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Type	Result	AUM ($B)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
RiverNorth Capital Management LLC	[2025-06-30]	SOLE	3,006,207	3,006,207
Saba Capital Management LP	[2025-06-30]	SOLE	2,462,572	2,764,970
Thomas J Herzfeld Advisors Inc	[2025-06-30]	SOLE	1,750,772	1,750,772
Kovitz Investment Group Partners LLC	[2025-06-30]	SOLE	935,540	940,139
Envestnet Asset Management Inc	[2025-06-30]	SOLE	931,476	931,476
Wells Fargo & Company/MN	[2025-06-30]	DFND	1	777,981
Morgan Stanley	[2025-06-30]	DFND	25,129	470,550
Invesco Ltd.	[2025-06-30]	DFND	0	389,383
Scotia Capital Inc	[2025-06-30]	DFND	0	364,172
Fiera Capital Corp	[2025-06-30]	OTR	314,974	314,974
Shaker Financial Services LLC	[2025-06-30]	SOLE	288,813	288,813
Advisors Asset Management Inc	[2025-06-30]	SOLE	265,651	273,452
HARA Capital LLC	[2025-06-30]	SOLE	188,902	188,902
Choreo LLC	[2025-06-30]	SOLE	0	132,389
CSS Llc/Il	[2025-06-30]	SOLE	120,659	120,659
Mutual Advisors LLC	[2025-06-30]	SOLE	0	120,485
Comprehensive Money Management Services LLC	[2025-06-30]	SOLE	111,362	111,362
Baird Financial Group, Inc.	[2025-06-30]	DFND	98,078	99,116
Private Advisor Group LLC	[2025-06-30]	SOLE	0	82,248
Independent Advisor Alliance	[2025-06-30]	SOLE	0	80,225
Raymond James Financial Inc	[2025-06-30]	DFND	0	71,402
Blue Bell Private Wealth Management LLC	[2025-06-30]	SOLE	59,252	65,400
Gridiron Partners LLC	[2025-06-30]	SOLE	56,709	56,709
Visionary Horizons LLC	[2025-06-30]	SOLE	0	48,373
Catalina Capital Group LLC	[2025-06-30]	SOLE	0	46,876
Harbour Capital Advisors LLC	[2025-06-30]	SOLE	34,299	34,299
Evergreen Capital Management LLC	[2025-06-30]	SOLE	30,418	30,418
Cetera Investment Advisers	[2025-06-30]	SOLE	0	29,468
Landscape Capital Management LLC	[2025-06-30]	DFND	28,438	28,438
UBS Group AG	[2025-06-30]	DFND	18,975	27,262
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