Tri-Continental Corp

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Tri-Continental Corp
TickerTY
CIK #0000099614
CUSIP895436103
Sector -
Address290 Congress Street, Boston, MA 02210
Source [EDGAR]
CIK Filing 2011 - 2024
[0000099614] 3
[0000099614] 4
[0000099614] 5
[0000099614] 8-K
Form 3/4/5 Filer 2011 - 2024
Tri-Continental Corp
Carrig Janet
Lee Grace
Hacker Douglas A
Nusinzon Oleg
Beckman Daniel
Tannuzzo Gene R
Petersen Christopher O.
Engelking Brian M.
Yeager Sandra
Sivaraman Raghavendran
Cleasby Jonathan C
King David L
Carlton Pamela G
Gallagher Brian J
Santomero Anthony M
Beranek Joseph
Jin Yan
Albanese Peter
Couto Scott E
Boudreau Edward J Jr.
Batejan George S
Cielinski James Robert
Shaw Minor M
Condon Brian Matthew
Mergen Melda
Landes William J
Harasimowicz Stephen J.
Hawkins William A.
Kephart-Strong Geralynn A
Larrenaga Ryan Collins
Paglia Catherine James
Kringdon Joseph Dale
Welsh Stephen T.
White Todd
Carmichael William P
Faria Lee
Knight Jeffrey
Poole Kevin G.
McGuire Thomas P
Buckley Oliver E
Form 13F Holdings
Firm Period DFND Voting Shares
Morgan Stanley [2023-03-31] DFND 33,122.0 693,906.0
Bard Financial Services Inc [2023-03-31] SOLE 0.0 621,189.0
Lazard Asset Management LLC [2023-03-31] SOLE 451,748.0 451,748.0
Blue Bell Private Wealth Management LLC [2023-03-31] SOLE 362,500.0 423,497.0
Allspring Global Investments Holdings, LLC [2023-03-31] DFND 398,546.0 398,546.0
Raymond James & Associates [2023-03-31] SOLE 0.0 323,538.0
Wells Fargo & Company/MN [2023-03-31] DFND 241.0 268,154.0
Dubuque Bank & Trust Co [2023-03-31] SOLE 263,667.0 263,667.0
Relative Value Partners Group LLC [2023-03-31] SOLE 256,108.0 256,108.0
Raymond James Financial Services Advisors Inc [2023-03-31] SOLE 0.0 253,926.0
UBS Group AG [2023-03-31] DFND 0.0 252,339.0
Uncommon Cents Investing LLC [2023-03-31] SOLE 0.0 171,929.0
Stifel Financial Corp [2023-03-31] DFND 144,723.0 147,014.0
Commonwealth Equity Services LLC [2023-03-31] SOLE 0.0 107,872.0
Hennion & Walsh Asset Management Inc [2023-03-31] SOLE 98,531.0 98,531.0
DA Davidson & Co [2023-03-31] SOLE 86,922.0 86,922.0
1620 Investment Advisors Inc [2023-03-31] SOLE 0.0 85,970.0
Integrated Wealth Concepts LLC [2023-03-31] SOLE 0.0 84,769.0
Advisor Group Holdings Inc [2023-03-31] DFND 25,395.0 76,699.0
Capstone Financial Advisors Inc [2023-03-31] SOLE 0.0 75,513.0
RB Capital Management LLC [2023-03-31] SOLE 59,281.0 59,281.0
First Trust Advisors LP [2023-03-31] SOLE 57,959.0 57,959.0
Royal Bank of Canada [2023-03-31] DFND 53,870.0 54,570.0
Stolper Co [2023-03-31] SOLE 0.0 54,328.0
Cambridge Investment Research Advisors Inc [2023-03-31] SOLE 0.0 52,864.0
Bank of America Corp /DE/ [2023-03-31] DFND 11,091.0 52,055.0
Royal Bank of Canada [2023-03-31] SOLE 47,035.0 47,035.0
Transform Wealth LLC [2023-03-31] SOLE 0.0 45,992.0
Albion Financial Group /UT [2023-03-31] SOLE 0.0 42,042.0
Whitener Capital Management Inc [2023-03-31] SOLE 33,892.0 33,892.0
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