SWK Holdings Corp

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SWK Holdings Corp
TickerSWKH
CIK #0001089907
CUSIP78501P104
SectorTechnology - Services-Prepackaged Software
Address5314 River Run Drive Suite 350, Provo, UT 84604
Source [EDGAR]
CIK Filing 2011 - 2025
[0001089907] 10-K
[0001089907] 10-Q
[0001089907] 3
[0001089907] 4
[0001089907] 8-K
[0001089907] SC 13D
[0001089907] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
M3 Partners LP SWK Holdings Corp [2022-07-11] 5.09
Cannell Capital LLC SWK Holdings Corp [2021-05-27] 11.0
Cannell Capital LLC SWK Holdings Corp [2021-02-16] 11.0
SWK Holdings Corp Cancer Genetics Inc [2015-10-19] 6.9
SWK Holdings Corp Nanosphere Inc [2015-05-26] 6.4
Form 3/4/5 Filer 2011 - 2025
Hatcher Robert K.
SWK Holdings Corp
Albright Jerry
Dotter Laurie L.
Staggs Joe David JR
Rice Adam
Owen Augustus Carlson 1997 A Trust
Julian Orlando Carlson 1997 A Trust
Carlson Lewis
Carlson Clint Duane
Carlson Foundation
Asgard Investment Corp.
Carlson Capital GP, L.P.
Carlson Capital, L.P.
Black Diamond Offshore Ltd.
Asgard Investment Corp. II
Double Black Diamond Offshore Ltd
Pennington Marcus Edward
Dicicco Wendy F
Heinrichson Yvette M
Black Winston L III
Baker Dana Blair
Stead Edward B
Fletcher Aaron G.L.
Haga Christopher W
Weinberg Michael
Double Black Diamond LP
Pope James Brett
Jacobson Charles M
Nemelka John Fritzen
Margolis Michael A
Clifford William Thaddeus
Burgon Paul
Black Diamond Relative Value Offshore Ltd.
Form 13F Holdings
Firm Period DFND Voting Shares
Carlson Capital LP [2025-06-30] SOLE 8,493,088 8,493,088
M3F Inc [2025-06-30] SOLE 698,428 698,428
Cannell Capital LLC [2025-06-30] SOLE 314,619 314,619
Vanguard Group Inc [2025-06-30] SOLE 0 198,396
BlackRock, Inc. [2025-06-30] SOLE 140,485 144,512
Bridgeway Capital Management LLC [2025-06-30] SOLE 114,277 114,277
Geode Capital Management LLC [2025-06-30] DFND 75,316 75,316
Raymond James Financial Inc [2025-06-30] DFND 0 74,657
Empowered Funds LLC [2025-06-30] OTR 57,072 57,072
State Street Corp [2025-06-30] DFND 43,157 49,657
Rangeley Capital LLC [2025-06-30] SOLE 41,000 41,000
Renaissance Technologies LLC [2025-06-30] SOLE 37,200 37,200
Dimensional Fund Advisors LP [2025-06-30] SOLE 36,285 36,285
Northern Trust Corp [2025-06-30] DFND 32,854 32,854
Millennium Management LLC [2025-06-30] SOLE 29,272 29,272
Morgan Stanley [2025-06-30] DFND 27,551 28,882
Dynamic Advisor Solutions LLC [2025-06-30] SOLE 0 22,532
Grace & White Inc /NY [2025-06-30] SOLE 18,721 18,721
Acadian Asset Management LLC [2025-06-30] DFND 18,177 18,177
GSA Capital Partners LLP [2025-06-30] SOLE 12,637 12,637
Royal Bank of Canada [2025-06-30] DFND 127 12,327
Dimensional Fund Advisors LP [2025-06-30] DFND 0 12,312
Citadel Advisors LLC [2025-06-30] DFND 11,102 11,102
State of Wyoming [2025-06-30] SOLE 5,903 5,903
Bank of America Corp /DE/ [2025-06-30] DFND 374 5,595
Barclays PLC [2025-06-30] SOLE 5,407 5,407
RhumbLine Advisers [2025-06-30] SOLE 1,087 4,752
JPMorgan Chase & Co [2025-06-30] DFND 2,334 3,771
Vanguard Group Inc [2025-06-30] DFND 0 2,662
UBS Group AG [2025-06-30] DFND 2,310 2,310
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