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Fund Service Providers
Firms disclose their funds' custodians, auditors, brokers, and marketers on SEC IAPD Schedule D. These leaderboards rank each provider by the number of private funds it serves. Provider pages chart cumulative funds over time, by each fund's first filing year.
Overview Custodians Auditors Brokers Marketers
# Top Brokers Fund AUM Funds
1 JPMorgan 11,157.0 B 5,850
2 Morgan Stanley 10,699.5 B 6,649
3 Goldman Sachs 10,593.4 B 7,205
4 Bank of America 9,079.7 B 3,193
5 Barclays 8,544.7 B 1,540
6 Citi 8,399.7 B 1,989
7 UBS 7,211.1 B 2,532
8 BNP Paribas 6,987.8 B 1,306
9 Credit Suisse 6,852.5 B 2,688
10 Deutsche Bank 5,884.0 B 1,998
11 HSBC 3,579.3 B 369
12 Wells Fargo 2,836.4 B 1,020
13 Societe Generale 2,568.7 B 370
14 National Financial Services LLC 2,060.2 B 777
15 BNY Mellon 2,025.2 B 273
16 Nomura 1,411.1 B 148
17 Pershing LLC 1,209.1 B 823
18 State Street 1,017.1 B 211
19 Royal Bank of Canada 898.6 B 18
20 Scotia Capital USA Inc 701.3 B 82
21 Skandinaviska Enskilda Banken AB PUBL 688.7 B 8
22 Scotiabank - the Bank of Nova Scotia Houston Branch 687.7 B 1
23 Macquarie Bank International Limited 687.7 B 1
24 Marex Group PLC 687.7 B 1
25 Scotiabank - the Bank of Nova Scotia 687.7 B 1
26 Prime Dealer Service Corp 687.7 B 1
27 Macquarie Group Limited 687.7 B 1
28 Jefferies 674.6 B 1,197
29 CIBC World Markets Corp 564.1 B 50
30 Marex Capital Markets Inc 506.9 B 187
31 CLSA Limited 501.9 B 3
32 The Royal Bank of Scotland PLC 497.5 B 30
33 Macquarie Bank Limited 493.7 B 27
34 Standard Chartered Bank 490.6 B 45
35 The Bank of Nova Scotia 466.3 B 39
36 Cantor Fitzgerald & Co 411.4 B 277
37 Natwest Markets PLC 386.1 B 37
38 Canadian Imperial Bank of Commerce 351.8 B 23
39 Palafox Trading LLC 331.4 B 2
40 Mortgage Backed Securities Clearing Corporation 331.4 B 2
41 Lchclearnet Group Ltd 331.3 B 1
42 CF Secured LLC 327.0 B 63
43 Mizuho 302.8 B 30
44 Citco Bank Nederland NV Dublin Branch 301.2 B 4
45 Newedge USA LLC 296.4 B 134
46 Citco Custody Limited 249.2 B 2
47 TD Securities USA LLC 245.4 B 80
48 Interactive Brokers LLC 239.8 B 1,462
49 BMO Capital Markets Corp 221.6 B 18
50 Banco Santander Sa 221.3 B 13
51 Standard Chartered Bank PLC 217.9 B 3
52 Prime Dealer Services Corp 217.8 B 65
53 Citadel Securities LLC 211.2 B 15
54 Skandinaviska Enskilda Banken AB 207.9 B 18
55 BMO Nesbitt Burns Inc 203.0 B 36
56 Natixis Securities Americas LLC 202.8 B 9
57 Bank of Montreal 202.1 B 20
58 CICC Financial Trading Limited 200.2 B 13
59 National Bank of Canada Financial Inc 199.5 B 7
60 Natixis Sa 199.3 B 5
61 Fidelity Prime Financing 198.3 B 19
62 SMBC Capital Markets Inc 197.8 B 4
63 The Bank of Nova Scotia Houston Branch 193.5 B 6
64 Oppenheimer & Co Inc 174.9 B 55
65 RBS Securities Inc 169.1 B 20
66 Citadel Clearing LLC 166.5 B 11
67 RBC Capital Markets LLC 161.5 B 61
68 Guggenheim Securities LLC 160.6 B 12
69 The Northern Trust Company 156.9 B 16
70 RBC Europe Limited 150.7 B 7
71 ING Financial Markets LLC 149.7 B 3
72 Canadian Imperial Bank of Commerce NY Branch 149.7 B 3
73 Blue Capital Global Reinsurance SA-I 149.7 B 3
74 Catco Reinsurance Fund Ltd 149.7 B 3
75 Royal Bank of Canada New York Branch 149.7 B 3
76 Natixis New York Branch 149.7 B 3
77 Newedge Financial Inc 147.4 B 4
78 ING Bank NV 146.9 B 3
79 J Aron & Company 146.8 B 3
80 Endurance Specialty Insurance Ltd 146.8 B 2
81 Coinbase Inc - Prime 146.8 B 2
82 BTIG LLC 143.3 B 760
83 Daiwa Capital Markets Europe Limited 142.0 B 3
84 Cantor Fitzgerald Securities 139.4 B 6
85 Advantage Securities LLC 139.1 B 2
86 SG Asia Holdings India PVT Ltd 134.8 B 2
87 State Bank of India Singapore Branch 134.8 B 2
88 SBI Global Securities Services Private Limited 134.8 B 2
89 Shinan Investment Corp 134.8 B 2
90 National Financial Services LLC Through ITS Fidelity Capital Markets Division Fidelity 134.6 B 1
91 Royal Bank of Scotland PLC 119.7 B 13
92 Bank of Nova Scotia 114.3 B 30
93 Fidelity Brokerage Services LLC 107.3 B 233
94 Unicredit Bank AG 106.8 B 4
95 TD Securities Inc 103.9 B 69
96 TD Prime Services LLC 103.4 B 111
97 Guardians of New Zealand Superannuation 93.9 B 2
98 Unicredit Bank Austria AG 91.0 B 1
99 Royal Bank of Scotland NV 91.0 B 1
100 BMO Capital Markets 80.7 B 10
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