SLR Investment Corp

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SLR Investment Corp
Ticker	SLRC
CIK #	0001418076
CUSIP	83413U100
Sector	-
Address	500 Park Avenue 3Rd Floor, New York, NY 10022
Source	[EDGAR]

Reg D Offering (Form D)	Filed	Raised	Terms
Solar Capital Ltd	2010-12-15	68.0 M	Exemption: 506 · Duration: One year or less · Net Assets: Over $100,000,000

Form 13D/13G Filer	Form 13D/13G Subject	Filed	% Owned
Thornburg Investment Management Inc	SLR Investment Corp	[2026-02-19]	0.0
Thornburg Investment Management Inc	SLR Investment Corp	[2025-02-06]	0.0
Thornburg Investment Management Inc	SLR Investment Corp	[2024-02-09]	7.95
Thornburg Investment Management Inc	SLR Investment Corp	[2023-02-13]	7.92
Gross Michael S	SLR Investment Corp	[2022-04-11]	6.2
Thornburg Investment Management Inc	Solar Capital Ltd	[2021-02-09]	11.01
Thornburg Investment Management Inc	Solar Capital Ltd	[2020-02-11]	10.93
Gross Michael S	Solar Capital Ltd	[2015-02-17]	5.2
Pacific Investment Management Co LLC	Solar Capital Ltd	[2014-02-12]	6.3
Wellington Management Co LLP	Solar Capital Ltd	[2014-01-10]	10.61
Pacific Investment Management Co LLC	Solar Capital Ltd	[2013-02-14]	5.5
SAB Capital Advisors LLC	Solar Capital Ltd	[2012-08-24]	5.2

Insider Transaction (Form 3/4/5)	Date	Action	Shares	Price	Value ($)
Gross Michael S Common Stock	2026-03-16	Buy	10,452	$13.90	145,283
Gross Michael S Common Stock	2026-03-13	Buy	25,000	$13.91	347,750
Spohler Bruce J Common Stock	2026-03-13	Grant	354,511.38
Spohler Bruce J Common Stock	2026-03-13	Option exercise	354,511.38
Kajee Shiraz Common Stock	2026-03-13	Option exercise	5,782.29
Kajee Shiraz Common Stock	2026-03-13	Disposed to issuer	5,782.29
Gross Michael S Restricted Stock Units · derivative	2026-03-13	Grant	466,378.43	$0.00
Gross Michael S Restricted Stock Units · derivative	2026-03-13	E	10,986.60
Gross Michael S Restricted Stock Units · derivative	2026-03-13	Option exercise	354,511.38	$0.00
Spohler Bruce J Restricted Stock Units · derivative	2026-03-13	Grant	466,378.43	$0.00
Spohler Bruce J Restricted Stock Units · derivative	2026-03-13	Option exercise	354,511.38	$0.00
Spohler Bruce J Restricted Stock Units · derivative	2026-03-13	E	10,986.60
Kajee Shiraz Restricted Stock Units · derivative	2026-03-13	Option exercise	5,782.29	$0.00
Kajee Shiraz Restricted Stock Units · derivative	2026-03-13	Grant	13,899.64	$0.00
Gross Michael S Common Stock	2026-03-13	Option exercise	354,511.38
Gross Michael S Common Stock	2026-03-13	Grant	354,511.38
Gross Michael S Common Stock	2026-03-04	Buy	15,019	$14.83	222,732
Spohler Bruce J Common Stock	2026-03-04	Buy	15,019	$14.83	222,732
Spohler Bruce J Common Stock	2026-03-03	Buy	89,800	$14.73	1,322,754
Gross Michael S Common Stock	2026-03-03	Buy	89,800	$14.73	1,322,754
showing 20 of 200 most recent transactions

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
EPIQ Partners LLC	[2026-06-30]	SOLE	40,300	349,772
Hennion & Walsh Asset Management Inc	[2026-06-30]	SOLE	183,960	183,960
Confluence Investment Management LLC	[2026-06-30]	DFND	0	42,438
Significant Wealth Partners LLC	[2026-06-30]	SOLE	0	29,349
Independent Financial Group LLC	[2026-06-30]	SOLE	0	28,066
Sound Income Strategies LLC	[2026-06-30]	SOLE	21,604	21,604
Confluence Investment Management LLC	[2026-06-30]	SOLE	21,415	21,415
Attessa Capital LLC	[2026-06-30]	SOLE	0	12,000
Smithbridge Asset Management Inc/DE	[2026-06-30]	SOLE	0	10,800
Alaska Retirement Management Board	[2026-06-30]	SOLE	2,501	2,501
Gamma Investing LLC	[2026-06-30]	DFND	660	660
Country Trust Bank	[2026-06-30]	DFND	0	600
Farther Finance Advisors LLC	[2026-06-30]	SOLE	0	253
Hilltop National Bank	[2026-06-30]	DFND	0	245
First Horizon Corp	[2026-06-30]	DFND	200	200
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