| Due Diligence for Asset Managers |
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| ZAIS Financial Corp | |
|---|---|
| Ticker | RSPD |
| CIK # | 0001527590 |
| CUSIP | 46137V381 |
| Sector | Real Estate & Construction - Real Estate Investment Trusts |
| Address | Two Bridge Avenue, Suite 322, Red Bank, NJ 07701 |
| Source | [EDGAR] |
| Reg D Offering (Form D) | Filed | Raised | Terms |
|---|---|---|---|
| Ready Capital Corp | 2019-11-08 | 10.3 M | Exemption: 506(b) · Duration: One year or less · Revenue: Decline to Disclose |
| ZAIS Financial Corp | 2014-08-20 | Exemption: 506(b) · Remaining: $10,000,000 · Duration: More than one year · Revenue: Decline to Disclose |
| CIK | Filing | 2011 - 2026 |
|---|---|---|
| [0001527590] | 10-K | |
| [0001527590] | 10-Q | |
| [0001527590] | 3 | |
| [0001527590] | 4 | |
| [0001527590] | 5 | |
| [0001527590] | 8-K | |
| [0001527590] | D | |
| [0001527590] | SC 13D | |
| [0001527590] | SC 13G |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Ahlborn Andrew
Common Stock
|
2026-03-13 | Tax withheld | 27,950 | $1.74 | 48,633 |
|
Scali Dominick
Common Stock
|
2026-03-13 | Tax withheld | 26,313 | $1.74 | 45,785 |
|
Nathan Gilbert E
Common Stock
|
2026-03-06 | Buy | 30,000 | $1.95 | 58,500 |
|
Scali Dominick
Common Stock
|
2026-03-05 | Grant | 194,175 | $0.00 | |
|
Mielle Dominique
Common Stock
|
2026-03-05 | Grant | 58,252 | $0.00 | |
|
Marshall Meredith
Common Stock
|
2026-03-05 | Grant | 58,252 | $0.00 | |
|
Nathan Gilbert E
Common Stock
|
2026-03-05 | Buy | 10,000 | $2.02 | 20,200 |
|
Nathan Gilbert E
Common Stock
|
2026-03-05 | Grant | 58,252 | $0.00 | |
|
Ahlborn Andrew
Common Stock
|
2026-03-05 | Grant | 291,262 | $0.00 | |
|
Sinai Todd M
Common Stock
|
2026-03-05 | Grant | 58,252 | $0.00 | |
|
Reese J Mitchell
Common Stock
|
2026-03-05 | Grant | 58,252 | $0.00 | |
|
Ahlborn Andrew
Common Stock
|
2026-03-02 | Grant | 600,000 | $0.00 | |
|
Scali Dominick
Performance Stock Units · derivative
|
2026-03-02 | Grant | 1,050,000 | $0.00 | |
|
Scali Dominick
Common Stock
|
2026-03-02 | Grant | 350,000 | $0.00 | |
|
Ahlborn Andrew
Performance Stock Units · derivative
|
2026-03-02 | Grant | 1,800,000 | $0.00 | |
|
Ahlborn Andrew
Common Stock
|
2025-12-24 | Tax withheld | 25,248 | $2.23 | 56,303 |
|
Ahlborn Andrew
Common Stock
|
2025-03-12 | Buy | 10,000 | $5.04 | 50,400 |
|
Nathan Gilbert E
Common stock
|
2025-03-10 | Buy | 5,000 | $5.12 | 25,600 |
|
Taylor Gary
Common Stock
|
2025-03-10 | Buy | 10,000 | $5.23 | 52,300 |
|
Zausmer Adam
Common Stock
|
2025-03-07 | Buy | 10,000 | $5.42 | 54,200 |
| showing 20 of 200 most recent transactions | |||||
| 13F Ownership Over Time | Holders | Shares Held |
|---|---|---|
| 2026-03-31 | 87 | 1,628,668 |
| 2025-12-31 | 87 | 1,786,007 |
| 2025-09-30 | 88 | 2,047,650 |
| 2025-06-30 | 84 | 1,848,893 |
| 2025-03-31 | 82 | 1,988,862 |
| 2024-12-31 | 97 | 3,050,425 |
| 2024-09-30 | 80 | 2,476,757 |
| 2024-06-30 | 101 | 4,838,300 |
| 2024-03-31 | 93 | 4,712,804 |
| 2023-12-31 | 109 | 5,045,159 |
| 2023-09-30 | 101 | 13,106,537 |
| 2023-06-30 | 92 | 2,268,730 |
| Form 13F Holdings | ||||
|---|---|---|---|---|
| Firm | Period | DFND | Voting | Shares |
| Farther Finance Advisors LLC | [2026-06-30] | SOLE | 0 | 53,049 |
| Friedenthal Financial | [2026-06-30] | SOLE | 0 | 28,111 |
| Walker Asset Management LLC | [2026-06-30] | SOLE | 22,875 | 22,875 |
| Corecap Advisors LLC | [2026-06-30] | SOLE | 0 | 3,025 |
| CX Institutional | [2026-06-30] | SOLE | 0 | 1,264 |
| Thurston Springer Miller Herd & Titak Inc | [2026-06-30] | SOLE | 34 | 34 |
| Trust Co of Toledo NA /OH/ | [2026-06-30] | SOLE | 17 | 17 |
| Park Avenue Securities LLC | [2026-06-30] | SOLE | 0 | 12 | Prev | Page 1 | Next |