XAI Octagon Floating Rate & Alternative Income Term Trust

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XAI Octagon Floating Rate & Alternative Income Term Trust
TickerXFLT
CIK #0001703079
CUSIP98400T106
Sector -
Address321 North Clark Street #2430, Chicago, IL 60654
Source [EDGAR]
CIK Filing 2011 - 2025
[0001703079] 3
[0001703079] 4
[0001703079] 5
[0001703079] 8-K
[0001703079] SC 13D
[0001703079] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Eagle Point Credit Management LLC XAI Octagon Floating Rate & Alternative Income Trust [2024-02-08] 6.75
Eagle Point Credit Management LLC XAI Octagon Floating Rate & Alternative Income Term Trust [2021-09-20] 29.8
Eagle Point Credit Management LLC XAI Octagon Floating Rate & Alternative Income Term Trust [2021-04-22] 0.7
Karpus Management Inc XAI Octagon Floating Rate & Alternative Income Term Trust [2021-04-09] 27.26
Form 3/4/5 Filer 2011 - 2025
Woo Lisa
XAI Octagon Floating Rate & Alternative Income Trust
Arment Madeline
Spence John Yogi
Brombach Theodore J
McCulloch Benjamin
Flynn Kimberly Ann
Jones Scott C
Meyers William T.
Roessler Randi Jean
Uhl Theodore
Franklin Philip G
McGarrity John P
Eagle Point CIF GP I LLC
Eagle Point Credit Management LLC
Eagle Point Core Income Fund LP
Eagle Point DIF GP I LLC
EP DIF Cayman I LP
Gleason Sean Michael
Gordon Andrew David
Mullins Derek Jason
Boger Maegan Gallagher
Dingens Gregory
Basmadjian Lauren Michelle
Cupps Danielle
Law Lauren Kristen
Lee Sungho Matthew
XA Investments LLC
Octagon Credit Investors, LLC
Mohr Gretchen Mae
Nechamkin Michael Bennett
Form 13F Holdings
Firm Period DFND Voting Shares
SIT Investment Associates Inc [2025-06-30] SOLE 0 561,306
Belpointe Asset Management LLC [2025-06-30] SOLE 485,051 485,051
JW Cole Advisors Inc [2025-06-30] SOLE 0 457,224
Landscape Capital Management LLC [2025-06-30] DFND 424,097 424,097
LPL Financial LLC [2025-06-30] SOLE 0 382,808
Consolidated Portfolio Review Corp [2025-06-30] SOLE 0 283,048
Cresset Asset Management LLC [2025-06-30] SOLE 1,672 278,548
Guggenheim Capital LLC [2025-06-30] DFND 0 252,119
LIDO Advisors LLC [2025-06-30] SOLE 0 247,782
Virtus Investment Advisers, LLC [2025-06-30] OTR 0 224,346
Balyasny Asset Management LP [2025-06-30] SOLE 212,587 212,587
Shaker Financial Services LLC [2025-06-30] SOLE 192,227 194,429
Kestra Advisory Services LLC [2025-06-30] SOLE 0 193,575
UBS Group AG [2025-06-30] DFND 7,396 182,480
Chicago Partners Investment Group LLC [2025-06-30] SOLE 0 164,544
Invesco Ltd. [2025-06-30] DFND 0 161,492
Landscape Capital Management LLC [2025-06-30] SOLE 140,162 140,162
Baird Financial Group, Inc. [2025-06-30] DFND 124,087 124,087
Morgan Stanley [2025-06-30] DFND 2 123,707
Mariner LLC [2025-06-30] SOLE 0 110,479
Private Advisor Group LLC [2025-06-30] SOLE 0 107,429
Samalin Investment Counsel LLC [2025-06-30] SOLE 0 106,098
Cambridge Investment Research Advisors Inc [2025-06-30] SOLE 0 104,562
Triumph Capital Management [2025-06-30] SOLE 99,132 102,493
Susquehanna International Group LLP [2025-06-30] OTR 71,611 71,611
Royal Bank of Canada [2025-06-30] DFND 67,711 67,711
Alexander Labrunerie & Co Inc [2025-06-30] SOLE 0 60,000
Brookwood Investment Group LLC [2025-06-30] SOLE 0 54,756
Great Valley Advisor Group Inc [2025-06-30] SOLE 0 51,309
Wedbush Securities Inc [2025-06-30] SOLE 0 49,314
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