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Custodians, Auditors, Brokers & Marketers

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Fund Service Providers
Firms disclose their funds' custodians, auditors, brokers, and marketers on SEC IAPD Schedule D. These leaderboards rank each provider by the number of private funds it serves. Provider pages chart cumulative funds over time, by each fund's first filing year.
Overview Fund Sponsors / GPs Custodians Auditors Brokers Marketers
# Top Brokers Fund AUM Funds
101 Clear Street LLC 78.50 B 197
102 Curvature Securities LLC 77.82 B 12
103 RBC Capital Markets Corporation 77.37 B 6
104 South Street Securities LLC 77.27 B 1
105 Raymond James 74.14 B 327
106 CIBC World Markets Inc 61.98 B 44
107 Charles Schwab & Co Inc 61.78 B 332
108 Haywood Securities USA Inc 61.02 B 28
109 Wedbush Securities Inc 60.91 B 85
110 Daiwa Capital Markets America Inc 59.24 B 8
111 Cowen and Company 59.21 B 104
112 Northern Trust Co/The 57.83 B 5
113 Daiwa Capital Markets Europe Ltd 57.22 B 4
114 Macquarie Bank Ltd 56.51 B 6
115 Blue Capital RE ILS Ltd 55.83 B 1
116 Fidelity Prime Services 52.50 B 66
117 Dresdner Bank AG 51.00 B 3
118 The Hongkong and Shanghai Banking Corporation Limited 48.08 B 2
119 Commerzbank AG 48.08 B 1
120 Black Rock Inc 48.08 B 1
121 Coinbase Custody Trust Company LLC 47.96 B 53
122 Bofaml Securities Inc 43.22 B 5
123 Kotak Securities Limited 39.70 B 11
124 Newedge UK Financial Ltd 39.23 B 6
125 Natwest Markets Securities Inc 36.59 B 7
126 Anchorage Digital Bank National Association 36.33 B 20
127 Coinbase Inc 33.81 B 102
128 Falconx Limited 32.42 B 12
129 BMO Nesbitt Burns Securities Ltd 32.38 B 18
130 Fidelity Capital Markets 29.51 B 23
131 KGI Securities Singapore PTE Ltd 29.30 B 5
132 Macquarie Futures USA LLC 27.86 B 8
133 Royal Bank of Scotland Group PLC 27.26 B 7
134 Industrial and Commercial Bank of China Financial Services LLC 27.23 B 27
135 Stonex Financial Inc 25.69 B 102
136 Cowen Prime Services LLC 25.49 B 226
137 Pershing Advisor Solutions LLC 25.46 B 94
138 First Republic Securities Company 24.62 B 7
139 Marex Financial 22.94 B 10
140 First Republic Trust Company 22.52 B 9
141 E Trade Securities LLC 21.55 B 11
142 Merlin Securities LLC 21.51 B 118
143 Newedge UK Financial Limited 21.23 B 24
144 ICBC International Securities Limited 20.83 B 2
145 ABCI Securities Company Limited 20.83 B 2
146 Banco Bradesco Sa 18.84 B 4
147 YAPI Kredi Yatirim Menkul Degerler 18.19 B 1
148 KGI Securities Sigapore PTE Ltd 18.19 B 1
149 Edelweiss Custodial Services Ltd 18.19 B 1
150 BCS Prime Brokerage 18.19 B 1
151 Electronic Transaction Clearing Inc 17.93 B 6
152 AVM LP 17.73 B 1
153 UBG AG 17.67 B 3
154 Scotiabank 17.42 B 9
155 Coinbase Securities Inc 15.98 B 28
156 Haitong International Securities Company Limited 15.77 B 5
157 Phillipcapital 15.56 B 3
158 Standard Chartered Bank Vietnam Limited 15.56 B 2
159 Phillip Capital Inc 15.56 B 2
160 Intl FCStone Financial Inc 15.25 B 34
161 Macquarie Capital USA Inc 14.70 B 6
162 Stifel 14.19 B 74
163 Standard Chartered Bank Hong Kong Limited 14.07 B 1
164 Axis Capital Markets Ltd 13.96 B 1
165 RJ O'Brien 7 Associates LLC 13.96 B 1
166 Industrial and Commercial Bank of China 13.71 B 3
167 RBC Domnion Securities Inc 12.99 B 1
168 ADM Investor Services Inc 12.51 B 36
169 Anchorage Digital Bank NA 11.87 B 4
170 Coinbase Trust Company LLC 11.87 B 3
171 Merril Lynch International 11.84 B 1
172 Merill Lynch International 11.63 B 10
173 Cantor Fitzgerald 11.53 B 21
174 Northern Trust Securities Inc 11.24 B 61
175 First Republic Bank 11.02 B 145
176 Jonestrading 10.40 B 79
177 E D & F Man Capital Markets Inc 10.22 B 20
178 Newedge Group UK Branch 9,541.5 M 7
179 Societe General International Limited 9,018.0 M 5
180 First Republic Securities Company LLC 8,376.3 M 21
181 Weeden Prime Services LLC 8,341.6 M 47
182 Richardson GMP Limited 8,329.9 M 1
183 Same ONES as Third Point Offshore Master Fund LP 8,206.3 M 3
184 Mirae Asset 7,857.9 M 23
185 Natwest Markets PLC the Royal Bank of Scotland 7,847.1 M 1
186 Fidelity Investments Institutional Services Company Inc 7,846.2 M 15
187 Emkay Global Financial Services Limited 7,657.2 M 4
188 Spark Capital Advisors India PVT Ltd 7,319.8 M 1
189 Scotia Capital Inc 7,288.5 M 31
190 Fidelity Distributors Company LLC 7,210.9 M 5
191 Scotia Capital 6,716.8 M 8
192 WPS Prime Services LLC 6,553.8 M 26
193 Interactive Brokers 6,535.3 M 43
194 RJ O'Brien Securities LLC 6,381.1 M 23
195 China International Capital Corporation Hong Kong Securities Limited 6,350.4 M 21
196 Leerink Partners LLC 6,336.9 M 10
197 Wayne Hummer Investments LLC 6,102.2 M 9
198 Piper Jaffray & Co 6,049.1 M 18
199 Maxim Group LLC 5,737.6 M 42
200 Chatham Financial 5,577.1 M 2
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