Stifel Financial Corp

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Stifel Financial Corp
TickerSF
CIK #0000720672
CUSIP860630102
SectorFinance - Security Brokers, Dealers & Flotation Companies
AddressAttn: James G Laschober 501 N Broadway, St. Louis, MO 63102-2102
Source [EDGAR]
Reg D Offering (Form D) Filed Raised Terms
Stifel Financial Corp 2017-01-17 9.4 M Exemption: 506(b) · Duration: One year or less · Revenue: Over $100,000,000
CIK Filing 2011 - 2026
[0000720672] 10-K
[0000720672] 10-Q
[0000720672] 13F-HR
[0000720672] 13F-NT
[0000720672] 3
[0000720672] 4
[0000720672] 5
[0000720672] 8-K
[0000720672] D
[0000720672] SC 13D
[0000720672] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
AQR Capital Management LLC Stifel Financial Corp [2026-05-14] 0.0
Vanguard Capital Management LLC Stifel Financial Corp [2026-04-30] 0.0
FMR LLC Stifel Financial Corp [2024-11-12] 0.0
Capital Research Global Investors Stifel Financial Corp [2021-02-16] 5.8
Macquarie Group Ltd Stifel Financial Corp [2020-02-13] 5.06
Stifel Financial Corp CM Finance Inc [2014-02-18] 17.0
Invesco Ltd Stifel Financial Corp [2014-02-11] 6.1
Stifel Financial Corp Carlyle GMS Finance Inc [2013-08-30] 11.99
Vanguard Group Inc Stifel Financial Corp [2013-02-11] 5.42
Stifel Financial Corp Knight Capital Group Inc [2012-08-16] 4.9
Form 3/4/5 Filer 2011 - 2026
Stifel Financial Corp
Berlew Adam T
Brown Maryam S
Brown Michael W
Carnoy Lisa Landau
Kavanaugh James P
Nesi Victor
Peacock David A
Grady Robert Edward
Zimmerman Michael J
Markus Maura A
Raymond Charles Bradford
Kruszewski Ronald J
McDuffie Brantley
Rubulotta David
Reichert Christopher K
Fisher Mark P
Marischen James M
Sliney David D
Michaud Thomas B
Zemlyak James M
Weisel Thomas W
Ludeman Daniel J
Brown Kathleen
Oates James M
Dubinsky John P
Brautigam Allen
Plotkin Ben A
Himelfarb Richard J
Westbrook Kelvin R
Hanser Frederick O
BEDA Bruce A
Mulroy Thomas P
Minnick David M
Irby Alton F III
Dill Charles A
Lefton Robert E
Estep Stephen Chad
Burkemper Bernard N
Stifel Venture Corp
CM Finance Inc
TCG BDC Inc
Ford Richard F
McCuaig Scott B
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Raymond Charles Bradford
Common Stock
2026-03-09 Option exercise 53,241 $0.00
Raymond Charles Bradford
Phantom Stock Unit · derivative
2026-03-09 Grant 60,673 $0.00
Raymond Charles Bradford
Phantom Stock Unit · derivative
2026-03-09 Option exercise 53,241 $0.00
Raymond Charles Bradford
Common Stock
2026-03-09 Tax withheld 29,443 $73.05 2,150,811
Zemlyak James M
Phantom Stock Units · derivative
2026-02-27 Grant 25,388 $74.05 1,879,981
Fisher Mark P
Phantom Stock Units · derivative
2026-02-27 Grant 9,723 $74.05 719,988
Rubulotta David
Phantom Stock Units · derivative
2026-02-27 Grant 13,504 $74.05 999,971
Raymond Charles Bradford
Phantom Stock Unit · derivative
2026-02-27 Grant 12,694 $74.05 939,991
Rubulotta David
Phantom Stock Units · derivative
2026-02-27 Grant 10,533 $74.05 779,969
Fisher Mark P
Phantom Stock Units · derivative
2026-02-27 Grant 5,402 $74.05 400,018
Zemlyak James M
Phantom Stock Units · derivative
2026-02-27 Grant 13,504 $74.05 999,971
Kruszewski Ronald J
Phantom Stock Units · derivative
2026-02-27 Grant 27,009 $74.05 2,000,016
McDuffie Brantley
Phantom Stock Units · derivative
2026-02-27 Grant 10,533 $74.05 779,969
McDuffie Brantley
Phantom Stock Units · derivative
2026-02-27 Grant 13,504 $74.05 999,971
Kruszewski Ronald J
Phantom Stock Units · derivative
2026-02-27 Grant 39,163 $74.03 2,899,237
Reichert Christopher K
Phantom Stock Units · derivative
2026-02-27 Grant 5,402 $74.05 400,018
Reichert Christopher K
Phantom Stock Units · derivative
2026-02-27 Grant 4,051 $74.05 299,977
Marischen James M
Phantom Stock Units · derivative
2026-02-27 Grant 9,723 $74.05 719,988
Michaud Thomas B
Phantom Stock Units · derivative
2026-02-27 Grant 13,504 $74.05 999,971
Raymond Charles Bradford
Phantom Stock Unit · derivative
2026-02-27 Grant 13,504 $74.05 999,971
showing 20 of 200 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 632 133,742,582
2025-12-31 629 88,578,836
2025-09-30 553 86,179,008
2025-06-30 489 87,656,444
2025-03-31 525 87,091,763
2024-12-31 511 84,709,029
2024-09-30 445 84,302,937
2024-06-30 437 83,202,922
2024-03-31 436 86,588,921
2023-12-31 379 83,613,046
2023-09-30 365 82,460,722
2023-06-30 371 82,723,848
Form 13F Holdings
Firm Period DFND Voting Shares
Assenagon Asset Management SA [2026-06-30] SOLE 490,762 490,762
Peregrine Capital Management LLC [2026-06-30] SOLE 76,184 202,865
Aegon Asset Management UK PLC [2026-06-30] SOLE 144,026 146,847
Y-Intercept Hong Kong Ltd [2026-06-30] SOLE 84,425 84,425
Brandywine Oak Private Wealth LLC [2026-06-30] SOLE 65,982 65,982
Alaska Retirement Management Board [2026-06-30] SOLE 48,274 48,274
Davenport & Company LLC [2026-06-30] SOLE 44,985 44,985
Louisiana State Employees Retirement System [2026-06-30] SOLE 44,200 44,200
Wealth Enhancement Advisory Services LLC [2026-06-30] SOLE 1,244 43,350
Yousif Capital Management LLC [2026-06-30] SOLE 12,759 43,207
Commonwealth of Pennsylvania Public School Empls Retrmt SYS [2026-06-30] SOLE 36,726 36,726
Wedge Capital Management L L P/NC [2026-06-30] SOLE 12,296 35,922
Gradient Investments LLC [2026-06-30] SOLE 0 26,347
QRG Capital Management Inc [2026-06-30] SOLE 26,051 26,051
Gateway Investment Advisers LLC [2026-06-30] SOLE 22,928 22,928
Eagle Rock Investment Company LLC [2026-06-30] SOLE 0 20,112
Sequoia Financial Advisors LLC [2026-06-30] SOLE 0 15,393
Bank of New Hampshire [2026-06-30] SOLE 15,212 15,212
Plancorp LLC [2026-06-30] SOLE 0 13,731
Crossmark Global Holdings Inc [2026-06-30] SOLE 11,402 11,402
TT International Asset Management Ltd [2026-06-30] SOLE 10,637 10,637
Gamma Investing LLC [2026-06-30] DFND 10,492 10,492
B Riley Wealth Advisors Inc [2026-06-30] SOLE 8,865 8,865
Diversified Trust Co [2026-06-30] SOLE 910 8,385
Whitener Capital Management Inc [2026-06-30] SOLE 6,427 6,427
Fifth Third Wealth Advisors LLC [2026-06-30] SOLE 6,398 6,398
IFP Advisors LLC [2026-06-30] SOLE 6,018 6,018
Merit Financial Group LLC [2026-06-30] OTR 0 6,000
Venturi Wealth Management LLC [2026-06-30] OTR 0 5,644
Prospera Financial Services Inc [2026-06-30] SOLE 0 5,193
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