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Type	Result	AUM ($B)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
RiverNorth Capital Management LLC	[2025-06-30]	SOLE	2,704,482	2,704,482
Guggenheim Capital LLC	[2025-06-30]	DFND	0	1,889,151
LPL Financial LLC	[2025-06-30]	SOLE	0	1,184,073
Eversource Wealth Advisors LLC	[2025-06-30]	SOLE	1,016,015	1,016,015
Cohen & Steers Inc	[2025-06-30]	SOLE	806,234	806,234
Ameriprise Financial Inc	[2025-06-30]	DFND	0	758,129
Invesco Ltd.	[2025-06-30]	DFND	0	670,454
Raymond James Financial Inc	[2025-06-30]	DFND	15,935	447,310
Morgan Stanley	[2025-06-30]	DFND	1,613	431,732
Consolidated Portfolio Review Corp	[2025-06-30]	SOLE	0	372,691
Envestnet Asset Management Inc	[2025-06-30]	SOLE	371,572	371,572
Wells Fargo & Company/MN	[2025-06-30]	DFND	1	350,261
Thomas J Herzfeld Advisors Inc	[2025-06-30]	SOLE	308,727	308,727
Commonwealth Equity Services LLC	[2025-06-30]	SOLE	0	259,049
JW Cole Advisors Inc	[2025-06-30]	SOLE	0	256,591
Horizon Kinetics Asset Management LLC	[2025-06-30]	DFND	256,466	256,466
Osaic Holdings Inc	[2025-06-30]	DFND	0	236,561
Corecap Advisors LLC	[2025-06-30]	SOLE	233,915	233,915
Northwestern Mutual Wealth Management Co	[2025-06-30]	DFND	0	230,239
Private Trust Co NA	[2025-06-30]	DFND	192,830	192,830
Stratos Wealth Partners Ltd	[2025-06-30]	SOLE	0	159,835
Rockefeller Capital Management L.P.	[2025-06-30]	DFND	153,130	153,130
Whipplewood Advisors LLC	[2025-06-30]	SOLE	0	132,698
Bank of America Corp /DE/	[2025-06-30]	DFND	0	102,299
Stifel Financial Corp	[2025-06-30]	DFND	30,930	91,790
Cetera Investment Advisers	[2025-06-30]	SOLE	0	88,780
UBS Group AG	[2025-06-30]	DFND	14,285	85,143
Hub Investment Partners LLC	[2025-06-30]	SOLE	0	78,155
Keudell/Morrison Wealth Management	[2025-06-30]	SOLE	0	77,556
Newedge Advisors LLC	[2025-06-30]	SOLE	0	75,535
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