Upland Software Inc

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Upland Software Inc
TickerUPLD
CIK #0001505155
CUSIP91544A109
SectorTechnology
IndustryServices-Prepackaged Software
Phone8559447526
Address401 Congress Ave Suite 1850
Austin, TX 78701
Source [EDGAR]
Market Cap, 13F ($)
Business

Upland provides cloud-based enterprise work management software that enables organizations to plan, manage and execute projects and work. Our software applications address diverse enterprise work challenges and our four cloud offerings are as follows:

-Customer Experience Management Cloud. The Upland Customer Experience Management Cloud, or CXM Cloud, enables organizations to manage the complete customer lifecycle from awareness to acquisition to advocacy across multiple channels - including email, short message service, or SMS, multimedia messaging service, or MMS, web, social, and mobile apps.

-Enterprise Sales and Marketing Cloud. The Upland Enterprise Sales and Marketing Cloud, or ESM Cloud, enables sales and marketing organizations to optimize sales activities, digital content production, automate key proposal and reference processes, and track key metrics to more effectively and predictably drive revenue retention and growth.

CIK Filing 2011 - 2023
[0001505155] 10-K
[0001505155] 10-Q
[0001505155] 3
[0001505155] 4
[0001505155] 5
[0001505155] 8-K
[0001505155] D
[0001505155] SC 13D
[0001505155] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Vanguard Group Inc Upland Software Inc [2023-02-09] 7.76
Ulysses Aggregator LP Upland Software Inc [2022-08-25] 17.2
Marathon Asset Mgmt Ltd Upland Software Inc [2022-01-28] 0.2
ESW Capital LLC Upland Software Inc [2021-05-26] 6.0
CDAM UK Ltd Upland Software Inc [2021-02-11] 5.3
BlackRock Inc Upland Software Inc [2020-02-07] 6.2
Portolan Capital Management LLC Upland Software Inc [2019-10-21] 5.03
BlackRock Inc Upland Software Inc [2019-02-08] 5.2
Park West Asset Management LLC Upland Software Inc [2017-12-26] 0.8
ESW Capital LLC Upland Software Inc [2015-06-23] 22.2
ESW Capital LLC Upland Software Inc [2015-01-26] 19.0
Global Undervalued Securities Master Fund LP Upland Software Inc [2014-12-12] 5.7
McDonald John T Upland Software Inc [2014-11-21] 13.9
Austin Ventures IX LP Upland Software Inc [2014-11-14] 6.0
Form 3/4/5 Filer 2011 - 2023
Upland Software, Inc.
Miller Paul Kenneth
Gill Kinloch III
McDonald John T
Doman Dan
Hill Michael Douglass
Burk Ian
Courter Stephen E
Chung David H S
Ulysses Aggregator LP
HGGC Fund IV GP Ltd
May David
Walsh Teresa Miles
Ross Joe
Favaron Rodney C
Mattox Timothy
ESW Capital, LLC
Liemandt Joseph
EPM Live, Inc.
Wave Systems Corp
Aragona Joseph C
Siegel Philip S
Pacitti Christopher A
Deangelis Kenneth P
AV Partners IX LLC
AV Partners IX LP
AV Partners X, L.P.
AV Partners X, L.L.C.
Austin Ventures IX LP
Austin Ventures X LP
Thornton John D
Kleinheinz John B
Global Undervalued Securities Master Fund LP
Kleinheinz Capital Partners Inc
MJBW Investments, LP
MJBW Genpar, LLC
Sarracino Steven
Acorn Performance Group Inc
Henley R Brian
Melik Ludwig
Shares Owned of Total
Firm Period DFND Voting Shares
Vanguard Group Inc [2023-03-31] SOLE 0.0 2,463,827.0
BlackRock Inc. [2023-03-31] SOLE 2,419,179.0 2,456,965.0
B Riley Asset Management LLC [2023-03-31] SOLE 1,225,851.0 1,225,851.0
Hodges Capital Management Inc [2023-03-31] SOLE 831,654.0 1,133,986.0
D. E. Shaw & Co., Inc. [2023-03-31] DFND 1,069,639.0 1,082,640.0
Millennium Management LLC [2023-03-31] SOLE 888,256.0 888,256.0
Ameriprise Financial Inc [2023-03-31] DFND 0.0 879,583.0
JPMorgan Chase & Co [2023-03-31] DFND 726,328.0 865,914.0
New South Capital Management Inc [2023-03-31] SOLE 601,631.0 849,041.0
AQR Capital Management LLC [2023-03-31] DFND 687,103.0 764,856.0
Invenomic Capital Management LP [2023-03-31] SOLE 664,000.0 664,000.0
Needham Investment Management LLC [2023-03-31] DFND 650,000.0 650,000.0
Citadel Advisors LLC [2023-03-31] DFND 644,072.0 644,072.0
Acadian Asset Management LLC [2023-03-31] DFND 640,193.0 640,193.0
Marathon Asset Management Ltd [2023-03-31] SOLE 597,780.0 640,000.0
Hillsdale Investment Management Inc [2023-03-31] SOLE 594,806.0 594,806.0
Boothbay Fund Management LLC [2023-03-31] OTR 0.0 576,265.0
Geode Capital Management LLC [2023-03-31] DFND 574,335.0 574,335.0
State Street Corp [2023-03-31] DFND 496,318.0 526,861.0
Rice Hall James & Associates LLC [2023-03-31] SOLE 389,918.0 423,933.0
Federated Hermes Inc [2023-03-31] DFND 391,410.0 391,410.0
Assenagon Asset Management S.A. [2023-03-31] SOLE 382,136.0 382,136.0
Renaissance Technologies LLC [2023-03-31] SOLE 67,065.0 347,917.0
First Eagle Investment Management LLC [2023-03-31] SOLE 328,204.0 328,204.0
Prudential Financial Inc [2023-03-31] DFND 34,855.0 290,055.0
Public Employees Retirement System of Ohio [2023-03-31] SOLE 289,577.0 289,577.0
Palogic Value Management LP [2023-03-31] SOLE 265,000.0 265,000.0
Dimensional Fund Advisors LP [2023-03-31] SOLE 241,518.0 262,126.0
Northern Trust Corp [2023-03-31] DFND 1,811.0 253,831.0
Royce & Associates LP [2023-03-31] SOLE 244,100.0 244,100.0
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