WhiteHorse Finance Inc

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WhiteHorse Finance Inc
TickerWHF
CIK #0001552198
CUSIP96524V106
Sector -
Address1450 Brickell Avenue, 31St Floor, Miami, FL 33131
Source [EDGAR]
CIK Filing 2011 - 2025
[0001552198] 10-K
[0001552198] 10-Q
[0001552198] 3
[0001552198] 4
[0001552198] 8-K
[0001552198] D
[0001552198] SC 13D
[0001552198] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Hamilton Lane Advisors LLC WhiteHorse Finance Inc [2018-02-14] 5.7
Advisors Asset Management Inc WhiteHorse Finance Inc [2016-02-10] 5.266
Deutsche Bank AG WhiteHorse Finance Inc [2013-02-15] 5.97
[2012-12-19] None
[2012-12-19] None
Form 3/4/5 Filer 2011 - 2025
Bolduc John
WhiteHorse Finance, Inc.
Mnaymneh Sami
Tamer Anthony
Volpe John Paul
Thomas Joyson
Collazos Marco A.
Aronson Stuart D
Smith G Stacy
Frier Rick Patrick
Burke Kevin Francis
Puckett Rick D
Giordano Edward J.
Lombard Gerhard
Carvell James Demus III
Davis Tom C
Markert William D
Underwood Ethan M.
Pease Alexander W
Merrick Alastair G C
Form 13F Holdings
Firm Period DFND Voting Shares
Sound Income Strategies LLC [2025-06-30] SOLE 0 942,066
Two Sigma Advisers LP [2025-06-30] SOLE 300,952 310,852
Ethos Financial Group LLC [2025-06-30] SOLE 0 205,673
Bank of America Corp /DE/ [2025-06-30] DFND 185,004 185,004
Two Sigma Investments LP [2025-06-30] SOLE 181,247 181,247
Legal & General Group Plc [2025-06-30] DFND 156,602 156,602
Basso Capital Management LP [2025-06-30] SOLE 120,138 120,138
BlackRock, Inc. [2025-06-30] SOLE 105,439 105,439
Advisors Asset Management Inc [2025-06-30] SOLE 69,858 69,858
Blue Trust, Inc. [2025-06-30] SOLE 67,437 67,437
Gables Capital Management Inc [2025-06-30] SOLE 64,082 64,082
Squarepoint Ops LLC [2025-06-30] DFND 0 60,078
UBS Group AG [2025-06-30] DFND 18,298 58,822
Virtus Investment Advisers, LLC [2025-06-30] OTR 0 58,256
Tidal Investments LLC [2025-06-30] SOLE 50,570 50,570
Trexquant Investment LP [2025-06-30] SOLE 47,619 47,619
Cambridge Investment Research Advisors Inc [2025-06-30] SOLE 0 47,237
Marshall Wace LLP [2025-06-30] OTR 0 42,240
Royal Bank of Canada [2025-06-30] DFND 38,522 38,901
Qube Research & Technologies Ltd [2025-06-30] SOLE 31,753 31,753
Raymond James Financial Inc [2025-06-30] DFND 0 31,477
Dimension Capital Management LLC [2025-06-30] SOLE 28,337 28,337
Avantax Advisory Services Inc [2025-06-30] SOLE 0 27,570
Bard Associates Inc [2025-06-30] SOLE 0 24,070
Citadel Advisors LLC [2025-06-30] DFND 23,600 23,600
LPL Financial LLC [2025-06-30] SOLE 0 22,550
Snowden Capital Advisors LLC [2025-06-30] SOLE 20,800 20,800
Northern Trust Corp [2025-06-30] DFND 19,943 19,943
Commonwealth Equity Services LLC [2025-06-30] SOLE 0 19,886
Morgan Stanley [2025-06-30] DFND 386 18,667
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