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| Octagon Credit Investors LLC
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|---|---|
| CRD # | 155336 |
| SEC # | 801-71998 |
| CIK # | 0001717906 |
| AUM | 35.05 B (2026-03-30) |
| Employees | 100 (43% Investors, 16% Brokers) |
| Phone | 212-400-8400 |
| Address | 250 Park Avenue New York, NY 10177 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| In the News | |
|---|---|
| Tue, 28 Jul 2026 | Octagon Credit Investors Issues Response to Liquidity Plan by XAI Floating Board — marketscreener.com |
| Mon, 27 Jul 2026 | Octagon Credit Investors Issues Letter to Shareholders of XAI Floating — marketscreener.com |
| Mon, 27 Jul 2026 | XAI Floating Rate & Alternative Income Trust and Octagon Credit Investors Campaign Ahead of King Street Sub-Adviser Vote — marketscreener.com |
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| SA | Octagon 78 Ltd | 2026-03-30 | 497.9 M | |
| Other | Octagon CLO Evergreen Opportunity Master Fund Ltd | [2026-03-30] | 14.4 M | 66.7 M |
| Filed 2025-05-16 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| SA | Octagon 69 Ltd | 2025-03-25 | 499.4 M | |
| Other | Octagon 72 Ltd Warehouse | 2025-03-25 | 46.5 M | |
| SA | Octagon 73 Ltd | 2025-03-25 | 498.8 M | |
| SA | Octagon 74 Ltd | 2025-03-25 | 400.8 M | |
| SA | Octagon 75 Ltd | 2025-03-25 | 600.3 M | |
| Other | Octagon 76 Ltd Warehouse | 2025-03-25 | 11.0 M | |
| Other | Octagon CLO Balanced Income Fund Ltd | 2025-03-25 | 125.1 M | |
| PE | Octagon Direct Lending Fund I LP | 2025-03-25 | 1,106.0 M | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 2 | 0.7 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 81 | 30.9 |
| (g) Pension and profit sharing plans | 0 | 1.6 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 45 | 1.8 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 132 | 35.1 |
| By Discretionary | ||
| Discretionary | 132 | 35.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 132 | 35.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 31.4 | |
| United States Persons | 3.7 | |
| Total | 132 | 35.1 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| William Shaw | Director, Executive Officer | 93 | 23 | |
| Kimberly Melen | Director | 37 | 15 | |
| Glenn Mitchell | Director, Executive Officer | 32 | 12 | |
| Guggenheim Partners Investment Management LLC | Promoter | 36 | 4 | |
| Donald Young | Executive Officer | 29 | 4 | |
| Stephen Murray | Executive Officer | 7 | 4 | |
| Andrew Gordon | Executive Officer | 51 | 3 | |
| John Dudzik | Executive Officer | 9 | 3 | |
| Lauren Basmadjian | Executive Officer | 9 | 3 | |
| Glen Mitchell | Director | 5 | 3 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0001717906] | |
| 4 | [0001717906] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $7.1B |
| Clients | 1 (59 non-US) |
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity |
| LEI | 5493008X1UBLOD3JDQ57 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Octagon XAI CLO Income Fund | |
| Octagon Credit Investors LLC | |
| XAI Octagon Floating Rate & Alternative Income Trust |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Octagon XAI CLO Income Fund OCTIX
Class I Shares
|
2024-12-31 | Buy | 5,327.55 | $25.34 | 135,000 |
|
Octagon XAI CLO Income Fund OCTIX
Class I Shares
|
2024-11-26 | Buy | 89,179.55 | $25.23 | 2,250,000 |
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