Novavax Inc

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Novavax Inc
TickerNVAX
CIK #0001000694
CUSIP670002401
SectorLife Sciences - Biological Products, (No Disgnostic Substances)
Address9920 Belward Campus Drive, Rockville, MD 20850
Source [EDGAR]
CIK Filing 2011 - 2026
[0001000694] 10-K
[0001000694] 10-Q
[0001000694] 3
[0001000694] 4
[0001000694] 8-K
[0001000694] SC 13D
[0001000694] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Vanguard Capital Management LLC Novavax Inc [2026-04-30] 0.0
Bank of America Corp /DE/ Novavax Inc [2026-02-11] 0.0
State Street Corp Novavax Inc [2026-02-09] 0.0
Shah Capital Management Novavax Inc [2024-04-15] 11.0
Morgan Stanley Novavax Inc [2024-02-09] 6.2
SK Bioscience Co Ltd Novavax Inc [2023-08-18] 6.4
Shah Capital Management Novavax Inc [2023-04-27] 11.0
BlackRock Inc Novavax Inc [2022-02-08] 5.8
RA Capital Management LP Novavax Inc [2021-02-16] 6.0
Vanguard Group Inc Novavax Inc [2021-02-10] 8.79
D E Shaw & Co LP Novavax Inc [2020-06-01] 5.0
BlackRock Inc Novavax Inc [2020-02-10] 7.0
Vanguard Group Inc Novavax Inc [2019-02-11] 5.52
State Street Corp Novavax Inc [2017-02-08] 7.36
Vanguard Group Inc Novavax Inc [2016-02-11] 6.67
First Trust Portfolios LP Novavax Inc [2016-02-05] 5.01
Price T Rowe Associates Inc /MD/ Novavax Inc [2015-02-12] 5.1
BlackRock Inc Novavax Inc [2013-01-30] 5.63
FMR LLC Novavax Inc [2012-08-10] 0.0
RA Capital Management LLC Novavax Inc [2012-05-22] 0.9
Form 3/4/5 Filer 2011 - 2026
Douglas Richard
Novavax Inc
Mott David M
Rodgers Richard J
King Rachel K
McGlynn Margaret G
Newton Charles W
Shiver John W
Alton Gregg H
Walker Robert Edward
Kelly James Patrick
Jacobs John C
O'Hara Elaine
Casey Mark J
Draghia-Akli Ruxandra
Trizzino John
Young James F
Dubovsky Filip
Herrmann John A III
Glenn Gregory M
Erck Stanley C
McManus Michael A Jr
Evans Gary C
Covino Gregory F
Phillips Barclay A
Boudreaux Gail
Modi Rajiv I
Hahn Timothy Jon
Wilson Russell P
Satellite Overseas Holdings Ltd
Cadila Pharmaceuticals Ltd
Marsh John O Jr
Driscoll Frederick W
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Shiver John W
Restricted Stock Units · derivative
2026-03-10 Option exercise 7,947 $0.00
Shiver John W
Common Stock
2026-03-10 Option exercise 7,947 $0.00
Kelly James Patrick
Restricted Stock Units · derivative
2026-03-07 Option exercise 12,223 $0.00
Kelly James Patrick
Common Stock
2026-03-07 Option exercise 12,223 $0.00
Kelly James Patrick
Common Stock
2026-03-07 Tax withheld 5,904 $9.98 58,922
Draghia-Akli Ruxandra
Restricted Stock Units · derivative
2026-03-03 Disposed to issuer 26,667 $0.00
Draghia-Akli Ruxandra
Common Stock
2026-03-03 Tax withheld 11,313 $9.49 107,360
Jacobs John C
Restricted Stock Units · derivative
2026-03-03 Option exercise 150,167 $0.00
Casey Mark J
Common Stock
2026-03-03 Tax withheld 11,378 $9.49 107,977
O'Hara Elaine
Common Stock
2026-03-03 Option exercise 56,334 $0.00
Kelly James Patrick
Common Stock
2026-03-03 Tax withheld 20,850 $9.49 197,866
O'Hara Elaine
Restricted Stock Units · derivative
2026-03-03 Option exercise 56,334 $0.00
Kelly James Patrick
Restricted Stock Units · derivative
2026-03-03 Option exercise 43,167 $0.00
Casey Mark J
Common Stock
2026-03-03 Option exercise 37,500 $0.00
O'Hara Elaine
Common Stock
2026-03-03 Tax withheld 22,429 $9.49 212,851
Jacobs John C
Common Stock
2026-03-03 Tax withheld 69,288 $9.49 657,543
Draghia-Akli Ruxandra
Common Stock
2026-03-03 Option exercise 26,667 $0.00
Kelly James Patrick
Common Stock
2026-03-03 Option exercise 43,167 $0.00
Jacobs John C
Common Stock
2026-03-03 Option exercise 150,167 $0.00
Casey Mark J
Restricted Stock Units · derivative
2026-03-03 Option exercise 4,000 $0.00
showing 20 of 200 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 260 127,054,601
2025-12-31 245 128,986,003
2025-09-30 262 115,675,786
2025-06-30 262 116,348,890
2025-03-31 255 109,673,535
2024-12-31 247 114,816,717
2024-09-30 248 108,082,607
2024-06-30 240 97,674,799
2024-03-31 212 92,919,604
2023-12-31 213 104,464,084
2023-09-30 236 80,829,524
2023-06-30 224 81,502,534
Form 13F Holdings
Firm Period DFND Voting Shares
Y-Intercept Hong Kong Ltd [2026-06-30] SOLE 35,842 35,842
Wealth Enhancement Advisory Services LLC [2026-06-30] SOLE 4,461 31,387
Independent Financial Group LLC [2026-06-30] SOLE 0 28,175
Beirne Wealth Consulting Services LLC [2026-06-30] SOLE 0 15,000
IFP Advisors LLC [2026-06-30] SOLE 1,770 1,770
Farther Finance Advisors LLC [2026-06-30] SOLE 0 1,527
Gamma Investing LLC [2026-06-30] DFND 952 952
Harbor Investment Advisory LLC [2026-06-30] SOLE 756 756
Versant Capital Management Inc [2026-06-30] SOLE 680 680
Bulwark Capital Corp [2026-06-30] SOLE 610 610
Hilltop National Bank [2026-06-30] SOLE 208 208
True Wealth Design LLC [2026-06-30] SOLE 0 196
Maryland Capital Advisors Inc [2026-06-30] SOLE 173 173
Activest Wealth Management [2026-06-30] SOLE 0 100
Nvest Wealth Strategies Inc [2026-06-30] SOLE 0 58
Physician Wealth Advisors Inc [2026-06-30] SOLE 0 49
Corecap Advisors LLC [2026-06-30] SOLE 0 43
Thurston Springer Miller Herd & Titak Inc [2026-06-30] SOLE 20 20
Beacon Investment Advisory Services Inc [2026-06-30] SOLE 0 6
Bear Mountain Capital Inc [2026-06-30] SOLE 0 1
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