Prospect Capital Corp

-

Stock Issuer and Owners

Home | Sign Up | Log In
List of Funds
Boston Firms
Boston Hedge Funds
Cornell Alumni Firms
CalPERS Portfolio
NYSCRF Portfolio
User Guide
Regulatory AUM vs AUM
LP Portfolios
Related Firms
Build a Portfolio
Comprehensive Search
Prospect Capital Corp
TickerPSEC
CIK #0001287032
CUSIP74348T102
Sector -
Address10 East 40th Street 44th Fl, New York, NY 10016
Source [EDGAR]
CIK Filing 2011 - 2025
[0001287032] 10-K
[0001287032] 10-Q
[0001287032] 3
[0001287032] 4
[0001287032] 8-K
[0001287032] D
[0001287032] SC 13D
[0001287032] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Prospect Capital Corp Prospect Capital Corp [2016-02-29] 5.9
Jupiter Street Inc Prospect Capital Corp [2012-06-22] 9.3
BlackRock Inc Prospect Capital Corp [2012-02-09] 6.69
Vanguard Group Inc Prospect Capital Corp [2012-02-09] 5.08
Form 3/4/5 Filer 2011 - 2025
Barry John F
Prospect Capital Corp
Gremp William
Eliasek M Grier
Van Dask Kristin Lea
Stark Eugene S
John & Daria Barry Foundation
Oswald Brian H
Form 13F Holdings
Firm Period DFND Voting Shares
Balyasny Asset Management LP [2025-06-30] SOLE 5,661,121 5,661,121
Two Sigma Advisers LP [2025-06-30] SOLE 5,087,100 5,267,100
Marshall Wace LLP [2025-06-30] OTR 0 3,907,025
UBS Group AG [2025-06-30] DFND 3,593,839 3,607,351
Morgan Stanley [2025-06-30] DFND 1,146,537 3,109,006
Legal & General Group Plc [2025-06-30] DFND 3,048,527 3,048,527
Susquehanna International Group LLP [2025-06-30] OTR 1,111,526 2,548,026
Tudor Investment Corp ET AL [2025-06-30] DFND 2,322,167 2,322,167
Two Sigma Investments LP [2025-06-30] SOLE 2,049,735 2,049,735
BlackRock, Inc. [2025-06-30] SOLE 1,966,705 1,972,468
Millennium Management LLC [2025-06-30] SOLE 1,465,675 1,565,675
Private Advisor Group LLC [2025-06-30] SOLE 0 1,516,463
Cubist Systematic Strategies, LLC [2025-06-30] DFND 0 1,149,553
LPL Financial LLC [2025-06-30] SOLE 281 854,917
Raymond James Financial Inc [2025-06-30] DFND 0 844,465
Caxton Associates LLP [2025-06-30] SOLE 690,059 690,059
Naviter Wealth LLC [2025-06-30] SOLE 678,907 680,135
Bank of America Corp /DE/ [2025-06-30] DFND 111,866 660,665
XML Financial LLC [2025-06-30] SOLE 0 644,604
Tactive Advisors LLC [2025-06-30] SOLE 586,123 586,123
LSV Asset Management [2025-06-30] SOLE 310,202 563,735
DARK Forest Capital Management LP [2025-06-30] SOLE 545,395 545,395
BNP Paribas Financial Markets [2025-06-30] DFND 0 495,334
Citadel Advisors LLC [2025-06-30] DFND 494,500 494,500
Shaolin Capital Management LLC [2025-06-30] SOLE 450,000 450,000
Virtus Investment Advisers, LLC [2025-06-30] OTR 0 424,478
Brevan Howard Capital Management LP [2025-06-30] DFND 412,695 412,695
Palogic Value Management LP [2025-06-30] SOLE 0 367,397
DA Davidson & Co [2025-06-30] SOLE 351,494 351,494
Cambridge Investment Research Advisors Inc [2025-06-30] SOLE 0 347,347
Prev | Page 11 | Next
Terms | Privacy | Guide
tony@aum13f.com