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Fund Service Providers
Firms disclose their funds' custodians, auditors, brokers, and marketers on SEC IAPD Schedule D. These leaderboards rank each provider by the number of private funds it serves. Provider pages chart cumulative funds over time, by each fund's first filing year.
Overview Custodians Auditors Brokers Marketers
# Top Brokers Fund AUM Funds
101 CF Secured LLC 327.0 B 63
102 Morgan Stanley Capital Services LLC 322.8 B 64
103 HSBC Bank USA NA 317.5 B 14
104 BNP Paribas Prime Brokerage International Limited 311.6 B 42
105 Citco Bank Nederland NV Dublin Branch 301.2 B 4
106 Newedge USA LLC 296.4 B 134
107 UBS AG London 295.4 B 66
108 Barclays Bank PLC New York Branch 271.7 B 17
109 Morgan Stanley 267.9 B 688
110 Citigroup Global Markets Ltd 264.3 B 32
111 Morgan Stanley & Co Intl PLC 260.8 B 38
112 BNP Paribas New York 257.8 B 34
113 Merrill Lynch Bank of America Securities 256.0 B 25
114 JP Morgan Chase Bank N A 253.1 B 24
115 Citco Custody Limited 249.2 B 2
116 TD Securities USA LLC 245.4 B 80
117 Interactive Brokers LLC 239.8 B 1,462
118 Nomura Global Financial Products Inc 233.1 B 19
119 Mizuho Securities USA LLC 232.4 B 14
120 BMO Capital Markets Corp 221.6 B 18
121 Banco Santander Sa 221.3 B 13
122 The Bank of New York Mellon International Limited 220.3 B 4
123 Standard Chartered Bank PLC 217.9 B 3
124 Prime Dealer Services Corp 217.8 B 65
125 Mizuho Capital Markets LLC 215.9 B 13
126 Wells Fargo Prime Services LLC 211.5 B 449
127 Citadel Securities LLC 211.2 B 15
128 Goldman Sachs Bank USA 210.6 B 12
129 Credit Suisse AG Dublin 209.7 B 28
130 Morgan Stanley Capital Services Inc 208.1 B 17
131 Skandinaviska Enskilda Banken AB 207.9 B 18
132 Morgan Stanley & Co Incorporated 206.9 B 21
133 BMO Nesbitt Burns Inc 203.0 B 36
134 Natixis Securities Americas LLC 202.8 B 9
135 Bank of Montreal 202.1 B 20
136 CICC Financial Trading Limited 200.2 B 13
137 National Bank of Canada Financial Inc 199.5 B 7
138 Natixis Sa 199.3 B 5
139 Fidelity Prime Financing 198.3 B 19
140 SMBC Capital Markets Inc 197.8 B 4
141 The Bank of Nova Scotia Houston Branch 193.5 B 6
142 BNP Paribas NY Branch 180.2 B 14
143 Oppenheimer & Co Inc 174.9 B 55
144 Citi Private Bank 171.2 B 3
145 RBS Securities Inc 169.1 B 20
146 Citadel Clearing LLC 166.5 B 11
147 Merrill Lynch Capital Services Inc 166.4 B 15
148 JP Morgan NA 166.1 B 5
149 Citibank NA Mumbai 165.4 B 5
150 Societe Generale New York Branch 164.5 B 4
151 RBC Capital Markets LLC 161.5 B 61
152 Guggenheim Securities LLC 160.6 B 12
153 Morgan Stanley Bank NA 160.3 B 5
154 The Northern Trust Company 156.9 B 16
155 BNP Paribas Securities Corporation 154.1 B 1
156 Jefferies & Company Inc 154.0 B 216
157 RBC Europe Limited 150.7 B 7
158 Merrill Lynch & Co Inc 149.7 B 3
159 ING Financial Markets LLC 149.7 B 3
160 Canadian Imperial Bank of Commerce NY Branch 149.7 B 3
161 Bank of America Corporation 149.7 B 3
162 Blue Capital Global Reinsurance SA-I 149.7 B 3
163 Catco Reinsurance Fund Ltd 149.7 B 3
164 Royal Bank of Canada New York Branch 149.7 B 3
165 Natixis New York Branch 149.7 B 3
166 Mizuho International PLC 148.3 B 3
167 Societe Generale Paris 148.3 B 3
168 J P Morgan Securities LLC 148.0 B 4
169 Mizuho Securities USA Inc 148.0 B 4
170 Morgan Stanley Capital Group Inc 147.7 B 13
171 Newedge Financial Inc 147.4 B 4
172 ING Bank NV 146.9 B 3
173 J Aron & Company 146.8 B 3
174 Endurance Specialty Insurance Ltd 146.8 B 2
175 Coinbase Inc - Prime 146.8 B 2
176 BTIG LLC 143.3 B 760
177 Jefferies Financial Services Inc 142.0 B 4
178 Daiwa Capital Markets Europe Limited 142.0 B 3
179 Mizuho Markets Cayman LP 142.0 B 3
180 Mizuho Markets Americas LLC 142.0 B 3
181 BOFA Securities India Limited 142.0 B 3
182 BOFA Securities Prime Inc 141.6 B 11
183 Cantor Fitzgerald Securities 139.4 B 6
184 Advantage Securities LLC 139.1 B 2
185 Barclays Bank PLC Singapore Branch 136.7 B 3
186 State Street Global Markets LLC 136.0 B 71
187 Merrill Lynch International Inc Seoul 134.8 B 2
188 SG Asia Holdings India PVT Ltd 134.8 B 2
189 State Bank of India Singapore Branch 134.8 B 2
190 SBI Global Securities Services Private Limited 134.8 B 2
191 Shinan Investment Corp 134.8 B 2
192 Merrill Lynch Securities Taiwan Limited 134.8 B 2
193 HSBC Bank PLC HSBC 134.6 B 1
194 Morgan Stanley and Co Internalional 134.6 B 1
195 JP Morgan Securities LLC JPMS 134.6 B 1
196 National Financial Services LLC Through ITS Fidelity Capital Markets Division Fidelity 134.6 B 1
197 UBS Europe SE 130.1 B 27
198 Merrill Lynch International Limited 122.9 B 5
199 Royal Bank of Scotland PLC 119.7 B 13
200 Credit Suisse Prime Securities Services USA LLC 115.9 B 72
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