Spotify

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Stock Issuer and Owners

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Spotify
TickerSPOT
CIK #0001639920
CUSIPL8681T102
SectorTechnology
IndustryRadio Broadcasting Stations
Phone46702204607
Address42-44, Avenue de La Gare
Luxembourg, L-1610
Source [EDGAR]
Market Cap, 13F ($)
1.00.80.60.40.20.02011201320152018
Business

We are a Luxembourg public limited liability company (société anonyme), which means that shareholders' liability is limited to their contributions to the company. The shares forming the share capital of a Luxembourg public limited liability company (société anonyme) may be publicly traded and registered on a stock exchange. Our legal name is "Spotify Technology S.A." and our commercial name is "Spotify." We were incorporated on December 27, 2006 as a Luxembourg private limited liability company (société à responsabilité limitée) and were transformed, on March 20, 2009, into a Luxembourg public limited liability company (société anonyme). The principal legislation under which we operate, and under which our ordinary share capital has been created, is the law of 10 August 1915 on commercial companies, as amended, and the law of 19 December 2002 on the register of commerce and companies and the accounting and annual accounts of undertakings and the regulations, as amended, made thereunder.

We are registered with the Luxembourg Trade and Companies' Register under number B.123.052. Our registered office is located at 42-44, avenue de la Gare L-1610 Luxembourg, Grand Duchy of Luxembourg, and our principal operational office is located at Regeringsgatan 19, 111 53 Stockholm, Sweden. Our agent for U.S. federal securities law purposes is Horacio Gutierrez, Head of Global Affairs and Chief Legal Officer, 150 Greenwich Street, 63rd Floor, New York, New York 10007.

On April 3, 2018, we completed a direct listing of the Company's ordinary shares on the NYSE.

CIK Filing 2011 - 2021
[0001639920] 6-K
[0001639920] D
[0001639920] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Morgan Stanley Spotify Technology SA [2020-02-14] 7.3
Price T Rowe Associates Inc /MD/ Spotify Technology SA [2020-02-14] 6.2
TCV VII LP Spotify Technology SA [2019-02-14] 1.8
EK Daniel G Spotify Technology SA [2019-02-12] 19.8
Lorentzon Sven Hans Martin Spotify Technology SA [2019-02-12] 12.7
Tencent Holdings Ltd Spotify Technology SA [2019-02-01] 5.0
Baillie Gifford & Co Spotify Technology SA [2019-01-16] 0.7
Tiger Global Management LLC Spotify Technology SA [2018-06-15] 6.6
MM Shares Owned of 179.7 MM Total
Firm Period DFND Voting Shares
Morgan Stanley [2020-09-30] DFND 14.3 17.9
Baillie Gifford & Co [2020-09-30] DFND 12.8 17.8
Price T Rowe Associates Inc /MD/ [2020-09-30] SOLE 5.2 13.4
Jennison Associates LLC [2020-09-30] DFND 4.0 4.1
Baillie Gifford & Co [2020-09-30] SOLE 3.1 3.7
BlackRock Inc. [2020-09-30] SOLE 2.9 3.4
Susquehanna International Group LLP [2020-09-30] DFND 0.5 3.3
Tiger Global Management LLC [2020-09-30] SOLE 3.2 3.2
Alecta Pensionsforsakring, Omsesidigt [2020-09-30] SOLE 2.3 2.3
AMF Pensionsforsakring AB [2020-09-30] SOLE 2.0 2.0
JPMorgan Chase & Co [2020-09-30] DFND 1.9 2.0
Wellington Management Co LLP [2020-09-30] DFND 0.0 1.8
State Street Corp [2020-09-30] DFND 1.2 1.4
Citadel Advisors LLC [2020-09-30] DFND 1.1 1.1
ARK Investment Management LLC [2020-09-30] SOLE 1.0 1.1
FMR LLC [2020-09-30] DFND 0.2 1.1
ING Investment Management LLC [2020-09-30] DFND 0.0 1.0
Jane Street Group LLC [2020-09-30] DFND 0.2 0.9
Goldman Sachs Group Inc [2020-09-30] DFND 0.8 0.9
PEAK6 Investments LLC [2020-09-30] DFND 0.8 0.8
Parallax Volatility Advisers, LLC [2020-09-30] SOLE 0.7 0.7
Tremblant Capital Group [2020-09-30] SOLE 0.7 0.7
Nikko Asset Management Americas Inc [2020-09-30] SOLE 0.5 0.7
Gilder Gagnon Howe & Co LLC [2020-09-30] DFND 0.0 0.7
Clearbridge Advisors, LLC [2020-09-30] SOLE 0.6 0.7
Nuveen Asset Management LLC [2020-09-30] DFND 0.6 0.6
Massachusetts Financial Services Co /MA/ [2020-09-30] SOLE 0.6 0.6
Ameriprise Financial Inc [2020-09-30] DFND 0.0 0.5
Bank of America Corp /DE/ [2020-09-30] DFND 0.0 0.5
Wells Fargo & Co/Mn [2020-09-30] DFND 0.3 0.5
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