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| Thornburg Investment Management Inc
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| CRD # | 106357 |
| SEC # | 801-17853 |
| CIK # | 0001145020, 0000816153 |
| AUM | 54.45 B (2026-03-27) |
| Employees | 219 (18% Investors, 30% Brokers) |
| Fees | |
| Minimum | |
| Phone | 505-467-7283 |
| Address | 2300 North Ridgetop Road Santa Fe, NM 87506 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| CIK | Period |
|---|---|
| 0001145020 0000816153 |
| Sector | Form 13F Holdings | Value ($B) |
|---|---|---|
| Total Sa | 1.1 | |
| Citigroup Inc | 0.9 | |
| AT&T Inc | 0.9 | |
| Broadcom Inc | 0.6 | |
| Astrazeneca PLC | 0.6 | |
| Merck & Co Inc | 0.4 | |
| CME Group Inc | 0.3 | |
| Transcanada Corp | 0.3 | |
| Taiwan Semiconductor Manufacturing Co Ltd | 0.2 | |
| Cisco Systems Inc | 0.2 | |
| Enbridge Inc | 0.2 | |
| AXA Equitable Holdings Inc | 0.2 | |
| Medtronic Holdings Ltd | 0.2 | |
| Home Depot Inc | 0.2 | |
| Regions Financial Corp | 0.2 | |
| Freeport McMoran Copper & Gold Inc | 0.2 | |
| Canadian Pacific Railway Ltd/Cn | 0.2 | |
| Linde PLC | 0.1 | |
| Alcon Inc | 0.1 | |
| Alphabet Inc | 0.1 | |
| South Bow Corp | 0.1 | |
| Ferrovial SE | 0.1 | |
| AbbVie Inc | 0.1 | |
| Kanzhun Ltd | 0.1 | |
| LyondellBasell Industries NV | 0.1 | |
| Alibaba Group Holding Ltd | 0.1 | |
| Schwab Charles Corp | 0.1 | |
| Facebook Inc | 0.1 | |
| Chimera Investment Corp | 0.1 | |
| SLR Investment Corp | 0.1 | Prev | Page 1 | Next |
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| RE | TREV 2021 EIV LLC | [2023-03-31] | 3.8 M | 2.7 M |
| Filed 2026-02-13 (D/A) · Exemption 506(b), 3(c)(1), 3(c) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Thornburg Multisector Opportunistic Fund QP LLC | [2015-03-31] | 30.3 M | |
| Filed 2026-02-05 (D/A) · Exemption 506(b), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Thornburg Developing World Fund | 2014-03-26 | 67.5 M | |
| Other | Thornburg Developing World Fund QP LLC | [2014-03-26] | 204.8 M | |
| Filed 2026-02-05 (D/A) · Exemption 506(b), 3(c)(7) · Minimum $2,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Thornburg Global Equity Ex-US Fund | 2014-03-26 | 6.3 M | |
| Other | Thornburg Global Equity Income Fund | 2014-03-26 | 2.8 M | |
| Other | Thornburg Global Opportunities Fund | 2014-03-26 | 6.6 M | |
| Other | Thornburg Investment Income Builder Fund | 2014-03-26 | 3.1 M | |
| Other | Thornburg International Equity Fund QP LLC | 2012-03-29 | 49.9 M | |
| HF | Thornburg Partners Fund LP | [2012-03-29] | 28.8 M | 46.2 M |
| Offered $500,000,000 · Filed 2016-02-09 (D/A) · Exemption 506(b), 3(c)(1), 3(c) · Minimum $50,000 · Remaining $471,200,800 · Duration More than one year · Net Assets Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 300 | 0.9 |
| (b) Individuals (high net worth individuals) | 187 | 0.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 25 | 49.5 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 35 | 2.5 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 8 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 6 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 52 | 0.3 |
| (n) Other | 22 | 0.8 |
| Total | 635 | 54.5 |
| By Discretionary | ||
| Discretionary | 635 | 54.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 635 | 54.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.1 | |
| United States Persons | 53.3 | |
| Total | 635 | 54.5 |
| Limited Partners | 2011 - 2026 |
|---|---|
| New Hampshire Retirement System | |
| Ohio Police & Firefighters | |
| Teachers' Retirement System of the City of New York |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Nimish Bhatt | Executive Officer | 12 | 3 | |
| Thornburg Investment Management Inc | Executive Officer | 5 | 2 | |
| Brian McMahon | Executive Officer | 5 | 2 | |
| NA Thornburg Investment Management Inc | Executive Officer | 4 | 2 | |
| Jason Brady | Executive Officer | 2 | 2 | |
| Garrett Thornburg | Executive Officer | 2 | 2 | |
| Bettie Kroutil | Director | 2 | 2 | |
| Brady Jason | Executive Officer | 1 | 1 | |
| Thornburg Real Estate Ventures LLC | Executive Officer | 1 | 1 | |
| Carolyn Dobbs | Executive Officer | 1 | 1 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| D | [0000816153] | |
| 13F-HR | [0001145020] | |
| SC 13G | [0001145020] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $94.4B |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund, Real Estate |
| LEI | 8HJ584LSUOXRY4R82794 |
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