XAI Octagon Floating Rate & Alternative Income Term Trust

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XAI Octagon Floating Rate & Alternative Income Term Trust
TickerXFLT
CIK #0001703079
CUSIP98400T304
Sector -
Address321 North Clark Street #2430, Chicago, IL 60654
Source [EDGAR]
CIK Filing 2011 - 2026
[0001703079] 3
[0001703079] 4
[0001703079] 5
[0001703079] 8-K
[0001703079] SC 13D
[0001703079] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Sit Investment Associates Inc XAI Octagon Floating Rate & Alternative Income Trust [2026-01-06] 0.0
Sun Life Assurance Co of Canada XAI Octagon Floating Rate & Alternative Income Trust [2025-11-05] 0.0
Sun Life Financial Inc XAI Octagon Floating Rate & Alternative Income Trust [2025-11-05] 0.0
Eagle Point Credit Management LLC XAI Octagon Floating Rate & Alternative Income Trust [2024-02-08] 6.75
Eagle Point Credit Management LLC XAI Octagon Floating Rate & Alternative Income Term Trust [2021-09-20] 29.8
Eagle Point Credit Management LLC XAI Octagon Floating Rate & Alternative Income Term Trust [2021-04-22] 0.7
Karpus Management Inc XAI Octagon Floating Rate & Alternative Income Term Trust [2021-04-09] 27.26
Form 3/4/5 Filer 2011 - 2026
XAI Octagon Floating Rate & Alternative Income Trust
Spence John Yogi
Flynn Kimberly Ann
McCulloch Benjamin
Brombach Theodore J
Gordon Andrew David
Meyers William T
Law Lauren Kristen
Woo Lisa
Arment Madeline
Jones Scott C
Roessler Randi Jean
Uhl Theodore
Franklin Philip G
McGarrity John P
Eagle Point Credit Management LLC
Eagle Point Core Income Fund LP
Eagle Point DIF GP I LLC
Eagle Point CIF GP I LLC
EP DIF Cayman I LP
Gleason Sean Michael
Mullins Derek Jason
Boger Maegan Gallagher
Dingens Gregory
Basmadjian Lauren Michelle
Cupps Danielle
Lee Sungho Matthew
XA Investments LLC
Mohr Gretchen Mae
Nechamkin Michael Bennett
Octagon Credit Investors LLC
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Spence John Yogi
Common Shares of Beneficial Ownership
2026-02-19 Buy 5,000 $3.90 19,500
Spence John Yogi
Common Shares of Beneficial Ownership
2025-12-24 Gift 7,811 $0.00
McCulloch Benjamin
Common Shares of Beneficial Interest
2025-12-24 Other 3,389 $0.00
Flynn Kimberly Ann
Common Shares of Beneficial Interest
2025-12-24 Other 3,504 $0.00
Brombach Theodore J
Common Shares of Beneficial Ownership
2025-12-24 Gift 7,811 $0.00
Law Lauren Kristen
Common shares
2025-10-24 Buy 20,000 $5.01 100,200
Common shares of beneficial ownership
2025-09-11 Sell 13,008.63 $5.62 73,109
Spence John Yogi
Common Shares of Beneficial Ownership
2025-02-21 Buy 2,000 $6.38 12,760
Spence John Yogi
Common Shares of Beneficial Ownership
2025-02-19 Buy 3,000 $6.41 19,230
Spence John Yogi
Common Shares of Beneficial Ownership
2024-12-19 Buy 2,000 $6.50 13,000
McCulloch Benjamin
Common Shares of Beneficial Ownership
2024-12-18 Other 2,857 $0.00
Brombach Theodore J
Common Shares of Beneficial Ownership
2024-12-18 Other 6,052 $0.00
Spence John Yogi
Common Shares of Beneficial Ownership
2024-12-18 Other 6,052 $0.00
Flynn Kimberly Ann
Common Shares of Beneficial Ownership
2024-12-18 Other 3,004 $0.00
Spence John Yogi
Common Shares of Beneficial Ownership
2024-07-17 Buy 831 $0.00
Brombach Theodore J
Common shares of beneficial ownership
2024-07-17 Other 831 $0.00
Brombach Theodore J
Common shares of beneficial ownership
2024-07-10 Other 2,390 $0.00
Spence John Yogi
Common Shares of Beneficial Ownership
2024-07-10 Other 2,390 $0.00
Spence John Yogi
Common Shares of Beneficial Ownership
2024-05-21 Gift 6,000 $0.00
Brombach Theodore J
Common Shares of Beneficial Ownership
2024-05-10 Buy 3,450 $7.13 24,598
showing 20 of 200 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 55 3,231,119
2025-12-31 94 14,867,518
2025-09-30 81 8,437,264
2025-06-30 75 7,168,588
2025-03-31 82 7,722,796
2024-12-31 81 6,379,143
2024-09-30 61 4,565,095
2024-06-30 62 4,379,074
2024-03-31 62 3,941,913
2023-12-31 58 2,964,879
2023-09-30 54 2,646,035
2023-06-30 51 2,435,309
Form 13F Holdings
Firm Period DFND Voting Shares
Corecap Advisors LLC [2026-06-30] SOLE 0 2,916
Highline Wealth Partners LLC [2026-06-30] SOLE 300 300
Thurston Springer Miller Herd & Titak Inc [2026-06-30] SOLE 220 220
FNY Investment Advisers LLC [2026-06-30] SOLE 200 200
Byrne Asset Management LLC [2026-06-30] SOLE 200 200
Allied Private Wealth LLC [2026-06-30] SOLE 152 152
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