Preferred Shares due 9/14/2017
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2013-07-31 | Sell | 40 | $0.00 | |
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Rivkin Jack L
Shares of Common Stock
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2013-06-05 | Sell | 3,796 | $4.96 | 18,828 |
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Rivkin Jack L
Shares of Common Stock
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2013-06-04 | Sell | 6,700 | $5.01 | 33,567 |
| showing 20 of 22 most recent transactions | |||||
| 13F Ownership Over Time | Holders | Shares Held |
|---|---|---|
| 2026-03-31 | 66 | 8,865,141 |
| 2025-12-31 | 66 | 6,226,279 |
| 2025-09-30 | 58 | 5,526,606 |
| 2025-06-30 | 59 | 5,207,925 |
| 2025-03-31 | 63 | 5,900,922 |
| 2024-12-31 | 56 | 4,489,209 |
| 2024-09-30 | 50 | 3,435,921 |
| 2024-06-30 | 51 | 3,282,988 |
| 2024-03-31 | 54 | 6,239,623 |
| 2023-12-31 | 57 | 6,095,764 |
| 2023-09-30 | 65 | 5,247,954 |
| 2023-06-30 | 65 | 5,643,002 |
| Form 13F Holdings | ||||
|---|---|---|---|---|
| Firm | Period | DFND | Voting | Shares |
| Shaker Financial Services LLC | [2026-06-30] | SOLE | 381,877 | 381,877 |
| Live Oak Private Wealth LLC | [2026-06-30] | SOLE | 56,138 | 56,138 |
| Decision Investments Inc | [2026-06-30] | SOLE | 0 | 26,379 |
| Community Financial Services Group LLC | [2026-06-30] | DFND | 8,560 | 8,560 |
| Corecap Advisors LLC | [2026-06-30] | SOLE | 0 | 2,500 |
| Highline Wealth Partners LLC | [2026-06-30] | SOLE | 2,000 | 2,000 | Prev | Page 1 | Next |