| Due Diligence for Asset Managers |
|---|
|
You have viewed 7 of the 10 daily limit Subscribe for $29/month to gain full access |
|
⚲
|
| Keyboard |
| Pathfinder Bancorp Inc | |
|---|---|
| Ticker | PBHC |
| CIK # | 0001609065 |
| CUSIP | 70320A103 |
| Sector | Finance - State Commercial Banks |
| Address | 214 West First Street, Oswego, NY 13126 |
| Source | [EDGAR] |
| Reg D Offering (Form D) | Filed | Raised | Terms |
|---|---|---|---|
| Pathfinder Bancorp Inc | 2020-10-21 | 25.0 M | Exemption: 506(b) · Minimum: $100,000 · Duration: One year or less · Commission: $500,000 · Revenue: $25,000,001 - $100,000,000 |
| CIK | Filing | 2011 - 2026 |
|---|---|---|
| [0001609065] | 10-K | |
| [0001609065] | 10-Q | |
| [0001609065] | 3 | |
| [0001609065] | 4 | |
| [0001609065] | 5 | |
| [0001609065] | 8-K | |
| [0001609065] | D | |
| [0001609065] | SC 13D | |
| [0001609065] | SC 13G |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed | % Owned |
|---|---|---|---|
| Pathfinder Bank Employee Stock Ownership Plan Trust | Pathfinder Bancorp Inc | [2025-02-14] | 0.0 |
| AllianceBernstein LP | Pathfinder Bancorp Inc | [2024-02-14] | 5.1 |
| Castle Creek Capital Partners VII LP | Pathfinder Bancorp Inc | [2019-05-15] | 0.9 |
| Minerva Advisors LLC | Pathfinder Bancorp Inc | [2018-11-05] | 5.1 |
| Maltese Capital Management LLC | Pathfinder Bancorp Inc | [2015-02-13] | 6.36 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Gagas Adam C
Common Stock
|
2026-03-13 | Option exercise | 8,787 | $11.35 | 99,732 |
|
Dowd James A
Stock Options · derivative
|
2026-03-13 | Option exercise | 6,000 | $0.00 | |
|
Gagas Adam C
Stock Options · derivative
|
2026-03-13 | Option exercise | 8,787 | $0.00 | |
|
Dowd James A
Common Stock
|
2026-03-13 | Option exercise | 6,000 | $11.35 | 68,100 |
|
Ayoub David A
Stock Options · derivative
|
2026-03-12 | Option exercise | 8,787 | $0.00 | |
|
Ayoub David A
Common Stock
|
2026-03-12 | Option exercise | 8,787 | $11.35 | 99,732 |
|
O'Brien William D
Stock Options · derivative
|
2026-03-05 | Option exercise | 3,647 | $0.00 | |
|
O'Brien William D
Common Stock
|
2026-03-05 | Option exercise | 3,647 | $10.81 | 39,424 |
|
Gagas Adam C
Common Stock
|
2026-03-03 | Gift | 1,000 | $0.00 | |
|
Tascarella Ronald G
Stock Options · derivative
|
2026-02-27 | Option exercise | 2,109 | $0.00 | |
|
Tascarella Ronald G
Common Stock
|
2026-02-27 | Option exercise | 2,109 | $11.35 | 23,937 |
|
Tascarella Ronald G
Common Stock
|
2026-02-27 | Option exercise | 1,865 | $13.42 | 25,028 |
|
Gagas Adam C
Common Stock
|
2026-02-13 | Buy | 1,950 | $13.75 | 26,812 |
|
Gagas Adam C
Common Stock
|
2026-02-12 | Buy | 6 | $13.50 | 81 |
|
O'Brien William D
Stock Options · derivative
|
2026-02-04 | Option exercise | 5,000 | $0.00 | |
|
Ayoub David A
Common Stock
|
2026-02-04 | Buy | 425 | $12.83 | 5,453 |
|
O'Brien William D
Common Stock
|
2026-02-04 | Option exercise | 5,000 | $10.81 | 54,050 |
|
Butkowski Robert G Jr
Stock Options · derivative
|
2026-02-03 | Option exercise | 2,636 | $0.00 | |
|
Butkowski Robert G Jr
Common Stock
|
2026-02-03 | Option exercise | 2,636 | $11.35 | 29,919 |
|
Dowd James A
Common Stock
|
2025-12-10 | Option exercise | 4,000 | $11.35 | 45,400 |
| showing 20 of 200 most recent transactions | |||||
| 13F Ownership Over Time | Holders | Shares Held |
|---|---|---|
| 2026-03-31 | 20 | 1,144,193 |
| 2025-12-31 | 21 | 1,159,940 |
| 2025-09-30 | 23 | 1,134,850 |
| 2025-06-30 | 23 | 1,073,181 |
| 2025-03-31 | 24 | 926,822 |
| 2024-12-31 | 23 | 1,016,135 |
| 2024-09-30 | 21 | 985,143 |
| 2024-06-30 | 22 | 945,529 |
| 2024-03-31 | 19 | 877,678 |
| 2023-12-31 | 20 | 879,216 |
| 2023-09-30 | 20 | 876,298 |
| 2023-06-30 | 19 | 827,411 |
| Form 13F Holdings | ||||
|---|---|---|---|---|
| Firm | Period | DFND | Voting | Shares | Prev | Page 1 | Next |