|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| Octagon Credit Investors LLC
✚
|
|
|---|---|
| CRD # | 155336 |
| SEC # | 801-71998 |
| CIK # | 0001717906 |
| AUM | $34.3 B (2025-07-21) |
| Employees | 92 (46% Investors, 20% Brokers) |
| Phone | 212-400-8400 |
| Address | 250 Park Avenue New York, NY 10177 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| SA | Octagon 69 Ltd | 2025-03-25 | 499.4 | |
| Other | Octagon 72 Ltd Warehouse | 2025-03-25 | 46.5 | |
| Other | Octagon 73 Ltd Warehouse | 2025-03-25 | 95.6 | |
| Other | Octagon 74 Ltd Warehouse | 2025-03-25 | 250.1 | |
| Other | Octagon 75 Ltd Warehouse | 2025-03-25 | 440.7 | |
| Other | Octagon 76 Ltd Warehouse | 2025-03-25 | 11.0 | |
| Other | Octagon CLO Balanced Income Fund Ltd | 2025-03-25 | 117.4 | |
| PE | Octagon Direct Lending Fund I LP | 2025-03-25 | 108.3 | |
| SA | Octagon 63 Ltd | 2024-03-22 | 400.0 | |
| SA | Octagon 65 Ltd | 2024-03-22 | 498.0 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 1 | 0.0 |
| (d) Investment companies | 2 | 0.8 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 70 | 30.1 |
| (g) Pension and profit sharing plans | 5 | 1.5 |
| (h) Charitable organizations | 1 | 0.1 |
| (i) State or municipal government entities | 1 | 0.2 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 40 | 1.6 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 121 | 34.3 |
| By Discretionary | ||
| Discretionary | 120 | 34.2 |
| Non-Discretionary | 1 | 0.0 |
| Total | 121 | 34.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 30.5 | |
| United States Persons | 3.8 | |
| Total | 121 | 34.3 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| William Shaw | 92 | |||
| Kimberly Melen | 36 | |||
| Glenn Mitchell | 32 | |||
| Guggenheim Partners Investment Management LLC | 36 | |||
| Donald Young | 29 | |||
| Stephen Murray | 7 | |||
| Andrew Gordon | 47 | |||
| John Dudzik | 9 | |||
| Lauren Basmadjian | 9 | |||
| Zachary Viders | 5 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 3 | [0001717906] | |
| 4 | [0001717906] |
| Form 3/4/5 Subject | 2011 - 2025 |
|---|---|
| Octagon Credit Investors, LLC | |
| Octagon XAI CLO Income Fund | |
| XAI Octagon Floating Rate & Alternative Income Trust |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Intermediate Capital Group Inc
✚
|
NY | 37.7 |
|
Invesco Senior Secured Management Inc
✚
|
NY | 37.4 |
|
Blackstone Liquid Credit Strategies LLC
✚
|
NY | 37.3 |
|
Silver Point Capital LP
✚
|
CT | 37.1 |
|
Templeton Asset Management Ltd
✚
|
35.6 | |
|
Sound Point Capital Management LP
✚
|
NY | 34.5 |
|
StepStone Group Real Assets LP
✚
|
CA | 33.1 |
|
Marshall Wace North America LP
✚
|
NY | 33.0 |
|
Fundsmith LLP
✚
|
30.6 | |
|
Blackstone Credit Systematic Strategies LLC
✚
|
NY | 30.1 |