Upland Software Inc

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Upland Software Inc
TickerUPLD
CIK #0001505155
CUSIP91544A109
SectorTechnology - Services-Prepackaged Software
Address401 Congress Ave Suite 1850, Austin, TX 78701
Source [EDGAR]
Reg D Offering (Form D) Filed Raised Terms
Upland Software Inc 2014-01-02 19.8 M Exemption: 506(b) · Remaining: $3,138 · Duration: One year or less · Revenue: Decline to Disclose
Silverback Acquisition Corp 2010-11-10 11.6 M Exemption: 506 · Duration: One year or less · Revenue: Decline to Disclose
CIK Filing 2011 - 2026
[0001505155] 10-K
[0001505155] 10-Q
[0001505155] 3
[0001505155] 4
[0001505155] 5
[0001505155] 8-K
[0001505155] D
[0001505155] SC 13D
[0001505155] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
van Schaick Petrus Paulus Upland Software Inc [2025-01-30] 0.0
Castleknight Master Fund LP Upland Software Inc [2024-08-08] 5.1
Vanguard Group Inc Upland Software Inc [2023-02-09] 7.76
Ulysses Aggregator LP Upland Software Inc [2022-08-25] 17.2
Marathon Asset Mgmt Ltd Upland Software Inc [2022-01-28] 0.2
ESW Capital LLC Upland Software Inc [2021-05-26] 6.0
CDAM UK Ltd Upland Software Inc [2021-02-11] 5.3
BlackRock Inc Upland Software Inc [2020-02-07] 6.2
Portolan Capital Management LLC Upland Software Inc [2019-10-21] 5.03
BlackRock Inc Upland Software Inc [2019-02-08] 5.2
Park West Asset Management LLC Upland Software Inc [2017-12-26] 0.8
ESW Capital LLC Upland Software Inc [2015-06-23] 22.2
ESW Capital LLC Upland Software Inc [2015-01-26] 19.0
Global Undervalued Securities Master Fund LP Upland Software Inc [2014-12-12] 5.7
McDonald John T Upland Software Inc [2014-11-21] 13.9
Austin Ventures IX LP Upland Software Inc [2014-11-14] 6.0
Form 3/4/5 Filer 2011 - 2026
Upland Software Inc
Doman Dan
Hill Michael Douglass
Nathaniel Sean
McDonald John T
Mattox Timothy
May David
Walsh Teresa Miles
Chung David H S
Courter Stephen E
Cummings Karen
Smith Matthew Harnden
Yates Oliver Robert MacFarlane
Breslin Matthew
Miller Paul Kenneth
Gill Kinloch III
Ross Joe
Burk Ian
Ulysses Aggregator LP
HGGC Fund IV GP Ltd
Favaron Rodney C
ESW Capital LLC
Liemandt Joseph
Hipcricket Inc
Wave Systems Corp
AV Partners IX LLC
AV Partners IX LP
Austin Ventures X LP
AV Partners X LP
AV Partners X LLC
Austin Ventures IX LP
Aragona Joseph C
Siegel Philip S
Pacitti Christopher A
Deangelis Kenneth P
Thornton John D
MJBW GenPar LLC
MJBW Investments LP
Kleinheinz Capital Partners Inc
Global Undervalued Securities Master Fund LP
Kleinheinz John B
Sarracino Steven
Acorn Performance Group Inc
Henley R Brian
Melik Ludwig
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Doman Dan
Common Stock
2026-03-16 Tax withheld 33,491 $0.54 18,085
McDonald John T
Common Stock
2026-03-16 Tax withheld 18,605 $0.54 10,047
Hill Michael Douglass
Common Stock
2026-03-16 Tax withheld 8,931 $0.54 4,823
Doman Dan
Common Stock
2026-02-27 Grant 100,000 $0.00
Hill Michael Douglass
Common Stock
2026-02-23 Grant 70,000 $0.00
Doman Dan
Common Stock
2026-02-23 Grant 150,000 $0.00
Doman Dan
Common Stock
2025-12-16 Tax withheld 24,595 $1.49 36,647
McDonald John T
Common Stock
2025-12-16 Tax withheld 19,677 $1.49 29,319
Hill Michael Douglass
Common Stock
2025-12-16 Tax withheld 8,856 $1.49 13,195
Chung David H S
Common Stock
2025-10-27 Grant 25,000 $0.00
Walsh Teresa Miles
Common Stock
2025-10-27 Grant 25,000 $0.00
Courter Stephen E
Common Stock
2025-10-27 Grant 25,000 $0.00
Mattox Timothy
Common Stock
2025-10-27 Grant 25,000 $0.00
May David
Common Stock
2025-10-27 Grant 25,000 $0.00
Common Stock
2025-09-16 Tax withheld 22,956 $2.48 56,931
Common Stock
2025-09-16 Tax withheld 26,236 $2.48 65,065
Common Stock
2025-09-16 Tax withheld 11,152 $2.48 27,657
Common Stock
2025-09-11 Sell 14,438 $2.36 34,074
Cummings Karen
Common Stock
2025-06-30 Tax withheld 40,993 $1.95 79,936
Hill Michael Douglass
Common Stock
2025-06-16 Tax withheld 11,152 $1.84 20,520
showing 20 of 200 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 47 10,122,485
2025-12-31 59 13,610,643
2025-09-30 70 12,674,437
2025-06-30 68 13,101,307
2025-03-31 72 13,628,387
2024-12-31 76 13,920,862
2024-09-30 70 14,779,621
2024-06-30 66 15,415,412
2024-03-31 81 18,223,942
2023-12-31 97 19,817,045
2023-09-30 85 23,360,414
2023-06-30 93 25,215,176
Form 13F Holdings
Firm Period DFND Voting Shares
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