WhiteHorse Finance Inc

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WhiteHorse Finance Inc
TickerWHF
CIK #0001552198
CUSIP96524V106
Sector -
Address1450 Brickell Avenue, 31St Floor, Miami, FL 33131
Source [EDGAR]
Reg D Offering (Form D) Filed Raised Terms
WhiteHorse Finance Inc 2012-12-14 Exemption: 506 · Remaining: $7,090,095 · Duration: One year or less · Revenue: Decline to Disclose
CIK Filing 2011 - 2026
[0001552198] 10-K
[0001552198] 10-Q
[0001552198] 3
[0001552198] 4
[0001552198] 8-K
[0001552198] D
[0001552198] SC 13D
[0001552198] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Hamilton Lane Advisors LLC WhiteHorse Finance Inc [2018-02-14] 5.7
Advisors Asset Management Inc WhiteHorse Finance Inc [2016-02-10] 5.266
Deutsche Bank AG WhiteHorse Finance Inc [2013-02-15] 5.97
[2012-12-19] None
[2012-12-19] None
Form 3/4/5 Filer 2011 - 2026
WhiteHorse Finance Inc
Bolduc John
Aronson Stuart D
Volpe John Paul
Thomas Joyson
Mnaymneh Sami
Tamer Anthony
Collazos Marco A
Smith G Stacy
Frier Rick Patrick
Burke Kevin Francis
Puckett Rick D
Giordano Edward J
Lombard Gerhard
Carvell James Demus III
Davis Tom C
Markert William D
Underwood Ethan M
Pease Alexander W
Merrick Alastair G C
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Aronson Stuart D
Common Stock, par value $0.001 per share
2026-03-23 Buy 8,000 $6.95 55,600
Aronson Stuart D
Common Stock, par value $0.001 per share
2026-03-20 Buy 5,000 $7.10 35,500
Bolduc John
Common Stock, par value $0.001 per share
2026-03-16 Buy 4,195 $7.13 29,910
Bolduc John
Common Stock, par value $0.001 per share
2026-03-16 Buy 4,195 $7.12 29,868
Bolduc John
Common Stock, par value $0.001 per share
2026-03-13 Buy 4,195 $7.14 29,952
Volpe John Paul
Common Stock, par value $0.001 per share
2026-03-13 Buy 1,000 $7.18 7,180
Bolduc John
Common Stock, par value $0.001 per share
2026-03-13 Buy 4,195 $7.14 29,952
Bolduc John
Common Stock, par value $0.001 per share
2026-03-12 Buy 4,195 $7.14 29,952
Bolduc John
Common Stock, par value $0.001 per share
2026-03-12 Buy 4,195 $7.14 29,952
Bolduc John
Common Stock, par value $0.001 per share
2026-03-06 Buy 4,138 $7.25 30,000
Bolduc John
Common Stock, par value $0.001 per share
2026-03-06 Buy 4,138 $7.25 30,000
Bolduc John
Common Stock, par value $0.001 per share
2026-03-05 Buy 4,196 $7.11 29,834
Bolduc John
Common Stock, par value $0.001 per share
2026-03-05 Buy 4,196 $7.12 29,876
Thomas Joyson
Common Stock, par value $0.001 per share
2025-12-24 Buy 4,502 $7.01 31,559
Bolduc John
Common Stock, par value $0.001 per share
2025-12-24 Buy 4,361 $6.99 30,483
Bolduc John
Common Stock, par value $0.001 per share
2025-12-24 Buy 4,613 $6.99 32,245
Bolduc John
Common Stock, par value $0.001 per share
2025-12-23 Buy 7,100 $7.00 49,700
Bolduc John
Common Stock, par value $0.001 per share
2025-12-23 Buy 7,100 $6.99 49,629
Volpe John Paul
Common Stock, par value $0.001 per share
2025-12-23 Sell 1,000 $6.82 6,820
Aronson Stuart D
Common Stock, par value $0.001 per share
2025-12-23 Buy 7,000 $6.80 47,600
showing 20 of 200 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 50 3,394,472
2025-12-31 58 3,595,509
2025-09-30 49 3,340,816
2025-06-30 52 3,281,302
2025-03-31 52 3,401,755
2024-12-31 62 3,507,268
2024-09-30 56 3,228,808
2024-06-30 63 3,600,044
2024-03-31 57 3,354,744
2023-12-31 59 3,202,225
2023-09-30 55 2,900,968
2023-06-30 53 2,892,126
Form 13F Holdings
Firm Period DFND Voting Shares
Sound Income Strategies LLC [2026-06-30] SOLE 70,994 70,994
NorthStar Advisory Group LLC [2026-06-30] SOLE 0 11,777
Highline Wealth Partners LLC [2026-06-30] SOLE 3,269 3,270
Farther Finance Advisors LLC [2026-06-30] SOLE 0 775
JFS Wealth Advisors LLC [2026-06-30] SOLE 0 85
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